We present a new financial framework where two families of RL-based agents representing the Liquidity Providers and Liquidity Takers learn simultaneously to satisfy their objective. Thanks to a parametrized reward formulation and the use of Deep RL, each group learns a shared policy able to generalize and interpolate over a wide range of behaviors. This is a step towards a fully RL-based market simulator replicating complex market conditions particularly suited to study the dynamics of the financial market under various scenarios.

Humans have mental models that allow them to plan, experiment, and reason in the physical world. How should an intelligent agent go about learning such models? In this paper, we will study if models of the world learned in an open-ended physics environment, without any specific tasks, can be reused for downstream physics reasoning tasks. To this end, we build a benchmark Open-ended Physics ENvironment (OPEn) and also design several tasks to test learning representations in this environment explicitly. This setting reflects the conditions in which real agents (i.e. rolling robots) find themselves, where they may be placed in a new kind of environment and must adapt without any teacher to tell them how this environment works. This setting is challenging because it requires solving an exploration problem in addition to a model building and representation learning problem. We test several existing RL-based exploration methods on this benchmark and find that an agent using unsupervised contrastive learning for representation learning, and impact-driven learning for exploration, achieved the best results. However, all models still fall short in sample efficiency when transferring to the downstream tasks. We expect that OPEn will encourage the development of novel rolling robot agents that can build reusable mental models of the world that facilitate many tasks.

In many contexts, lying -- the use of verbal falsehoods to deceive -- is harmful. While lying has traditionally been a human affair, AI systems that make sophisticated verbal statements are becoming increasingly prevalent. This raises the question of how we should limit the harm caused by AI "lies" (i.e. falsehoods that are actively selected for). Human truthfulness is governed by social norms and by laws (against defamation, perjury, and fraud). Differences between AI and humans present an opportunity to have more precise standards of truthfulness for AI, and to have these standards rise over time. This could provide significant benefits to public epistemics and the economy, and mitigate risks of worst-case AI futures. Establishing norms or laws of AI truthfulness will require significant work to: (1) identify clear truthfulness standards; (2) create institutions that can judge adherence to those standards; and (3) develop AI systems that are robustly truthful. Our initial proposals for these areas include: (1) a standard of avoiding "negligent falsehoods" (a generalisation of lies that is easier to assess); (2) institutions to evaluate AI systems before and after real-world deployment; and (3) explicitly training AI systems to be truthful via curated datasets and human interaction. A concerning possibility is that evaluation mechanisms for eventual truthfulness standards could be captured by political interests, leading to harmful censorship and propaganda. Avoiding this might take careful attention. And since the scale of AI speech acts might grow dramatically over the coming decades, early truthfulness standards might be particularly important because of the precedents they set.

In this study we present a dynamical agent-based model to investigate the interplay between the socio-economy of and SEIRS-type epidemic spreading over a geographical area, divided to smaller area districts and further to smallest area cells. The model treats the populations of cells and authorities of districts as agents, such that the former can reduce their economic activity and the latter can recommend economic activity reduction both with the overall goal to slow down the epidemic spreading. The agents make decisions with the aim of attaining as high socio-economic standings as possible relative to other agents of the same type by evaluating their standings based on the local and regional infection rates, compliance to the authorities' regulations, regional drops in economic activity, and efforts to mitigate the spread of epidemic. We find that the willingness of population to comply with authorities' recommendations has the most drastic effect on the epidemic spreading: periodic waves spread almost unimpeded in non-compliant populations, while in compliant ones the spread is minimal with chaotic spreading pattern and significantly lower infection rates. Health and economic concerns of agents turn out to have lesser roles, the former increasing their efforts and the latter decreasing them.

Increasing amounts of distributed generation in distribution networks can provide both challenges and opportunities for voltage regulation across the network. Intelligent control of smart inverters and other smart building energy management systems can be leveraged to alleviate these issues. GridLearn is a multiagent reinforcement learning platform that incorporates both building energy models and power flow models to achieve grid level goals, by controlling behind-the-meter resources. This study demonstrates how multi-agent reinforcement learning can preserve building owner privacy and comfort while pursuing grid-level objectives. Building upon the CityLearn framework which considers RL for building-level goals, this work expands the framework to a network setting where grid-level goals are additionally considered. As a case study, we consider voltage regulation on the IEEE-33 bus network using controllable building loads, energy storage, and smart inverters. The results show that the RL agents nominally reduce instances of undervoltages and reduce instances of overvoltages by 34%.

Communication between embodied AI agents has received increasing attention in recent years. Despite its use, it is still unclear whether the learned communication is interpretable and grounded in perception. To study the grounding of emergent forms of communication, we first introduce the collaborative multi-object navigation task CoMON. In this task, an oracle agent has detailed environment information in the form of a map. It communicates with a navigator agent that perceives the environment visually and is tasked to find a sequence of goals. To succeed at the task, effective communication is essential. CoMON hence serves as a basis to study different communication mechanisms between heterogeneous agents, that is, agents with different capabilities and roles. We study two common communication mechanisms and analyze their communication patterns through an egocentric and spatial lens. We show that the emergent communication can be grounded to the agent observations and the spatial structure of the 3D environment. Video summary: https://youtu.be/kLv2rxO9t0g

