Goto

Collaborating Authors

 Large Language Model


Demystifying Singular Defects in Large Language Models

arXiv.org Artificial Intelligence

Large transformer models are known to produce high-norm tokens. In vision transformers (ViTs), such tokens have been mathematically modeled through the singular vectors of the linear approximations of layers. However, in large language models (LLMs), the underlying causes of high-norm tokens remain largely unexplored, and their different properties from those of ViTs require a new analysis framework. In this paper, we provide both theoretical insights and empirical validation across a range of recent models, leading to the following observations: i) The layer-wise singular direction predicts the abrupt explosion of token norms in LLMs. ii) The negative eigenvalues of a layer explain its sudden decay. iii) The computational pathways leading to high-norm tokens differ between initial and noninitial tokens. iv) High-norm tokens are triggered by the right leading singular vector of the matrix approximating the corresponding modules. We showcase two practical applications of these findings: the improvement of quantization schemes and the design of LLM signatures. Our findings not only advance the understanding of singular defects in LLMs but also open new avenues for their application. We expect that this work will stimulate further research into the internal mechanisms of LLMs and will therefore publicly release our code.


Does Training on Synthetic Data Make Models Less Robust?

arXiv.org Artificial Intelligence

An increasingly common practice is to train large language models (LLMs) using synthetic data. Often this synthetic data is produced by the same or similar LLMs as those it is being used to train. This raises the question of whether the synthetic data might in fact exacerbate certain "blindspots" by reinforcing heuristics that the LLM already encodes. In this paper, we conduct simulated experiments on the natural language inference (NLI) task with Llama-2-7B-hf models. We use MultiNLI as the general task and HANS, a targeted evaluation set designed to measure the presence of specific heuristic strategies for NLI, as our "blindspot" task. Our goal is to determine whether performance disparities between the general and blind spot tasks emerge. Our results indicate that synthetic data does not reinforce blindspots in the way we expected. Specifically, we see that, while fine-tuning with synthetic data doesn't necessarily reduce the use of the heuristic, it also does not make it worse as we hypothesized.


Structural Reformation of Large Language Model Neuron Encapsulation for Divergent Information Aggregation

arXiv.org Artificial Intelligence

Structured neuron encapsulation introduces a modular framework that enables more effective aggregation and specialization of information within deep learning architectures. A model modified through this framework demonstrated improved perplexity scores, greater lexical variability, and enhanced consistency in logical reasoning, suggesting that structured parameter distribution contributes to more efficient language representation. Statistical analyses of generated text highlighted a wider range of sentence structures and reduced redundancy in token selection, indicating that encapsulation fosters more adaptable language generation. A detailed evaluation of attention weight distributions revealed that the experimental model exhibited greater divergence in cross-layer activations, supporting the hypothesis that encapsulated neurons assume specialized processing roles. Logical consistency assessments further demonstrated that modular architectures mitigate contradictory outputs, reducing internal conflicts in inferred relationships between linguistic constructs. Computational trade-offs were analyzed, with results showing a minor increase in processing overhead, though improvements in parameter efficiency and structured decision-making compensated for the additional complexity. The mathematical formulation of the encapsulation mechanism confirmed that modular aggregation maintains stable convergence properties while promoting distinct functional roles for different neuron clusters.


Finding Words Associated with DIF: Predicting Differential Item Functioning using LLMs and Explainable AI

arXiv.org Artificial Intelligence

We fine-tuned and compared several encoder-based Transformer large language models (LLM) to predict differential item functioning (DIF) from the item text. We then applied explainable artificial intelligence (XAI) methods to these models to identify specific words associated with DIF. The data included 42,180 items designed for English language arts and mathematics summative state assessments among students in grades 3 to 11. Prediction $R^2$ ranged from .04 to .32 among eight focal and reference group pairs. Our findings suggest that many words associated with DIF reflect minor sub-domains included in the test blueprint by design, rather than construct-irrelevant item content that should be removed from assessments. This may explain why qualitative reviews of DIF items often yield confusing or inconclusive results. Our approach can be used to screen words associated with DIF during the item-writing process for immediate revision, or help review traditional DIF analysis results by highlighting key words in the text. Extensions of this research can enhance the fairness of assessment programs, especially those that lack resources to build high-quality items, and among smaller subpopulations where we do not have sufficient sample sizes for traditional DIF analyses.


