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Rank-K: Test-Time Reasoning for Listwise Reranking

arXiv.org Artificial Intelligence

Retrieve-and-rerank is a popular retrieval pipeline because of its ability to make slow but effective rerankers efficient enough at query time by reducing the number of comparisons. Recent works in neural rerankers take advantage of large language models for their capability in reasoning between queries and passages and have achieved state-of-the-art retrieval effectiveness. However, such rerankers are resource-intensive, even after heavy optimization. In this work, we introduce Rank-K, a listwise passage reranking model that leverages the reasoning capability of the reasoning language model at query time that provides test time scalability to serve hard queries. We show that Rank-K improves retrieval effectiveness by 23\% over the RankZephyr, the state-of-the-art listwise reranker, when reranking a BM25 initial ranked list and 19\% when reranking strong retrieval results by SPLADE-v3. Since Rank-K is inherently a multilingual model, we found that it ranks passages based on queries in different languages as effectively as it does in monolingual retrieval.


Towards a Foundation Model for Communication Systems

arXiv.org Artificial Intelligence

Artificial Intelligence (AI) has demonstrated unprecedented performance across various domains, and its application to communication systems is an active area of research. While current methods focus on task-specific solutions, the broader trend in AI is shifting toward large general models capable of supporting multiple applications. In this work, we take a step toward a foundation model for communication data--a transformer-based, multi-modal model designed to operate directly on communication data. We propose methodologies to address key challenges, including tokenization, positional embedding, multimodality, variable feature sizes, and normalization. Furthermore, we empirically demonstrate that such a model can successfully estimate multiple features, including transmission rank, selected precoder, Doppler spread, and delay profile.


Success is in the Details: Evaluate and Enhance Details Sensitivity of Code LLMs through Counterfactuals

arXiv.org Artificial Intelligence

Code Sensitivity refers to the ability of Code LLMs to recognize and respond to details changes in problem descriptions. While current code benchmarks and instruction data focus on difficulty and diversity, sensitivity is overlooked. We first introduce the CTF-Code benchmark, constructed using counterfactual perturbations, minimizing input changes while maximizing output changes. The evaluation shows that many LLMs have a more than 10\% performance drop compared to the original problems. To fully utilize sensitivity, CTF-Instruct, an incremental instruction fine-tuning framework, extends on existing data and uses a selection mechanism to meet the three dimensions of difficulty, diversity, and sensitivity. Experiments show that LLMs fine-tuned with CTF-Instruct data achieve over a 2\% improvement on CTF-Code, and more than a 10\% performance boost on LiveCodeBench, validating the feasibility of enhancing LLMs' sensitivity to improve performance.


Neural Incompatibility: The Unbridgeable Gap of Cross-Scale Parametric Knowledge Transfer in Large Language Models

arXiv.org Artificial Intelligence

Large Language Models (LLMs) offer a transparent brain with accessible parameters that encode extensive knowledge, which can be analyzed, located and transferred. Consequently, a key research challenge is to transcend traditional knowledge transfer paradigms rooted in symbolic language and achieve genuine Parametric Knowledge Transfer (PKT). Significantly, exploring effective methods for transferring knowledge across LLMs of different scales through parameters presents an intriguing and valuable research direction. In this paper, we first demonstrate $\textbf{Alignment}$ in parametric space is the fundamental prerequisite to achieve successful cross-scale PKT. We redefine the previously explored knowledge transfer as Post-Align PKT (PostPKT), which utilizes extracted parameters for LoRA initialization and requires subsequent fine-tune for alignment. Hence, to reduce cost for further fine-tuning, we introduce a novel Pre-Align PKT (PrePKT) paradigm and propose a solution called $\textbf{LaTen}$ ($\textbf{L}$oc$\textbf{a}$te-$\textbf{T}$h$\textbf{e}$n-Alig$\textbf{n}$) that aligns the parametric spaces of LLMs across scales only using several training steps without following training. Comprehensive experiments on four benchmarks demonstrate that both PostPKT and PrePKT face challenges in achieving consistently stable transfer. Through in-depth analysis, we identify $\textbf{Neural Incompatibility}$ as the ethological and parametric structural differences between LLMs of varying scales, presenting fundamental challenges to achieving effective PKT. These findings provide fresh insights into the parametric architectures of LLMs and highlight promising directions for future research on efficient PKT. Our code is available at https://github.com/Trae1ounG/Neural_Incompatibility.


