Large Language Model
SPIN: Self-Supervised Prompt INjection
Zhou, Leon, Yang, Junfeng, Mao, Chengzhi
Large Language Models (LLMs) are increasingly used in a variety of important applications, yet their safety and reliability remain as major concerns. Various adversarial and jailbreak attacks have been proposed to bypass the safety alignment and cause the model to produce harmful responses. We introduce Self-supervised Prompt INjection (SPIN) which can detect and reverse these various attacks on LLMs. As our self-supervised prompt defense is done at inference-time, it is also compatible with existing alignment and adds an additional layer of safety for defense. Our benchmarks demonstrate that our system can reduce the attack success rate by up to 87.9%, while maintaining the performance on benign user requests. In addition, we discuss the situation of an adaptive attacker and show that our method is still resilient against attackers who are aware of our defense.
PORTAL: Scalable Tabular Foundation Models via Content-Specific Tokenization
Spinaci, Marco, Polewczyk, Marek, Hoffart, Johannes, Kohler, Markus C., Thelin, Sam, Klein, Tassilo
Self-supervised learning on tabular data seeks to apply advances from natural language and image domains to the diverse domain of tables. However, current techniques often struggle with integrating multi-domain data and require data cleaning or specific structural requirements, limiting the scalability of pre-training datasets. We introduce PORTAL (Pretraining One-Row-at-a-Time for All tabLes), a framework that handles various data modalities without the need for cleaning or preprocessing. This simple yet powerful approach can be effectively pre-trained on online-collected datasets and fine-tuned to match state-of-the-art methods on complex classification and regression tasks. This work offers a practical advancement in self-supervised learning for large-scale tabular data.
Pyramid-Driven Alignment: Pyramid Principle Guided Integration of Large Language Models and Knowledge Graphs
Sun, Lei, Wang, Xinchen, Li, Youdi
Large Language Models (LLMs) possess impressive reasoning abilities but are prone to generating incorrect information, often referred to as hallucinations. While incorporating external Knowledge Graphs (KGs) can partially mitigate this issue, existing methods primarily treat KGs as static knowledge repositories, overlooking the critical disparity between KG and LLM knowledge, and failing to fully exploit the reasoning capabilities inherent in KGs. To address these limitations, we propose Pyramid-Driven Alignment (PDA), a novel framework for seamlessly integrating LLMs with KGs. PDA utilizes Pyramid Principle analysis to construct a hierarchical pyramid structure. This structure is designed to reflect the input question and generate more validated deductive knowledge, thereby enhancing the alignment of LLMs and KGs and ensuring more cohesive integration. Furthermore, PDA employs a recursive mechanism to harness the underlying reasoning abilities of KGs, resulting in more accurate knowledge retrieval for question-answering tasks. Our experimental results reveal a substantial performance advantage of PDA over state-of-the-art baselines, with improvements reaching 26.70% and 26.78%.
Exploring the Design Space of Visual Context Representation in Video MLLMs
Du, Yifan, Huo, Yuqi, Zhou, Kun, Zhao, Zijia, Lu, Haoyu, Huang, Han, Zhao, Wayne Xin, Wang, Bingning, Chen, Weipeng, Wen, Ji-Rong
Video Multimodal Large Language Models (MLLMs) have shown remarkable capability of understanding the video semantics on various downstream tasks. Despite the advancements, there is still a lack of systematic research on visual context representation, which refers to the scheme to select frames from a video and further select the tokens from a frame. In this paper, we explore the design space for visual context representation, and aim to improve the performance of video MLLMs by finding more effective representation schemes. Firstly, we formulate the task of visual context representation as a constrained optimization problem, and model the language modeling loss as a function of the number of frames and the number of embeddings (or tokens) per frame, given the maximum visual context window size. Then, we explore the scaling effects in frame selection and token selection respectively, and fit the corresponding function curve by conducting extensive empirical experiments. We examine the effectiveness of typical selection strategies and present empirical findings to determine the two factors. Furthermore, we study the joint effect of frame selection and token selection, and derive the optimal formula for determining the two factors. We demonstrate that the derived optimal settings show alignment with the best-performed results of empirical experiments.
