Uncertainty
Using Contrastive Learning with Generative Similarity to Learn Spaces that Capture Human Inductive Biases
Marjieh, Raja, Kumar, Sreejan, Campbell, Declan, Zhang, Liyi, Bencomo, Gianluca, Snell, Jake, Griffiths, Thomas L.
Humans rely on strong inductive biases to learn from few examples and abstract useful information from sensory data. Instilling such biases in machine learning models has been shown to improve their performance on various benchmarks including few-shot learning, robustness, and alignment. However, finding effective training procedures to achieve that goal can be challenging as psychologically-rich training data such as human similarity judgments are expensive to scale, and Bayesian models of human inductive biases are often intractable for complex, realistic domains. Here, we address this challenge by introducing a Bayesian notion of generative similarity whereby two datapoints are considered similar if they are likely to have been sampled from the same distribution. This measure can be applied to complex generative processes, including probabilistic programs. We show that generative similarity can be used to define a contrastive learning objective even when its exact form is intractable, enabling learning of spatial embeddings that express specific inductive biases. We demonstrate the utility of our approach by showing how it can be used to capture human inductive biases for geometric shapes, and to better distinguish different abstract drawing styles that are parameterized by probabilistic programs.
Convergence Bounds for Sequential Monte Carlo on Multimodal Distributions using Soft Decomposition
Lee, Holden, Santana-Gijzen, Matheau
We prove bounds on the variance of a function $f$ under the empirical measure of the samples obtained by the Sequential Monte Carlo (SMC) algorithm, with time complexity depending on local rather than global Markov chain mixing dynamics. SMC is a Markov Chain Monte Carlo (MCMC) method, which starts by drawing $N$ particles from a known distribution, and then, through a sequence of distributions, re-weights and re-samples the particles, at each instance applying a Markov chain for smoothing. In principle, SMC tries to alleviate problems from multi-modality. However, most theoretical guarantees for SMC are obtained by assuming global mixing time bounds, which are only efficient in the uni-modal setting. We show that bounds can be obtained in the truly multi-modal setting, with mixing times that depend only on local MCMC dynamics.
FedMAP: Unlocking Potential in Personalized Federated Learning through Bi-Level MAP Optimization
Zhang, Fan, Esteve-Yagรผe, Carlos, Dittmer, Sรถren, Schรถnlieb, Carola-Bibiane, Roberts, Michael
Federated Learning (FL) enables collaborative training of machine learning models on decentralized data while preserving data privacy. However, data across clients often differs significantly due to class imbalance, feature distribution skew, sample size imbalance, and other phenomena. Leveraging information from these not identically distributed (non-IID) datasets poses substantial challenges. FL methods based on a single global model cannot effectively capture the variations in client data and underperform in non-IID settings. Consequently, Personalized FL (PFL) approaches that adapt to each client's data distribution but leverage other clients' data are essential but currently underexplored. We propose a novel Bayesian PFL framework using bi-level optimization to tackle the data heterogeneity challenges. Our proposed framework utilizes the global model as a prior distribution within a Maximum A Posteriori (MAP) estimation of personalized client models. This approach facilitates PFL by integrating shared knowledge from the prior, thereby enhancing local model performance, generalization ability, and communication efficiency. We extensively evaluated our bi-level optimization approach on real-world and synthetic datasets, demonstrating significant improvements in model accuracy compared to existing methods while reducing communication overhead. This study contributes to PFL by establishing a solid theoretical foundation for the proposed method and offering a robust, ready-to-use framework that effectively addresses the challenges posed by non-IID data in FL.
