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The Law of Knowledge Overshadowing: Towards Understanding, Predicting, and Preventing LLM Hallucination

arXiv.org Artificial Intelligence

Hallucination is a persistent challenge in large language models (LLMs), where even with rigorous quality control, models often generate distorted facts. This paradox, in which error generation continues despite high-quality training data, calls for a deeper understanding of the underlying LLM mechanisms. To address it, we propose a novel concept: knowledge overshadowing, where model's dominant knowledge can obscure less prominent knowledge during text generation, causing the model to fabricate inaccurate details. Building on this idea, we introduce a novel framework to quantify factual hallucinations by modeling knowledge overshadowing. Central to our approach is the log-linear law, which predicts that the rate of factual hallucination increases linearly with the logarithmic scale of (1) Knowledge Popularity, (2) Knowledge Length, and (3) Model Size. The law provides a means to preemptively quantify hallucinations, offering foresight into their occurrence even before model training or inference. Built on overshadowing effect, we propose a new decoding strategy CoDa, to mitigate hallucinations, which notably enhance model factuality on Overshadow (27.9%), MemoTrap (13.1%) and NQ-Swap (18.3%). Our findings not only deepen understandings of the underlying mechanisms behind hallucinations but also provide actionable insights for developing more predictable and controllable language models.


Understanding Zero-shot Rare Word Recognition Improvements Through LLM Integration

arXiv.org Artificial Intelligence

In this study, we investigate the integration of a large language model (LLM) with an automatic speech recognition (ASR) system, specifically focusing on enhancing rare word recognition performance. Using a 190,000-hour dataset primarily sourced from YouTube, pre-processed with Whisper V3 pseudo-labeling, we demonstrate that the LLM-ASR architecture outperforms traditional Zipformer-Transducer models in the zero-shot rare word recognition task, after training on a large dataset. Our analysis reveals that the LLM contributes significantly to improvements in rare word error rate (R-WER), while the speech encoder primarily determines overall transcription performance (Orthographic Word Error Rate, O-WER, and Normalized Word Error Rate, N-WER). Through extensive ablation studies, we highlight the importance of adapter integration in aligning speech encoder outputs with the LLM's linguistic capabilities. Furthermore, we emphasize the critical role of high-quality labeled data in achieving optimal performance. These findings provide valuable insights into the synergy between LLM-based ASR architectures, paving the way for future advancements in large-scale LLM-based speech recognition systems.


Chain-of-Description: What I can understand, I can put into words

arXiv.org Artificial Intelligence

In this paper, we propose a novel strategy defined as Chain-of-Description (CoD) Prompting, tailored for Multi-Modal Large Language Models. This approach involves having the model first provide a detailed description of the multi-modal input before generating an answer to the question. When applied to models such as Qwen2-Audio, Qwen2-VL, and Qwen2.5-VL, CoD Prompting significantly enhances performance compared to standard prompting methods. This is demonstrated by nearly a 4\% improvement in the speech category of the audio benchmark AIR-Bench-Chat and a 5.3\% improvement in the hard-level portion of the vision benchmark MMMU\_Pro. Our ablation study further validates the effectiveness of CoD Prompting.


PlanGEN: A Multi-Agent Framework for Generating Planning and Reasoning Trajectories for Complex Problem Solving

arXiv.org Artificial Intelligence

Recent agent frameworks and inference-time algorithms often struggle with complex planning problems due to limitations in verifying generated plans or reasoning and varying complexity of instances within a single task. Many existing methods for these tasks either perform task-level verification without considering constraints or apply inference-time algorithms without adapting to instance-level complexity. To address these limitations, we propose PlanGEN, a model-agnostic and easily scalable agent framework with three key components: constraint, verification, and selection agents. Specifically, our approach proposes constraint-guided iterative verification to enhance performance of inference-time algorithms--Best of N, Tree-of-Thought, and REBASE. In PlanGEN framework, the selection agent optimizes algorithm choice based on instance complexity, ensuring better adaptability to complex planning problems. Experimental results demonstrate significant improvements over the strongest baseline across multiple benchmarks, achieving state-of-the-art results on NATURAL PLAN ($\sim$8%$\uparrow$), OlympiadBench ($\sim$4%$\uparrow$), DocFinQA ($\sim$7%$\uparrow$), and GPQA ($\sim$1%$\uparrow$). Our key finding highlights that constraint-guided iterative verification improves inference-time algorithms, and adaptive selection further boosts performance on complex planning and reasoning problems.