Do LLMs Overcome Shortcut Learning? An Evaluation of Shortcut Challenges in Large Language Models
Yuan, Yu, Zhao, Lili, Zhang, Kai, Zheng, Guangting, Liu, Qi
Large Language Models (LLMs) have shown remarkable capabilities in various natural language processing tasks. However, LLMs may rely on dataset biases as shortcuts for prediction, which can significantly impair their robustness and generalization capabilities. This paper presents Shortcut Suite, a comprehensive test suite designed to evaluate the impact of shortcuts on LLMs' performance, incorporating six shortcut types, five evaluation metrics, and four prompting strategies. Our extensive experiments yield several key findings: 1) LLMs demonstrate varying reliance on shortcuts for downstream tasks, significantly impairing their performance. 2) Larger LLMs are more likely to utilize shortcuts under zero-shot and few-shot in-context learning prompts. 3) Chain-of-thought prompting notably reduces shortcut reliance and outperforms other prompting strategies, while few-shot prompts generally underperform compared to zero-shot prompts. 4) LLMs often exhibit overconfidence in their predictions, especially when dealing with datasets that contain shortcuts. 5) LLMs generally have a lower explanation quality in shortcut-laden datasets, with errors falling into three types: distraction, disguised comprehension, and logical fallacy. Our findings offer new insights for evaluating robustness and generalization in LLMs and suggest potential directions for mitigating the reliance on shortcuts. The code is available at \url {https://github.com/yyhappier/ShortcutSuite.git}.
Retrospective Learning from Interactions
Chen, Zizhao, Gul, Mustafa Omer, Chen, Yiwei, Geng, Gloria, Wu, Anne, Artzi, Yoav
Multi-turn interactions between large language models (LLMs) and users naturally include implicit feedback signals. If an LLM responds in an unexpected way to an instruction, the user is likely to signal it by rephrasing the request, expressing frustration, or pivoting to an alternative task. Such signals are task-independent and occupy a relatively constrained subspace of language, allowing the LLM to identify them even if it fails on the actual task. This creates an avenue for continually learning from interactions without additional annotations. We introduce ReSpect, a method to learn from such signals in past interactions via retrospection. We deploy ReSpect in a new multimodal interaction scenario, where humans instruct an LLM to solve an abstract reasoning task with a combinatorial solution space. Through thousands of interactions with humans, we show how ReSpect gradually improves task completion rate from 31% to 82%, all without any external annotation.
Enhancing LLM Trading Performance with Fact-Subjectivity Aware Reasoning
Wang, Qian, Gao, Yuchen, Tang, Zhenheng, Luo, Bingqiao, He, Bingsheng
While many studies prove more advanced LLMs perform better on tasks such as math and coding, we notice that in cryptocurrency trading, stronger LLMs work worse than weaker LLMs often. To study how this counter-intuitive phenomenon occurs, we examine the LLM reasoning processes on making trading decisions. We find that separating the reasoning process into factual and subjective components can lead to higher profits. Building on this insight, we introduce a multi-agent framework, FS-ReasoningAgent, which enables LLMs to recognize and learn from both factual and subjective reasoning. Extensive experiments demonstrate that this framework enhances LLM trading performance in cryptocurrency markets. Additionally, an ablation study reveals that relying on subjective news tends to generate higher returns in bull markets, whereas focusing on factual information yields better results in bear markets. Our code and data are available at \url{https://anonymous.4open.science/r/FS-ReasoningAgent-B55F/}.
