Large Language Model
On the Biased Assessment of Expert Finding Systems
Decorte, Jens-Joris, Van Hautte, Jeroen, Develder, Chris, Demeester, Thomas
In large organisations, identifying experts on a given topic is crucial in leveraging the internal knowledge spread across teams and departments. So-called enterprise expert retrieval systems automatically discover and structure employees' expertise based on the vast amount of heterogeneous data available about them and the work they perform. Evaluating these systems requires comprehensive ground truth expert annotations, which are hard to obtain. Therefore, the annotation process typically relies on automated recommendations of knowledge areas to validate. This case study provides an analysis of how these recommendations can impact the evaluation of expert finding systems. We demonstrate on a popular benchmark that system-validated annotations lead to overestimated performance of traditional term-based retrieval models and even invalidate comparisons with more recent neural methods. We also augment knowledge areas with synonyms to uncover a strong bias towards literal mentions of their constituent words. Finally, we propose constraints to the annotation process to prevent these biased evaluations, and show that this still allows annotation suggestions of high utility. These findings should inform benchmark creation or selection for expert finding, to guarantee meaningful comparison of methods.
Activation Scaling for Steering and Interpreting Language Models
Stoehr, Niklas, Du, Kevin, Snæbjarnarson, Vésteinn, West, Robert, Cotterell, Ryan, Schein, Aaron
Given the prompt "Rome is in", can we steer a language model to flip its prediction of an incorrect token "France" to a correct token "Italy" by only multiplying a few relevant activation vectors with scalars? We argue that successfully intervening on a model is a prerequisite for interpreting its internal workings. Concretely, we establish a three-term objective: a successful intervention should flip the correct with the wrong token and vice versa (effectiveness), and leave other tokens unaffected (faithfulness), all while being sparse (minimality). Using gradient-based optimization, this objective lets us learn (and later evaluate) a specific kind of efficient and interpretable intervention: activation scaling only modifies the signed magnitude of activation vectors to strengthen, weaken, or reverse the steering directions already encoded in the model. On synthetic tasks, this intervention performs comparably with steering vectors in terms of effectiveness and faithfulness, but is much more minimal allowing us to pinpoint interpretable model components. We evaluate activation scaling from different angles, compare performance on different datasets, and make activation scalars a learnable function of the activation vectors themselves to generalize to varying-length prompts.
Leverage Knowledge Graph and Large Language Model for Law Article Recommendation: A Case Study of Chinese Criminal Law
Chen, Yongming, Chen, Miner, Zhu, Ye, Pei, Juan, Chen, Siyu, Zhou, Yu, Wang, Yi, Zhou, Yifan, Li, Hao, Zhang, Songan
Court efficiency is vital for social stability. However, in most countries around the world, the grassroots courts face case backlogs, with decisions relying heavily on judicial personnel's cognitive labor, lacking intelligent tools to improve efficiency. To address this issue, we propose an efficient law article recommendation approach utilizing a Knowledge Graph (KG) and a Large Language Model (LLM). Firstly, we propose a Case-Enhanced Law Article Knowledge Graph (CLAKG) as a database to store current law statutes, historical case information, and correspondence between law articles and historical cases. Additionally, we introduce an automated CLAKG construction method based on LLM. On this basis, we propose a closed-loop law article recommendation method. Finally, through a series of experiments using judgment documents from the website "China Judgements Online", we have improved the accuracy of law article recommendation in cases from 0.549 to 0.694, demonstrating that our proposed method significantly outperforms baseline approaches.
The Role of Governments in Increasing Interconnected Post-Deployment Monitoring of AI
Stein, Merlin, Bernardi, Jamie, Dunlop, Connor
Language-based AI systems are diffusing into society, bringing positive and negative impacts. Mitigating negative impacts depends on accurate impact assessments, drawn from an empirical evidence base that makes causal connections between AI usage and impacts. Interconnected post-deployment monitoring combines information about model integration and use, application use, and incidents and impacts. For example, inference time monitoring of chain-of-thought reasoning can be combined with long-term monitoring of sectoral AI diffusion, impacts and incidents. Drawing on information sharing mechanisms in other industries, we highlight example data sources and specific data points that governments could collect to inform AI risk management.