Language Generation with Strictly Proper Scoring Rules
Shao, Chenze, Meng, Fandong, Liu, Yijin, Zhou, Jie
Language generation based on maximum likelihood estimation (MLE) has become the fundamental approach for text generation. Maximum likelihood estimation is typically performed by minimizing the log-likelihood loss, also known as the logarithmic score in statistical decision theory. The logarithmic score is strictly proper in the sense that it encourages honest forecasts, where the expected score is maximized only when the model reports true probabilities. Although many strictly proper scoring rules exist, the logarithmic score is the only local scoring rule among them that depends exclusively on the probability of the observed sample, making it capable of handling the exponentially large sample space of natural text. In this work, we propose a straightforward strategy for adapting scoring rules to language generation, allowing for language modeling with any non-local scoring rules. Leveraging this strategy, we train language generation models using two classic strictly proper scoring rules, the Brier score and the Spherical score, as alternatives to the logarithmic score. Experimental results indicate that simply substituting the loss function, without adjusting other hyperparameters, can yield substantial improvements in model's generation capabilities. Moreover, these improvements can scale up to large language models (LLMs) such as LLaMA-7B and LLaMA-13B. Source code: \url{https://github.com/shaochenze/ScoringRulesLM}.
Hybrid Preference Optimization: Augmenting Direct Preference Optimization with Auxiliary Objectives
Badrinath, Anirudhan, Agarwal, Prabhat, Xu, Jiajing
For aligning large language models (LLMs), prior work has leveraged reinforcement learning via human feedback (RLHF) or variations of direct preference optimization (DPO). While DPO offers a simpler framework based on maximum likelihood estimation, it compromises on the ability to tune language models to easily maximize non-differentiable and non-binary objectives according to the LLM designer's preferences (e.g., using simpler language or minimizing specific kinds of harmful content). These may neither align with user preferences nor even be able to be captured tractably by binary preference data. To leverage the simplicity and performance of DPO with the generalizability of RL, we propose a hybrid approach between DPO and RLHF. With a simple augmentation to the implicit reward decomposition of DPO, we allow for tuning LLMs to maximize a set of arbitrary auxiliary rewards using offline RL. The proposed method, Hybrid Preference Optimization (HPO), shows the ability to effectively generalize to both user preferences and auxiliary designer objectives, while preserving alignment performance across a range of challenging benchmarks and model sizes.
Does learning the right latent variables necessarily improve in-context learning?
Mittal, Sarthak, Elmoznino, Eric, Gagnon, Leo, Bhardwaj, Sangnie, Sridhar, Dhanya, Lajoie, Guillaume
Large autoregressive models like Transformers can solve tasks through in-context learning (ICL) without learning new weights, suggesting avenues for efficiently solving new tasks. For many tasks, e.g., linear regression, the data factorizes: examples are independent given a task latent that generates the data, e.g., linear coefficients. While an optimal predictor leverages this factorization by inferring task latents, it is unclear if Transformers implicitly do so or if they instead exploit heuristics and statistical shortcuts enabled by attention layers. Both scenarios have inspired active ongoing work. In this paper, we systematically investigate the effect of explicitly inferring task latents. We minimally modify the Transformer architecture with a bottleneck designed to prevent shortcuts in favor of more structured solutions, and then compare performance against standard Transformers across various ICL tasks. Contrary to intuition and some recent works, we find little discernible difference between the two; biasing towards task-relevant latent variables does not lead to better out-of-distribution performance, in general. Curiously, we find that while the bottleneck effectively learns to extract latent task variables from context, downstream processing struggles to utilize them for robust prediction. Our study highlights the intrinsic limitations of Transformers in achieving structured ICL solutions that generalize, and shows that while inferring the right latents aids interpretability, it is not sufficient to alleviate this problem.
On Generating Monolithic and Model Reconciling Explanations in Probabilistic Scenarios
Vasileiou, Stylianos Loukas, Yeoh, William, Previti, Alessandro, Son, Tran Cao
Explanation generation frameworks aim to make AI systems' decisions transparent and understandable to human users. However, generating explanations in uncertain environments characterized by incomplete information and probabilistic models remains a significant challenge. In this paper, we propose a novel framework for generating probabilistic monolithic explanations and model reconciling explanations. Monolithic explanations provide self-contained reasons for an explanandum without considering the agent receiving the explanation, while model reconciling explanations account for the knowledge of the agent receiving the explanation. For monolithic explanations, our approach integrates uncertainty by utilizing probabilistic logic to increase the probability of the explanandum. For model reconciling explanations, we propose a framework that extends the logic-based variant of the model reconciliation problem to account for probabilistic human models, where the goal is to find explanations that increase the probability of the explanandum while minimizing conflicts between the explanation and the probabilistic human model. We introduce explanatory gain and explanatory power as quantitative metrics to assess the quality of these explanations. Further, we present algorithms that exploit the duality between minimal correction sets and minimal unsatisfiable sets to efficiently compute both types of explanations in probabilistic contexts. Extensive experimental evaluations on various benchmarks demonstrate the effectiveness and scalability of our approach in generating explanations under uncertainty.
