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 Large Language Model


SAFREE: Training-Free and Adaptive Guard for Safe Text-to-Image And Video Generation

arXiv.org Artificial Intelligence

Recent advances in diffusion models have significantly enhanced their ability to generate high-quality images and videos, but they have also increased the risk of producing unsafe content. Existing unlearning/editing-based methods for safe generation remove harmful concepts from models but face several challenges: (1) They cannot instantly remove harmful or undesirable concepts (e.g., artist styles) without additional training. To address these challenges, we propose SAFREE, a novel, training-free approach for safe text-to-image and video generation, that does not alter the model's weights. Specifically, we detect a subspace corresponding to a set of toxic concepts in the text embedding space and steer prompt token embeddings away from this subspace, thereby filtering out harmful content while preserving intended semantics. To balance the trade-off between filtering toxicity and preserving safe concepts, SAFREE incorporates a novel self-validating filtering mechanism that dynamically adjusts the denoising steps when applying the filtered embeddings. Additionally, we incorporate adaptive re-attention mechanisms within the diffusion latent space to selectively diminish the influence of features related to toxic concepts at the pixel level. By integrating filtering across both textual embedding and visual latent spaces, SAFREE ensures coherent safety checking, preserving the fidelity, quality, and safety of the generated outputs. Empirically, SAFREE achieves state-of-the-art performance in suppressing unsafe content in T2I generation (reducing it by 22% across 5 datasets) compared to other training-free methods and effectively filters targeted concepts, e.g., specific artist styles, while maintaining high-quality output. It also shows competitive results against training-based methods. We further extend SAFREE to various T2I backbones and T2V tasks, showcasing its flexibility and generalization. As generative AI rapidly evolves, SAFREE provides a robust and adaptable safeguard for ensuring safe visual generation. Content warning: this paper contains content that may be inappropriate or offensive, such as violence, sexually explicit content, and negative stereotypes and actions. Generation tools such as DALL E 3, Midjourney, Sora, and KLING have seen significant growth, enabling a wide range of applications in digital art, AR/VR, and educational content creation.


Theoretical Analysis of Hierarchical Language Recognition and Generation by Transformers without Positional Encoding

arXiv.org Artificial Intelligence

In this study, we provide constructive proof that Transformers can recognize and generate hierarchical language efficiently with respect to model size, even without the need for a specific positional encoding. Specifically, we show that causal masking and a starting token enable Transformers to compute positional information and depth within hierarchical structures. We demonstrate that Transformers without positional encoding can generate hierarchical languages. Furthermore, we suggest that explicit positional encoding might have a detrimental effect on generalization with respect to sequence length.


On A Scale From 1 to 5: Quantifying Hallucination in Faithfulness Evaluation

arXiv.org Artificial Intelligence

Hallucination has been a popular topic in natural language generation (NLG). In real-world applications, unfaithful content can result in bad data quality or loss of trust from end users. Thus, it is crucial to fact-check before adopting NLG for production usage, which can be expensive if done manually. In this paper, we investigate automated faithfulness evaluation in guided NLG. We developed a rubrics template and use large language models (LLMs) to score the generation into quantifiable scales. We compared popular LLMs as well as the widely adopted natural language inference (NLI) models in scoring quality and sensitivity. In addition, we developed methods to generation synthetic unfaithful data, as well as a heuristics to quantify the percentage of hallucination. Our results on 4 travel-domain industry dataset show that GPT-4 can provide accurate judgement and explanation on whether a source and a generation are factually consistent. Furthermore, we found that tuning NLI models on synthetic data can improve performance. Lastly, we present insights on latency and cost for deploying such system.


UTF:Undertrained Tokens as Fingerprints A Novel Approach to LLM Identification

arXiv.org Artificial Intelligence

Fingerprinting large language models (LLMs) is essential for verifying model ownership, ensuring authenticity, and preventing misuse. Traditional fingerprinting methods often require significant computational overhead or white-box verification access. In this paper, we introduce UTF, a novel and efficient approach to fingerprinting LLMs by leveraging under-trained tokens. Under-trained tokens are tokens that the model has not fully learned during its training phase. By utilizing these tokens, we perform supervised fine-tuning to embed specific input-output pairs into the model. This process allows the LLM to produce predetermined outputs when presented with certain inputs, effectively embedding a unique fingerprint. Our method has minimal overhead and impact on model's performance, and does not require white-box access to target model's ownership identification. Compared to existing fingerprinting methods, UTF is also more effective and robust to fine-tuning and random guess.


Accurate and Data-Efficient Toxicity Prediction when Annotators Disagree

arXiv.org Artificial Intelligence

When annotators disagree, predicting the labels given by individual annotators can capture nuances overlooked by traditional label aggregation. We introduce three approaches to predicting individual annotator ratings on the toxicity of text by incorporating individual annotator-specific information: a neural collaborative filtering (NCF) approach, an in-context learning (ICL) approach, and an intermediate embedding-based architecture. We also study the utility of demographic information for rating prediction. NCF showed limited utility; however, integrating annotator history, demographics, and survey information permits both the embedding-based architecture and ICL to substantially improve prediction accuracy, with the embedding-based architecture outperforming the other methods. We also find that, if demographics are predicted from survey information, using these imputed demographics as features performs comparably to using true demographic data. This suggests that demographics may not provide substantial information for modeling ratings beyond what is captured in survey responses. Our findings raise considerations about the relative utility of different types of annotator information and provide new approaches for modeling annotators in subjective NLP tasks.