Legal Rule Induction: Towards Generalizable Principle Discovery from Analogous Judicial Precedents

arXiv.org Artificial Intelligence

Legal rules encompass not only codified statutes but also implicit adjudicatory principles derived from precedents that contain discretionary norms, social morality, and policy. While computational legal research has advanced in applying established rules to cases, inducing legal rules from judicial decisions remains understudied, constrained by limitations in model inference efficacy and symbolic reasoning capability. The advent of Large Language Models (LLMs) offers unprecedented opportunities for automating the extraction of such latent principles, yet progress is stymied by the absence of formal task definitions, benchmark datasets, and methodologies. To address this gap, we formalize Legal Rule Induction (LRI) as the task of deriving concise, generalizable doctrinal rules from sets of analogous precedents, distilling their shared preconditions, normative behaviors, and legal consequences. We introduce the first LRI benchmark, comprising 5,121 case sets (38,088 Chinese cases in total) for model tuning and 216 expert-annotated gold test sets. Experimental results reveal that: 1) State-of-the-art LLMs struggle with over-generalization and hallucination; 2) Training on our dataset markedly enhances LLMs capabilities in capturing nuanced rule patterns across similar cases.


Mapping the Minds of LLMs: A Graph-Based Analysis of Reasoning LLM

arXiv.org Artificial Intelligence

Recent advances in test-time scaling have enabled Large Language Models (LLMs) to display sophisticated reasoning abilities via extended Chain-of-Thought (CoT) generation. Despite their potential, these Reasoning LLMs (RLMs) often demonstrate counterintuitive and unstable behaviors, such as performance degradation under few-shot prompting, that challenge our current understanding of RLMs. In this work, we introduce a unified graph-based analytical framework for better modeling the reasoning processes of RLMs. Our method first clusters long, verbose CoT outputs into semantically coherent reasoning steps, then constructs directed reasoning graphs to capture contextual and logical dependencies among these steps. Through comprehensive analysis across models and prompting regimes, we reveal that structural properties, such as exploration density, branching, and convergence ratios, strongly correlate with reasoning accuracy. Our findings demonstrate how prompting strategies substantially reshape the internal reasoning structure of RLMs, directly affecting task outcomes. The proposed framework not only enables quantitative evaluation of reasoning quality beyond conventional metrics but also provides practical insights for prompt engineering and the cognitive analysis of LLMs. Code and resources will be released to facilitate future research in this direction.


LLM-based Evaluation Policy Extraction for Ecological Modeling

arXiv.org Artificial Intelligence

Evaluating ecological time series is critical for benchmarking model performance in many important applications, including predicting greenhouse gas fluxes, capturing carbon-nitrogen dynamics, and monitoring hydrological cycles. Traditional numerical metrics (e.g., R-squared, root mean square error) have been widely used to quantify the similarity between modeled and observed ecosystem variables, but they often fail to capture domain-specific temporal patterns critical to ecological processes. As a result, these methods are often accompanied by expert visual inspection, which requires substantial human labor and limits the applicability to large-scale evaluation. To address these challenges, we propose a novel framework that integrates metric learning with large language model (LLM)-based natural language policy extraction to develop interpretable evaluation criteria. The proposed method processes pairwise annotations and implements a policy optimization mechanism to generate and combine different assessment metrics. The results obtained on multiple datasets for evaluating the predictions of crop gross primary production and carbon dioxide flux have confirmed the effectiveness of the proposed method in capturing target assessment preferences, including both synthetically generated and expert-annotated model comparisons. The proposed framework bridges the gap between numerical metrics and expert knowledge while providing interpretable evaluation policies that accommodate the diverse needs of different ecosystem modeling studies.


