We propose end-to-end document classification and key information extraction (KIE) for automating document processing in forms. Through accurate document classification we harness known information from templates to enhance KIE from forms. We use text and layout encoding with a cosine similarity measure to classify visually-similar documents. We then demonstrate a novel application of mixed integer programming by using assignment optimization to extract key information from documents. Our approach is validated on an in-house dataset of noisy scanned forms. The best performing document classification approach achieved 0.97 f1 score. A mean f1 score of 0.94 for the KIE task suggests there is significant potential in applying optimization techniques. Abation results show that the method relies on document preprocessing techniques to mitigate Type II errors and achieve optimal performance.

Despite the popularity of Shapley Values in explaining neural text classification models, computing them is prohibitive for large pretrained models due to a large number of model evaluations. In practice, Shapley Values are often estimated with a small number of stochastic model evaluations. However, we show that the estimated Shapley Values are sensitive to random seed choices -- the top-ranked features often have little overlap across different seeds, especially on examples with longer input texts. This can only be mitigated by aggregating thousands of model evaluations, which on the other hand, induces substantial computational overheads. To mitigate the trade-off between stability and efficiency, we develop an amortized model that directly predicts each input feature's Shapley Value without additional model evaluations. It is trained on a set of examples whose Shapley Values are estimated from a large number of model evaluations to ensure stability. Experimental results on two text classification datasets demonstrate that our amortized model estimates Shapley Values accurately with up to 60 times speedup compared to traditional methods. Furthermore, the estimated values are stable as the inference is deterministic. We release our code at https://github.com/yangalan123/Amortized-Interpretability.

Clean-label (CL) attack is a form of data poisoning attack where an adversary modifies only the textual input of the training data, without requiring access to the labeling function. CL attacks are relatively unexplored in NLP, as compared to label flipping (LF) attacks, where the latter additionally requires access to the labeling function as well. While CL attacks are more resilient to data sanitization and manual relabeling methods than LF attacks, they often demand as high as ten times the poisoning budget than LF attacks. In this work, we first introduce an Adversarial Clean Label attack which can adversarially perturb in-class training examples for poisoning the training set. We then show that an adversary can significantly bring down the data requirements for a CL attack, using the aforementioned approach, to as low as 20% of the data otherwise required. We then systematically benchmark and analyze a number of defense methods, for both LF and CL attacks, some previously employed solely for LF attacks in the textual domain and others adapted from computer vision. We find that text-specific defenses greatly vary in their effectiveness depending on their properties.

After that, to answer RQ1 and to understand the Recent research has shown that natural language impact of upstream bias and its removal on the processing (NLP) models are biased and systematically fairness of the task of text classification ( 5), we discriminate between people based on factors measure upstream bias, remove it and measure its like ethnicity, gender, and others (Nangia et al., impact before and after removal on the fairness of 2020; Elsafoury et al., 2022). The literature suggests the task of text classification. After that, we investigate four main sources of bias that have an impact downstream bias and its impact on the on the fairness of NLP models: Label bias, models' fairness ( 6) to answer RQ2. We then use Representation bias, sample bias, and Overamplification different methods to remove the downstream bias bias (Shah et al., 2020; Hovy and Prabhumoye, ( 7) and investigate the impact of these debiasing 2021). In the NLP literature, these sources methods ( 7.3) on the models' fairness to answer of bias are typically categorized as Upstream bias, RQ3. Then, we analyse our results 7.4 to find out which includes representation bias, and Downstream the most effective bias removal technique to answer bias, which includes Label, Sample and RQ4 and to ensure the fairness of the task of text Overampflication bias.

Text classification in education, usually called auto-tagging, is the automated process of assigning relevant tags to educational content, such as questions and textbooks. However, auto-tagging suffers from a data scarcity problem, which stems from two major challenges: 1) it possesses a large tag space and 2) it is multi-label. Though a retrieval approach is reportedly good at low-resource scenarios, there have been fewer efforts to directly address the data scarcity problem. To mitigate these issues, here we propose a novel retrieval approach CEAA that provides effective learning in educational text classification. Our main contributions are as follows: 1) we leverage transfer learning from question-answering datasets, and 2) we propose a simple but effective data augmentation method introducing cross-encoder style texts to a bi-encoder architecture for more efficient inference. An extensive set of experiments shows that our proposed method is effective in multi-label scenarios and low-resource tags compared to state-of-the-art models.