Language Models as Semiotic Machines: Reconceptualizing AI Language Systems through Structuralist and Post-Structuralist Theories of Language

arXiv.org Artificial Intelligence

This paper proposes a novel framework for understanding large language models (LLMs) by reconceptualizing them as semiotic machines rather than as imitations of human cognition. Drawing from structuralist and post-structuralist theories of language-specifically the works of Ferdinand de Saussure and Jacques Derrida-I argue that LLMs should be understood as models of language itself, aligning with Derrida's concept of 'writing' (l'ecriture). The paper is structured into three parts. First, I lay the theoretical groundwork by explaining how the word2vec embedding algorithm operates within Saussure's framework of language as a relational system of signs. Second, I apply Derrida's critique of Saussure to position 'writing' as the object modeled by LLMs, offering a view of the machine's 'mind' as a statistical approximation of sign behavior. Finally, the third section addresses how modern LLMs reflect post-structuralist notions of unfixed meaning, arguing that the "next token generation" mechanism effectively captures the dynamic nature of meaning. By reconceptualizing LLMs as semiotic machines rather than cognitive models, this framework provides an alternative lens through which to assess the strengths and limitations of LLMs, offering new avenues for future research.


StyleDistance: Stronger Content-Independent Style Embeddings with Synthetic Parallel Examples

arXiv.org Artificial Intelligence

Style representations aim to embed texts with similar writing styles closely and texts with different styles far apart, regardless of content. However, the contrastive triplets often used for training these representations may vary in both style and content, leading to potential content leakage in the representations. We introduce StyleDistance, a novel approach to training stronger content-independent style embeddings. We use a large language model to create a synthetic dataset of near-exact paraphrases with controlled style variations, and produce positive and negative examples across 40 distinct style features for precise contrastive learning. We assess the quality of our synthetic data and embeddings through human and automatic evaluations. StyleDistance enhances the content-independence of style embeddings, which generalize to real-world benchmarks and outperform leading style representations in downstream applications. Our model can be found at https://huggingface.co/StyleDistance/styledistance .


Large Language Models as a Tool for Mining Object Knowledge

arXiv.org Artificial Intelligence

Commonsense knowledge is essential for machines to reason about the world. Large language models (LLMs) have demonstrated their ability to perform almost human-like text generation. Despite this success, they fall short as trustworthy intelligent systems, due to the opacity of the basis for their answers and a tendency to confabulate facts when questioned about obscure entities or technical domains. We hypothesize, however, that their general knowledge about objects in the everyday world is largely sound. Based on that hypothesis, this paper investigates LLMs' ability to formulate explicit knowledge about common physical artifacts, focusing on their parts and materials. Our work distinguishes between the substances that comprise an entire object and those that constitute its parts$\unicode{x2014}$a previously underexplored distinction in knowledge base construction. Using few-shot with five in-context examples and zero-shot multi-step prompting, we produce a repository of data on the parts and materials of about 2,300 objects and their subtypes. Our evaluation demonstrates LLMs' coverage and soundness in extracting knowledge. This contribution to knowledge mining should prove useful to AI research on reasoning about object structure and composition and serve as an explicit knowledge source (analogous to knowledge graphs) for LLMs performing multi-hop question answering.


Weak-to-Strong Generalization beyond Accuracy: a Pilot Study in Safety, Toxicity, and Legal Reasoning

arXiv.org Artificial Intelligence

As large language models (LLMs) continue to advance, ensuring their alignment with human values becomes increasingly critical. Traditional alignment methods heavily rely on human feedback to fine-tune models. With the emergence of superhuman models whose outputs may surpass human understanding, evaluating and aligning these models using human judgments poses significant challenges. To address the challenges, recent works use weak supervisors to elicit knowledge from much stronger models. However, there are important disanalogies between the empirical setup in the existing works and the genuine goal of alignment. We remark that existing works investigate the phenomenon of weak-to-strong generation in analogous setup (i.e., binary classification), rather than practical alignment-relevant tasks (e.g., safety). In this paper, we bridge this gap by extending weak-to-strong generation to the context of practical alignment. We empirically demonstrate the widespread phenomenon of weak-to-strong generation in three complicated alignment tasks: safety, toxicity, and legal reasoning}. Furthermore, we explore efficient strategies for improving alignment performance to enhance the quality of model outcomes. Lastly, we summarize and analyze the challenges and potential solutions in regard to specific alignment tasks, which we hope to catalyze the research progress on the topic of weak-to-strong generalization. Our code is released at https://github.com/yeruimeng/WTS.git.


Revealing the Barriers of Language Agents in Planning

arXiv.org Artificial Intelligence

Autonomous planning has been an ongoing pursuit since the inception of artificial intelligence. Based on curated problem solvers, early planning agents could deliver precise solutions for specific tasks but lacked generalization. The emergence of large language models (LLMs) and their powerful reasoning capabilities has reignited interest in autonomous planning by automatically generating reasonable solutions for given tasks. However, prior research and our experiments show that current language agents still lack human-level planning abilities. Even the state-of-the-art reasoning model, OpenAI o1, achieves only 15.6% on one of the complex real-world planning benchmarks. This highlights a critical question: What hinders language agents from achieving human-level planning? Although existing studies have highlighted weak performance in agent planning, the deeper underlying issues and the mechanisms and limitations of the strategies proposed to address them remain insufficiently understood. In this work, we apply the feature attribution study and identify two key factors that hinder agent planning: the limited role of constraints and the diminishing influence of questions. We also find that although current strategies help mitigate these challenges, they do not fully resolve them, indicating that agents still have a long way to go before reaching human-level intelligence.