RAR: Setting Knowledge Tripwires for Retrieval Augmented Rejection

arXiv.org Artificial Intelligence

Content moderation for large language models (LLMs) is increasingly critical as LLMs are deployed in user-facing applications. Traditional moderation often relies on static classifiers or handcrafted prompt filters, which struggle to adapt quickly to new threats [1] . Recent analyses show that even retrieval-augmented generation (RAG) pipelines can inadvertently introduce safety risks, causing models to change their safety profile [2] . This paper presents retrieval-augmented rejection (RAR), a novel approach that repurposes the RAG architecture [3], typically used to enhance LLM knowledge, as a dynamic content moderation mechanism. By intentionally adding documents that mimic harmful content and questions (which we term "negative documents") to the vector database and flagging them accordingly, the system can leverage the retrieval mechanism to identify and reject malicious queries without requiring model retraining or architectural changes. The key contributions of this work include: i) a novel content moderation approach that requires no architectural changes to existing RAG systems; ii) a methodology for creating and maintaining "negative documents" for effective query filtering; iii) a flexible threshold-based rejection mechanism that can be dynamically adjusted; iv) preliminary evaluation against existing content moderation approaches. 1 1.1.


FinMaster: A Holistic Benchmark for Mastering Full-Pipeline Financial Workflows with LLMs

arXiv.org Artificial Intelligence

Financial tasks are pivotal to global economic stability; however, their execution faces challenges including labor intensive processes, low error tolerance, data fragmentation, and tool limitations. Although large language models (LLMs) have succeeded in various natural language processing tasks and have shown potential in automating workflows through reasoning and contextual understanding, current benchmarks for evaluating LLMs in finance lack sufficient domain-specific data, have simplistic task design, and incomplete evaluation frameworks. To address these gaps, this article presents FinMaster, a comprehensive financial benchmark designed to systematically assess the capabilities of LLM in financial literacy, accounting, auditing, and consulting. Specifically, FinMaster comprises three main modules: i) FinSim, which builds simulators that generate synthetic, privacy-compliant financial data for companies to replicate market dynamics; ii) FinSuite, which provides tasks in core financial domains, spanning 183 tasks of various types and difficulty levels; and iii) FinEval, which develops a unified interface for evaluation. Extensive experiments over state-of-the-art LLMs reveal critical capability gaps in financial reasoning, with accuracy dropping from over 90% on basic tasks to merely 40% on complex scenarios requiring multi-step reasoning. This degradation exhibits the propagation of computational errors, where single-metric calculations initially demonstrating 58% accuracy decreased to 37% in multimetric scenarios. To the best of our knowledge, FinMaster is the first benchmark that covers full-pipeline financial workflows with challenging tasks. We hope that FinMaster can bridge the gap between research and industry practitioners, driving the adoption of LLMs in real-world financial practices to enhance efficiency and accuracy.


LoRASuite: Efficient LoRA Adaptation Across Large Language Model Upgrades

arXiv.org Artificial Intelligence

As Large Language Models (LLMs) are frequently updated, LoRA weights trained on earlier versions quickly become obsolete. The conventional practice of retraining LoRA weights from scratch on the latest model is costly, time-consuming, and environmentally detrimental, particularly as the diversity of LLMs and downstream tasks expands. This motivates a critical question: "How can we efficiently leverage existing LoRA weights to adapt to newer model versions?" To address this, we propose LoRASuite, a modular approach tailored specifically to various types of LLM updates. First, we compute a transfer matrix utilizing known parameters from both old and new LLMs. Next, we allocate corresponding layers and attention heads based on centered kernel alignment and cosine similarity metrics, respectively. A subsequent small-scale, skillful fine-tuning step ensures numerical stability. Experimental evaluations demonstrate that LoRASuite consistently surpasses small-scale vanilla LoRA methods. Notably, on backbone LLMs such as MiniCPM and Qwen, LoRASuite even exceeds the performance of full-scale LoRA retraining, with average improvements of +1.4 and +6.6 points on math tasks, respectively. Additionally, LoRASuite significantly reduces memory consumption by 5.5 GB and computational time by 78.23%.