Proof Flow: Preliminary Study on Generative Flow Network Language Model Tuning for Formal Reasoning
Ho, Matthew, Zhu, Vincent, Chen, Xiaoyin, Jain, Moksh, Malkin, Nikolay, Zhang, Edwin
Reasoning is a fundamental substrate for solving novel and complex problems. Deliberate efforts in learning and developing frameworks around System 2 reasoning have made great strides, yet problems of sufficient complexity remain largely out of reach for open models. To address this gap, we examine the potential of Generative Flow Networks [GFlowNets; Bengio et al., 2021, Hu et al., 2024] as a fine-tuning method for LLMs to unlock advanced reasoning capabilities. In this paper, we present a proof of concept in the domain of formal reasoning, specifically in the Neural Theorem Proving (NTP) setting, where proofs specified in a formal language such as Lean can be deterministically and objectively verified. Unlike classical reward-maximization reinforcement learning, which frequently over-exploits high-reward actions and fails to effectively explore the state space, GFlowNets have emerged as a promising approach for sampling compositional objects, improving generalization, and enabling models to maintain diverse hypotheses. Our early results demonstrate GFlowNet fine-tuning's potential for enhancing model performance in a search setting, which is especially relevant given the paradigm shift towards inference time compute scaling and "thinking slowly."
AgentOccam: A Simple Yet Strong Baseline for LLM-Based Web Agents
Yang, Ke, Liu, Yao, Chaudhary, Sapana, Fakoor, Rasool, Chaudhari, Pratik, Karypis, George, Rangwala, Huzefa
Autonomy via agents using large language models (LLMs) for personalized, standardized tasks boosts human efficiency. Automating web tasks (like booking hotels within a budget) is increasingly sought after. Fulfilling practical needs, the web agent also serves as an important proof-of-concept example for various agent grounding scenarios, with its success promising advancements in many future applications. Prior research often handcrafts web agent strategies (e.g., prompting templates, multi-agent systems, search methods, etc.) and the corresponding in-context examples, which may not generalize well across all real-world scenarios. On the other hand, there has been limited study on the misalignment between a web agent's observation/action representation and the pre-training data of the LLM it's based on. This discrepancy is especially notable when LLMs are primarily trained for language completion rather than tasks involving embodied navigation actions and symbolic web elements. Our study enhances an LLM-based web agent by simply refining its observation and action space to better align with the LLM's capabilities. This approach enables our base agent to significantly outperform previous methods on a wide variety of web tasks. Specifically, on WebArena, a benchmark featuring general-purpose web interaction tasks, our agent AgentOccam surpasses the previous state-of-the-art and concurrent work by 9.8 (+29.4%) and 5.9 (+15.8%) absolute points respectively, and boosts the success rate by 26.6 points (+161%) over similar plain web agents with its observation and action space alignment. We achieve this without using in-context examples, new agent roles, online feedback or search strategies. AgentOccam's simple design highlights LLMs' impressive zero-shot performance on web tasks, and underlines the critical role of carefully tuning observation and action spaces for LLM-based agents.
Roadmap towards Superhuman Speech Understanding using Large Language Models
Bu, Fan, Zhang, Yuhao, Wang, Xidong, Wang, Benyou, Liu, Qun, Li, Haizhou
The success of large language models (LLMs) has prompted efforts to integrate speech and audio data, aiming to create general foundation models capable of processing both textual and non-textual inputs. Recent advances, such as GPT-4o, highlight the potential for end-to-end speech LLMs, which preserves non-semantic information and world knowledge for deeper speech understanding. To guide the development of speech LLMs, we propose a five-level roadmap, ranging from basic automatic speech recognition (ASR) to advanced superhuman models capable of integrating non-semantic information with abstract acoustic knowledge for complex tasks. Moreover, we design a benchmark, SAGI Bechmark, that standardizes critical aspects across various tasks in these five levels, uncovering challenges in using abstract acoustic knowledge and completeness of capability. Our findings reveal gaps in handling paralinguistic cues and abstract acoustic knowledge, and we offer future directions. This paper outlines a roadmap for advancing speech LLMs, introduces a benchmark for evaluation, and provides key insights into their current limitations and potential.