Learning to Continually Learn with the Bayesian Principle
Lee, Soochan, Jeon, Hyeonseong, Son, Jaehyeon, Kim, Gunhee
In the present era of deep learning, continual learning research is mainly focused on mitigating forgetting when training a neural network with stochastic gradient descent on a non-stationary stream of data. On the other hand, in the more classical literature of statistical machine learning, many models have sequential Bayesian update rules that yield the same learning outcome as the batch training, i.e., they are completely immune to catastrophic forgetting. However, they are often overly simple to model complex real-world data. In this work, we adopt the meta-learning paradigm to combine the strong representational power of neural networks and simple statistical models' robustness to forgetting. In our novel meta-continual learning framework, continual learning takes place only in statistical models via ideal sequential Bayesian update rules, while neural networks are meta-learned to bridge the raw data and the statistical models. Since the neural networks remain fixed during continual learning, they are protected from catastrophic forgetting. This approach not only achieves significantly improved performance but also exhibits excellent scalability. Since our approach is domain-agnostic and model-agnostic, it can be applied to a wide range of problems and easily integrated with existing model architectures.
Crowdsourcing with Difficulty: A Bayesian Rating Model for Heterogeneous Items
Han, Seong Woo, Adฤฑgรผzel, Ozan, Carpenter, Bob
In applied statistics and machine learning, the "gold standards" used for training are often biased and almost always noisy. Dawid and Skene's justifiably popular crowdsourcing model adjusts for rater (coder, annotator) sensitivity and specificity, but fails to capture distributional properties of rating data gathered for training, which in turn biases training. In this study, we introduce a general purpose measurement-error model with which we can infer consensus categories by adding item-level effects for difficulty, discriminativeness, and guessability. We further show how to constrain the bimodal posterior of these models to avoid (or if necessary, allow) adversarial raters. We validate our model's goodness of fit with posterior predictive checks, the Bayesian analogue of $\chi^2$ tests. Dawid and Skene's model is rejected by goodness of fit tests, whereas our new model, which adjusts for item heterogeneity, is not rejected. We illustrate our new model with two well-studied data sets, binary rating data for caries in dental X-rays and implication in natural language.
Kernel Semi-Implicit Variational Inference
Cheng, Ziheng, Yu, Longlin, Xie, Tianyu, Zhang, Shiyue, Zhang, Cheng
Semi-implicit variational inference (SIVI) extends traditional variational families with semi-implicit distributions defined in a hierarchical manner. Due to the intractable densities of semi-implicit distributions, classical SIVI often resorts to surrogates of evidence lower bound (ELBO) that would introduce biases for training. A recent advancement in SIVI, named SIVI-SM, utilizes an alternative score matching objective made tractable via a minimax formulation, albeit requiring an additional lower-level optimization. In this paper, we propose kernel SIVI (KSIVI), a variant of SIVI-SM that eliminates the need for lower-level optimization through kernel tricks. Specifically, we show that when optimizing over a reproducing kernel Hilbert space (RKHS), the lower-level problem has an explicit solution. This way, the upper-level objective becomes the kernel Stein discrepancy (KSD), which is readily computable for stochastic gradient descent due to the hierarchical structure of semi-implicit variational distributions. An upper bound for the variance of the Monte Carlo gradient estimators of the KSD objective is derived, which allows us to establish novel convergence guarantees of KSIVI. We demonstrate the effectiveness and efficiency of KSIVI on both synthetic distributions and a variety of real data Bayesian inference tasks.