GuideLLM: Exploring LLM-Guided Conversation with Applications in Autobiography Interviewing

arXiv.org Artificial Intelligence

Although Large Language Models (LLMs) succeed in human-guided conversations such as instruction following and question answering, the potential of LLM-guided conversations-where LLMs direct the discourse and steer the conversation's objectives-remains under-explored. In this study, we first characterize LLM-guided conversation into three fundamental components: (i) Goal Navigation; (ii) Context Management; (iii) Empathetic Engagement, and propose GuideLLM as an installation. We then implement an interviewing environment for the evaluation of LLM-guided conversation. Specifically, various topics are involved in this environment for comprehensive interviewing evaluation, resulting in around 1.4k turns of utterances, 184k tokens, and over 200 events mentioned during the interviewing for each chatbot evaluation. We compare GuideLLM with 6 state-of-the-art LLMs such as GPT-4o and Llama-3-70b-Instruct, from the perspective of interviewing quality, and autobiography generation quality. For automatic evaluation, we derive user proxies from multiple autobiographies and employ LLM-as-a-judge to score LLM behaviors. We further conduct a human-involved experiment by employing 45 human participants to chat with GuideLLM and baselines. We then collect human feedback, preferences, and ratings regarding the qualities of conversation and autobiography. Experimental results indicate that GuideLLM significantly outperforms baseline LLMs in automatic evaluation and achieves consistent leading performances in human ratings.


Can 1B LLM Surpass 405B LLM? Rethinking Compute-Optimal Test-Time Scaling

arXiv.org Artificial Intelligence

Test-Time Scaling (TTS) is an important method for improving the performance of Large Language Models (LLMs) by using additional computation during the inference phase. However, current studies do not systematically analyze how policy models, Process Reward Models (PRMs), and problem difficulty influence TTS. This lack of analysis limits the understanding and practical use of TTS methods. In this paper, we focus on two core questions: (1) What is the optimal approach to scale test-time computation across different policy models, PRMs, and problem difficulty levels? (2) To what extent can extended computation improve the performance of LLMs on complex tasks, and can smaller language models outperform larger ones through this approach? Through comprehensive experiments on MATH-500 and challenging AIME24 tasks, we have the following observations: (1) The compute-optimal TTS strategy is highly dependent on the choice of policy model, PRM, and problem difficulty. (2) With our compute-optimal TTS strategy, extremely small policy models can outperform larger models. For example, a 1B LLM can exceed a 405B LLM on MATH-500. Moreover, on both MATH-500 and AIME24, a 0.5B LLM outperforms GPT-4o, a 3B LLM surpasses a 405B LLM, and a 7B LLM beats o1 and DeepSeek-R1, while with higher inference efficiency. These findings show the significance of adapting TTS strategies to the specific characteristics of each task and model and indicate that TTS is a promising approach for enhancing the reasoning abilities of LLMs.


Automatic Annotation Augmentation Boosts Translation between Molecules and Natural Language

arXiv.org Artificial Intelligence

Recent advancements in AI for biological research focus on integrating molecular data with natural language to accelerate drug discovery. However, the scarcity of high-quality annotations limits progress in this area. This paper introduces LA$^3$, a Language-based Automatic Annotation Augmentation framework that leverages large language models to augment existing datasets, thereby improving AI training. We demonstrate the effectiveness of LA$^3$ by creating an enhanced dataset, LaChEBI-20, where we systematically rewrite the annotations of molecules from an established dataset. These rewritten annotations preserve essential molecular information while providing more varied sentence structures and vocabulary. Using LaChEBI-20, we train LaMolT5 based on a benchmark architecture to learn the mapping between molecular representations and augmented annotations. Experimental results on text-based *de novo* molecule generation and molecule captioning demonstrate that LaMolT5 outperforms state-of-the-art models. Notably, incorporating LA$^3$ leads to improvements of up to 301% over the benchmark architecture. Furthermore, we validate the effectiveness of LA$^3$ notable applications in *image*, *text* and *graph* tasks, affirming its versatility and utility.