Be a Multitude to Itself: A Prompt Evolution Framework for Red Teaming

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have gained increasing attention for their remarkable capacity, alongside concerns about safety arising from their potential to produce harmful content. Red teaming aims to find prompts that could elicit harmful responses from LLMs, and is essential to discover and mitigate safety risks before real-world deployment. However, manual red teaming is both time-consuming and expensive, rendering it unscalable. In this paper, we propose RTPE, a scalable evolution framework to evolve red teaming prompts across both breadth and depth dimensions, facilitating the automatic generation of numerous high-quality and diverse red teaming prompts. Specifically, in-breadth evolving employs a novel enhanced in-context learning method to create a multitude of quality prompts, whereas in-depth evolving applies customized transformation operations to enhance both content and form of prompts, thereby increasing diversity. Extensive experiments demonstrate that RTPE surpasses existing representative automatic red teaming methods on both attack success rate and diversity. In addition, based on 4,800 red teaming prompts created by RTPE, we further provide a systematic analysis of 8 representative LLMs across 8 sensitive topics.


Echo: A Large Language Model with Temporal Episodic Memory

arXiv.org Artificial Intelligence

Research on large language models (LLMs) has shown remarkable performance in domains such as mathematics, programming, and literary creation. However, most studies have focused on semantic memory-based question answering, neglecting LLMs' potential to handle episodic memory (EM)-related queries. This oversight has led to suboptimal performance in applications requiring EM, including emotional companionship, personal AI assistants, and AI teachers. To address this gap, we introduce Echo, a LLM enhanced with temporal episodic memory. We propose a Multi-Agent Data Generation Framework that guides the model in generating multi-turn, complex scenario episodic memory dialogue data (EM-Train). Temporal information is innovatively incorporated into the LLM training process, and Echo is trained using the EM-Train. Furthermore, We develop an EM-Test benchmark specifically designed to evaluate LLMs' episodic memory capabilities. The EM-Test assesses performance across various time spans and difficulty levels, providing a comprehensive evaluation of multi-turn episodic memory dialogues. Our experiments demonstrate that Echo significantly outperforms state-of-the-art LLMs on EM-Test. Additionally, a qualitative analysis reveals Echo's potential to exhibit human-like episodic memory capabilities. We will open-source all datasets, code, and model weights.


Less is More: Improving LLM Alignment via Preference Data Selection

arXiv.org Artificial Intelligence

Direct Preference Optimization (DPO) has emerged as a promising approach for aligning large language models with human preferences. While prior work mainly extends DPO from the aspect of the objective function, we instead improve DPO from the largely overlooked but critical aspect of data selection. Specifically, we address the issue of parameter shrinkage caused by noisy data by proposing a novel margin-maximization principle for dataset curation in DPO training. To accurately estimate margins for data selection, we propose a dual-margin guided approach that considers both external reward margins and implicit DPO reward margins. Extensive experiments demonstrate that our method reduces computational cost dramatically while improving performance. Remarkably, by using just 10\% of the Ultrafeedback dataset, our approach achieves 3\% to 8\% improvements across various Llama and Mistral series models on the AlpacaEval 2.0 benchmark. Furthermore, our approach seamlessly extends to iterative DPO, yielding a roughly 3\% improvement with 25\% online data, while further reducing training time. These results highlight the potential of data selection strategies for advancing preference optimization.


Evaluating Sakana's AI Scientist for Autonomous Research: Wishful Thinking or an Emerging Reality Towards 'Artificial Research Intelligence' (ARI)?