Many real-world applications of multi-agent reinforcement learning (RL), such as multi-robot navigation and decentralized control of cyber-physical systems, involve the cooperation of agents as a team with aligned objectives. We study multi-agent RL in the most basic cooperative setting -- Markov teams -- a class of Markov games where the cooperating agents share a common reward. We propose an algorithm in which each agent independently runs stage-based V-learning (a Q-learning style algorithm) to efficiently explore the unknown environment, while using a stochastic gradient descent (SGD) subroutine for policy updates. We show that the agents can learn an $\epsilon$-approximate Nash equilibrium policy in at most $\propto\widetilde{O}(1/\epsilon^4)$ episodes. Our results advocate the use of a novel \emph{stage-based} V-learning approach to create a stage-wise stationary environment. We also show that under certain smoothness assumptions of the team, our algorithm can achieve a nearly \emph{team-optimal} Nash equilibrium. Simulation results corroborate our theoretical findings. One key feature of our algorithm is being \emph{decentralized}, in the sense that each agent has access to only the state and its local actions, and is even \emph{oblivious} to the presence of the other agents. Neither communication among teammates nor coordination by a central controller is required during learning. Hence, our algorithm can readily generalize to an arbitrary number of agents, without suffering from the exponential dependence on the number of agents.

Optimizing traffic signal control (TSC) at intersections continues to pose a challenging problem, particularly for large-scale traffic networks. It has been shown in past research that it is feasible to optimize the operations of individual TSC systems or a small number of such systems. However, it has been computationally difficult to scale these solution approaches to large networks partly due to the curse of dimensionality that is encountered as the number of intersections increases. Fortunately, recent studies have recognized the potential of exploiting advancements in deep and reinforcement learning to address this problem, and some preliminary successes have been achieved in this regard. However, facilitating such intelligent solution approaches may require large amounts of infrastructural investments such as roadside units (RSUs) and drones in order to ensure thorough connectivity across all intersections in large networks, an investment that may be burdensome for agencies to undertake. As such, this study builds on recent work to present a scalable TSC model that may reduce the number of required enabling infrastructure. This is achieved using graph attention networks (GATs) to serve as the neural network for deep reinforcement learning, which aids in maintaining the graph topology of the traffic network while disregarding any irrelevant or unnecessary information. A case study is carried out to demonstrate the effectiveness of the proposed model, and the results show much promise. The overall research outcome suggests that by decomposing large networks using fog-nodes, the proposed fog-based graphic RL (FG-RL) model can be easily applied to scale into larger traffic networks.

Past research and practice have demonstrated that dynamic rerouting framework is effective in mitigating urban traffic congestion and thereby improve urban travel efficiency. It has been suggested that dynamic rerouting could be facilitated using emerging technologies such as fog-computing which offer advantages of low-latency capabilities and information exchange between vehicles and roadway infrastructure. To address this question, this study proposes a two-stage model that combines GAQ (Graph Attention Network - Deep Q Learning) and EBkSP (Entropy Based k Shortest Path) using a fog-cloud architecture, to reroute vehicles in a dynamic urban environment and therefore to improve travel efficiency in terms of travel speed. First, GAQ analyzes the traffic conditions on each road and for each fog area, and then assigns a road index based on the information attention from both local and neighboring areas. Second, EBkSP assigns the route for each vehicle based on the vehicle priority and route popularity. A case study experiment is carried out to investigate the efficacy of the proposed model. At the model training stage, different methods are used to establish the vehicle priorities, and their impact on the results is assessed. Also, the proposed model is tested under various scenarios with different ratios of rerouting and background (non-rerouting) vehicles. The results demonstrate that vehicle rerouting using the proposed model can help attain higher speed and reduces possibility of severe congestion. This result suggests that the proposed model can be deployed by urban transportation agencies for dynamic rerouting and ultimately, to reduce urban traffic congestion.

Continual learning agents should incrementally learn a sequence of tasks while satisfying two main desiderata: accumulating on previous knowledge without forgetting and transferring previous relevant knowledge to help in future learning. Existing research largely focuses on alleviating the catastrophic forgetting problem. There, an agent is altered to prevent forgetting based solely on previous tasks. This hinders the balance between preventing forgetting and maximizing the forward transfer. In response to this, we investigate the stability-plasticity dilemma to determine which model components are eligible to be reused, added, fixed, or updated to achieve this balance. We address the class incremental learning scenario where the agent is prone to ambiguities between old and new classes. With our proposed Knowledge-Aware contiNual learner (KAN), we demonstrate that considering the semantic similarity between old and new classes helps in achieving this balance. We show that being aware of existing knowledge helps in: (1) increasing the forward transfer from similar knowledge, (2) reducing the required capacity by leveraging existing knowledge, (3) protecting dissimilar knowledge, and (4) increasing robustness to the class order in the sequence. We evaluated sequences of similar tasks, dissimilar tasks, and a mix of both constructed from the two commonly used benchmarks for class-incremental learning; CIFAR-10 and CIFAR-100. Continual learning (CL) aims to build intelligent agents based on deep neural networks that can learn a sequence of tasks, use previous knowledge in future learning, and accumulate on it without forgetting. The main challenge in this paradigm is the stability-plasticity dilemma (Mermillod et al., 2013). While fixing all weights, highest stability, hinders learning new tasks. Finding the right balance between stability and plasticity is challenging. This sharpens the community's focus on the forgetting problem.