AIMS.au: A Dataset for the Analysis of Modern Slavery Countermeasures in Corporate Statements

arXiv.org Artificial Intelligence

Despite over a decade of legislative efforts to address modern slavery in the supply chains of large corporations, the effectiveness of government oversight remains hampered by the challenge of scrutinizing thousands of statements annually. While Large Language Models (LLMs) can be considered a well established solution for the automatic analysis and summarization of documents, recognizing concrete modern slavery countermeasures taken by companies and differentiating those from vague claims remains a challenging task. To help evaluate and fine-tune LLMs for the assessment of corporate statements, we introduce a dataset composed of 5,731 modern slavery statements taken from the Australian Modern Slavery Register and annotated at the sentence level. This paper details the construction steps for the dataset that include the careful design of annotation specifications, the selection and preprocessing of statements, and the creation of high-quality annotation subsets for effective model evaluations. To demonstrate our dataset's utility, we propose a machine learning methodology for the detection of sentences relevant to mandatory reporting requirements set by the Australian Modern Slavery Act. We then follow this methodology to benchmark modern language models under zero-shot and supervised learning settings.


Language-TPP: Integrating Temporal Point Processes with Language Models for Event Analysis

arXiv.org Artificial Intelligence

Temporal Point Processes (TPPs) have been widely used for event sequence modeling, but they often struggle to incorporate rich textual event descriptions effectively. Conversely, while Large Language Models (LLMs) have been shown remarkable capabilities in processing textual data, they lack mechanisms for handling temporal dynamics. To bridge this gap, we introduce Language-TPP, a unified framework that integrates TPPs with LLMs for enhanced event sequence modeling. Language-TPP introduces a novel temporal encoding mechanism that converts continuous time intervals into specialized byte-tokens, enabling seamless integration with standard LLM architectures. This approach allows Language-TPP to achieve state-of-the-art performance across multiple TPP tasks, including event time prediction, type prediction, and intensity estimation, on five datasets. Additionally, we demonstrate that incorporating temporal information significantly improves the quality of generated event descriptions.


Towards Copyright Protection for Knowledge Bases of Retrieval-augmented Language Models via Ownership Verification with Reasoning

arXiv.org Artificial Intelligence

Large language models (LLMs) are increasingly integrated into real-world applications through retrieval-augmented generation (RAG) mechanisms to supplement their responses with up-to-date and domain-specific knowledge. However, the valuable and often proprietary nature of the knowledge bases used in RAG introduces the risk of unauthorized usage by adversaries. Existing methods that can be generalized as watermarking techniques to protect these knowledge bases typically involve poisoning attacks. However, these methods require to alter the results of verification samples (\eg, generating incorrect outputs), inevitably making them susceptible to anomaly detection and even introduce new security risks. To address these challenges, we propose \name{} for `harmless' copyright protection of knowledge bases. Instead of manipulating LLM's final output, \name{} implants distinct verification behaviors in the space of chain-of-thought (CoT) reasoning, maintaining the correctness of the final answer. Our method has three main stages: (1) \textbf{Generating CoTs}: For each verification question, we generate two CoTs, including a target CoT for building watermark behaviors; (2) \textbf{Optimizing Watermark Phrases and Target CoTs}: We optimize them to minimize retrieval errors under the black-box setting of suspicious LLM, ensuring that the watermarked verification queries activate the target CoTs without being activated in non-watermarked ones; (3) \textbf{Ownership Verification}: We exploit a pairwise Wilcoxon test to statistically verify whether a suspicious LLM is augmented with the protected knowledge base by comparing its responses to watermarked and benign verification queries. Our experiments on diverse benchmarks demonstrate that \name{} effectively protects knowledge bases against unauthorized usage while preserving the integrity and performance of the RAG.