arXiv.org Artificial Intelligence

A major step toward Artificial General Intelligence (AGI) and Super Intelligence is AI's ability to autonomously conduct research - what we term Artificial Research Intelligence (ARI). If machines could generate hypotheses, conduct experiments, and write research papers without human intervention, it would transform science. Sakana recently introduced the 'AI Scientist', claiming to conduct research autonomously, i.e. they imply to have achieved what we term Artificial Research Intelligence (ARI). The AI Scientist gained much attention, but a thorough independent evaluation has yet to be conducted. Our evaluation of the AI Scientist reveals critical shortcomings. The system's literature reviews produced poor novelty assessments, often misclassifying established concepts (e.g., micro-batching for stochastic gradient descent) as novel. It also struggles with experiment execution: 42% of experiments failed due to coding errors, while others produced flawed or misleading results. Code modifications were minimal, averaging 8% more characters per iteration, suggesting limited adaptability. Generated manuscripts were poorly substantiated, with a median of five citations, most outdated (only five of 34 from 2020 or later). Structural errors were frequent, including missing figures, repeated sections, and placeholder text like 'Conclusions Here'. Some papers contained hallucinated numerical results. Despite these flaws, the AI Scientist represents a leap forward in research automation. It generates full research manuscripts with minimal human input, challenging expectations of AI-driven science. Many reviewers might struggle to distinguish its work from human researchers. While its quality resembles a rushed undergraduate paper, its speed and cost efficiency are unprecedented, producing a full paper for USD 6 to 15 with 3.5 hours of human involvement, far outpacing traditional researchers.


Inner Thinking Transformer: Leveraging Dynamic Depth Scaling to Foster Adaptive Internal Thinking

arXiv.org Artificial Intelligence

Large language models (LLMs) face inherent performance bottlenecks under parameter constraints, particularly in processing critical tokens that demand complex reasoning. Empirical analysis reveals challenging tokens induce abrupt gradient spikes across layers, exposing architectural stress points in standard Transformers. Building on this insight, we propose Inner Thinking Transformer (ITT), which reimagines layer computations as implicit thinking steps. ITT dynamically allocates computation through Adaptive Token Routing, iteratively refines representations via Residual Thinking Connections, and distinguishes reasoning phases using Thinking Step Encoding. ITT enables deeper processing of critical tokens without parameter expansion. Evaluations across 162M-466M parameter models show ITT achieves 96.5\% performance of a 466M Transformer using only 162M parameters, reduces training data by 43.2\%, and outperforms Transformer/Loop variants in 11 benchmarks. By enabling elastic computation allocation during inference, ITT balances performance and efficiency through architecture-aware optimization of implicit thinking pathways.


PLDR-LLMs Learn A Generalizable Tensor Operator That Can Replace Its Own Deep Neural Net At Inference

arXiv.org Artificial Intelligence

February 18, 2025 A BSTRACT We show that Large Language Model from Power Law Decoder Representations (PLDR-LLM) is a foundational model whose deductive outputs are invariant tensors up to a small perturbation. PLDR-LLM learns a singularity condition for the deductive outputs that enable the once-inferred energy-curvature tensor G LMto replace the deep neural network of power law graph attention (PLGA) generating the deductive outputs at inference. We demonstrate that a cache for G LM(G-cache) and KV -cache can be implemented in a straightforward manner to improve the inference time. The invariance and generalizable nature of deductive outputs is at a very high fidelity where deductive outputs have same RMSE and determinant values up to 15 decimal places after caching, and zero-shot benchmark scores remain unchanged. Ablation studies show that learned deductive outputs have distinct loss and accuracy characteristics from models pretrained with transferred, randomly initialized or identity tensors as a constant tensor operator and an LLM with scaled-dot product attention (SDP A) is a special case of PLDR-LLM where G LMis predefined as identity. The observed invariance characteristic introduces a novel asymmetry between training and inference phases with caching. We outline observed common characteristics of the deductive outputs for the learned singularity condition. We provide an implementation of a training and inference framework for PLDR-LLM with KV -cache and G-cache. 1 Introduction Large Language Model from Power Law Decoder Representations (PLDR-LLM) is a novel language model architecture with well-defined deductive and inductive outputs [Gokden, 2024]. It is composed of deep layers of decoders with multi-headed Power Law Graph Attention (PLGA) [Gokden, 2021, 2019]. The deductive outputs are intended to observe and regularize the model, while the inductive output is the next-token prediction of a language model. PLGA is a series of non-linear and linear transformations that attend to an input sentence that can be considered as a weighted graph G = ( V, E) where nodes are the tokens densely represented by an N-dimensional embedding space. The PLGA learns a metric tensor A LMof the embedding space after applying a custom fully connected layer and iSwiGLU, a positive semi-definite activation function, to the output A of a deep residual network of gated linear units (GLUs) whose input is a density matrix operator derived from the query.