MINER: Mining the Underlying Pattern of Modality-Specific Neurons in Multimodal Large Language Models
Huang, Kaichen, Huo, Jiahao, Yan, Yibo, Wang, Kun, Yue, Yutao, Hu, Xuming
In recent years, multimodal large language models (MLLMs) have significantly advanced, integrating more modalities into diverse applications. However, the lack of explainability remains a major barrier to their use in scenarios requiring decision transparency. Current neuron-level explanation paradigms mainly focus on knowledge localization or language-and domain-specific analyses, leaving the exploration of multimodality largely unaddressed. To tackle these challenges, we propose MINER, a transferable framework for mining modality-specific neurons (MSNs) in MLLMs, which comprises four stages: modality separation, importance score calculation, importance score aggregation, modality-specific neuron selection. Extensive experiments across six benchmarks and two representative MLLMs show that (I) deactivating ONLY 2% of MSNs significantly reduces MLLMs performance (0.56 0.24 for Qwen2-VL, 0.69 0.31 for Qwen2-Audio), (II) different modalities mainly converge in the lower layers, (III) MSNs influence how key information from various modalities converges to the last token, (IV)two intriguing phenomena worth further investigation, i.e., semantic probing and semantic telomeres. The source code is available at this URL. Xiao et al., 2024; Yan et al., 2024), exemplified However, their black-box nature presents challenges, particularly in fields like medical studies (González-Alday et al., 2023), where interpretability is essential. Understanding the decision-making process is vital, making explainability a central focus of ongoing research (Tjoa & Guan, 2020; Zhao et al., 2024). Numerous studies have sought to understand how knowledge is stored in models (Sukhbaatar et al., 2019; Dai et al., 2021; Meng et al., 2022a; Chen et al., 2024a) and how this information influences decision-making (Geva et al., 2020; Petroni et al., 2019). For example, Dai et al. (2021); Geva et al. (2020) investigate knowledge storage mechanisms, while Wendler et al. (2024); Zhang et al. (2024) provide insights into layer-level explainability.
LPZero: Language Model Zero-cost Proxy Search from Zero
Dong, Peijie, Li, Lujun, Liu, Xiang, Tang, Zhenheng, Liu, Xuebo, Wang, Qiang, Chu, Xiaowen
In spite of the outstanding performance, Neural Architecture Search (NAS) is criticized for massive computation. Recently, Zero-shot NAS has emerged as a promising approach by exploiting Zero-cost (ZC) proxies, which markedly reduce computational demands. Despite this, existing ZC proxies heavily rely on expert knowledge and incur significant trial-and-error costs. Particularly in NLP tasks, most existing ZC proxies fail to surpass the performance of the naive baseline. To address these challenges, we introduce a novel framework, \textbf{LPZero}, which is the first to automatically design ZC proxies for various tasks, achieving higher ranking consistency than human-designed proxies. Specifically, we model the ZC proxy as a symbolic equation and incorporate a unified proxy search space that encompasses existing ZC proxies, which are composed of a predefined set of mathematical symbols. To heuristically search for the best ZC proxy, LPZero incorporates genetic programming to find the optimal symbolic composition. We propose a \textit{Rule-based Pruning Strategy (RPS),} which preemptively eliminates unpromising proxies, thereby mitigating the risk of proxy degradation. Extensive experiments on FlexiBERT, GPT-2, and LLaMA-7B demonstrate LPZero's superior ranking ability and performance on downstream tasks compared to current approaches.
Improving Image Clustering with Artifacts Attenuation via Inference-Time Attention Engineering
Nakamura, Kazumoto, Nozawa, Yuji, Lin, Yu-Chieh, Nakata, Kengo, Ng, Youyang
The goal of this paper is to improve the performance of pretrained Vision Transformer (ViT) models, particularly DINOv2, in image clustering task without requiring re-training or fine-tuning. As model size increases, high-norm artifacts anomaly appears in the patches of multi-head attention. We observe that this anomaly leads to reduced accuracy in zero-shot image clustering. These artifacts are characterized by disproportionately large values in the attention map compared to other patch tokens. To address these artifacts, we propose an approach called Inference-Time Attention Engineering (ITAE), which manipulates attention function during inference. Specifically, we identify the artifacts by investigating one of the Query-Key-Value (QKV) patches in the multi-head attention and attenuate their corresponding attention values inside the pretrained models. ITAE shows improved clustering accuracy on multiple datasets by exhibiting more expressive features in latent space. Our findings highlight the potential of ITAE as a practical solution for reducing artifacts in pretrained ViT models and improving model performance in clustering tasks without the need for re-training or fine-tuning.