Due to the complex label hierarchy and intensive labeling cost in practice, the hierarchical text classification (HTC) suffers a poor performance especially when low-resource or few-shot settings are considered. Recently, there is a growing trend of applying prompts on pre-trained language models (PLMs), which has exhibited effectiveness in the few-shot flat text classification tasks. However, limited work has studied the paradigm of prompt-based learning in the HTC problem when the training data is extremely scarce. In this work, we define a path-based few-shot setting and establish a strict path-based evaluation metric to further explore few-shot HTC tasks. To address the issue, we propose the hierarchical verbalizer ("HierVerb"), a multi-verbalizer framework treating HTC as a single- or multi-label classification problem at multiple layers and learning vectors as verbalizers constrained by hierarchical structure and hierarchical contrastive learning. In this manner, HierVerb fuses label hierarchy knowledge into verbalizers and remarkably outperforms those who inject hierarchy through graph encoders, maximizing the benefits of PLMs. Extensive experiments on three popular HTC datasets under the few-shot settings demonstrate that prompt with HierVerb significantly boosts the HTC performance, meanwhile indicating an elegant way to bridge the gap between the large pre-trained model and downstream hierarchical classification tasks. Our code and few-shot dataset are publicly available at https://github.com/1KE-JI/HierVerb.

For most natural language processing tasks, the dominant practice is to finetune large pretrained transformer models (e.g., BERT) using smaller downstream datasets. Despite the success of this approach, it remains unclear to what extent these gains are attributable to the massive background corpora employed for pretraining versus to the pretraining objectives themselves. This paper introduces a large-scale study of self-pretraining, where the same (downstream) training data is used for both pretraining and finetuning. In experiments addressing both ELECTRA and RoBERTa models and 10 distinct downstream classification datasets, we observe that self-pretraining rivals standard pretraining on the BookWiki corpus (despite using around $10\times$--$500\times$ less data), outperforming the latter on $7$ and $5$ datasets, respectively. Surprisingly, these task-specific pretrained models often perform well on other tasks, including the GLUE benchmark. Besides classification tasks, self-pretraining also provides benefits on structured output prediction tasks such as span based question answering and commonsense inference, often providing more than $50\%$ of the performance boosts provided by pretraining on the BookWiki corpus. Our results hint that in many scenarios, performance gains attributable to pretraining are driven primarily by the pretraining objective itself and are not always attributable to the use of external pretraining data in massive amounts. These findings are especially relevant in light of concerns about intellectual property and offensive content in web-scale pretraining data.

During crisis situations, social media allows people to quickly share information, including messages requesting help. This can be valuable to emergency responders, who need to categorise and prioritise these messages based on the type of assistance being requested. However, the high volume of messages makes it difficult to filter and prioritise them without the use of computational techniques. Fully supervised filtering techniques for crisis message categorisation typically require a large amount of annotated training data, but this can be difficult to obtain during an ongoing crisis and is expensive in terms of time and labour to create. This thesis focuses on addressing the challenge of low data availability when categorising crisis messages for emergency response. It first presents domain adaptation as a solution for this problem, which involves learning a categorisation model from annotated data from past crisis events (source domain) and adapting it to categorise messages from an ongoing crisis event (target domain). In many-to-many adaptation, where the model is trained on multiple past events and adapted to multiple ongoing events, a multi-task learning approach is proposed using pre-trained language models. This approach outperforms baselines and an ensemble approach further improves performance...

Can language models transform inputs to protect text classifiers against adversarial attacks? In this work, we present ATINTER, a model that intercepts and learns to rewrite adversarial inputs to make them non-adversarial for a downstream text classifier. Our experiments on four datasets and five attack mechanisms reveal that ATINTER is effective at providing better adversarial robustness than existing defense approaches, without compromising task accuracy. For example, on sentiment classification using the SST-2 dataset, our method improves the adversarial accuracy over the best existing defense approach by more than 4% with a smaller decrease in task accuracy (0.5% vs 2.5%). Moreover, we show that ATINTER generalizes across multiple downstream tasks and classifiers without having to explicitly retrain it for those settings. Specifically, we find that when ATINTER is trained to remove adversarial perturbations for the sentiment classification task on the SST-2 dataset, it even transfers to a semantically different task of news classification (on AGNews) and improves the adversarial robustness by more than 10%.

Conventional approaches to text classification typically assume the existence of a fixed set of predefined labels to which a given text can be classified. However, in real-world applications, there exists an infinite label space for describing a given text. In addition, depending on the aspect (sentiment, topic, etc.) and domain of the text (finance, legal, etc.), the interpretation of the label can vary greatly. This makes the task of text classification, particularly in the zero-shot scenario, extremely challenging. In this paper, we investigate the task of zero-shot text classification with the aim of improving the ability of pre-trained language models (PLMs) to generalize to both seen and unseen data across varying aspects and domains. To solve this we introduce two new simple yet effective pre-training strategies, Implicit and Explicit pre-training. These methods inject aspect-level understanding into the model at train time with the goal of conditioning the model to build task-level understanding. To evaluate this, we construct and release UTCD, a new benchmark dataset for evaluating text classification in zero-shot settings. Experimental results on UTCD show that our approach achieves improved zero-shot generalization on a suite of challenging datasets across an array of zero-shot formalizations.