GARLIC: LLM-Guided Dynamic Progress Control with Hierarchical Weighted Graph for Long Document QA
Wang, Xinyu, Xiang, Yanzheng, Gui, Lin, He, Yulan
In the past, Retrieval-Augmented Generation (RAG) methods split text into chunks to enable language models to handle long documents. Recent tree-based RAG methods are able to retrieve detailed information while preserving global context. However, with the advent of more powerful LLMs, such as Llama 3.1, which offer better comprehension and support for longer inputs, we found that even recent tree-based RAG methods perform worse than directly feeding the entire document into Llama 3.1, although RAG methods still hold an advantage in reducing computational costs. In this paper, we propose a new retrieval method, called LLM-Guided Dynamic Progress Control with Hierarchical Weighted Graph (GARLIC), which outperforms previous state-of-the-art baselines, including Llama 3.1, while retaining the computational efficiency of RAG methods. Our method introduces several improvements: (1) Rather than using a tree structure, we construct a Hierarchical Weighted Directed Acyclic Graph with many-to-many summarization, where the graph edges are derived from attention mechanisms, and each node focuses on a single event or very few events. (2) We introduce a novel retrieval method that leverages the attention weights of LLMs rather than dense embedding similarity. Our method allows for searching the graph along multiple paths and can terminate at any depth. (3) We use the LLM to control the retrieval process, enabling it to dynamically adjust the amount and depth of information retrieved for different queries. Experimental results show that our method outperforms previous state-of-the-art baselines, including Llama 3.1, on two single-document and two multi-document QA datasets, while maintaining similar computational complexity to traditional RAG methods.
Formality is Favored: Unraveling the Learning Preferences of Large Language Models on Data with Conflicting Knowledge
Li, Jiahuan, Cao, Yiqing, Huang, Shujian, Chen, Jiajun
Having been trained on massive pretraining data, large language models have shown excellent performance on many knowledge-intensive tasks. However, pretraining data tends to contain misleading and even conflicting information, and it is intriguing to understand how LLMs handle these noisy data during training. In this study, we systematically analyze LLMs' learning preferences for data with conflicting knowledge. We find that pretrained LLMs establish learning preferences similar to humans, i.e., preferences towards formal texts and texts with fewer spelling errors, resulting in faster learning and more favorable treatment of knowledge in data with such features when facing conflicts. This finding is generalizable across models and languages and is more evident in larger models. An in-depth analysis reveals that LLMs tend to trust data with features that signify consistency with the majority of data, and it is possible to instill new preferences and erase old ones by manipulating the degree of consistency with the majority data.
Driving with Regulation: Interpretable Decision-Making for Autonomous Vehicles with Retrieval-Augmented Reasoning via LLM
Cai, Tianhui, Liu, Yifan, Zhou, Zewei, Ma, Haoxuan, Zhao, Seth Z., Wu, Zhiwen, Ma, Jiaqi
This work presents an interpretable decision-making framework for autonomous vehicles that integrates traffic regulations, norms, and safety guidelines comprehensively and enables seamless adaptation to different regions. While traditional rule-based methods struggle to incorporate the full scope of traffic rules, we develop a Traffic Regulation Retrieval (TRR) Agent based on Retrieval-Augmented Generation (RAG) to automatically retrieve relevant traffic rules and guidelines from extensive regulation documents and relevant records based on the ego vehicle's situation. Given the semantic complexity of the retrieved rules, we also design a reasoning module powered by a Large Language Model (LLM) to interpret these rules, differentiate between mandatory rules and safety guidelines, and assess actions on legal compliance and safety. Additionally, the reasoning is designed to be interpretable, enhancing both transparency and reliability. The framework demonstrates robust performance on both hypothesized and real-world cases across diverse scenarios, along with the ability to adapt to different regions with ease.