Goto

Collaborating Authors

 Large Language Model


Towards Automated Regulatory Compliance Verification in Financial Auditing with Large Language Models

arXiv.org Artificial Intelligence

The auditing of financial documents, historically a labor-intensive process, stands on the precipice of transformation. AI-driven solutions have made inroads into streamlining this process by recommending pertinent text passages from financial reports to align with the legal requirements of accounting standards. However, a glaring limitation remains: these systems commonly fall short in verifying if the recommended excerpts indeed comply with the specific legal mandates. Hence, in this paper, we probe the efficiency of publicly available Large Language Models (LLMs) in the realm of regulatory compliance across different model configurations. We place particular emphasis on comparing cutting-edge open-source LLMs, such as Llama-2, with their proprietary counterparts like OpenAI's GPT models. This comparative analysis leverages two custom datasets provided by our partner PricewaterhouseCoopers (PwC) Germany. We find that the open-source Llama-2 70 billion model demonstrates outstanding performance in detecting non-compliance or true negative occurrences, beating all their proprietary counterparts. Nevertheless, proprietary models such as GPT-4 perform the best in a broad variety of scenarios, particularly in non-English contexts.


AI for Better UX in Computer-Aided Engineering: Is Academia Catching Up with Industry Demands? A Multivocal Literature Review

arXiv.org Artificial Intelligence

Computer-Aided Engineering (CAE) enables simulation experts to optimize complex models, but faces challenges in user experience (UX) that limit efficiency and accessibility. While artificial intelligence (AI) has demonstrated potential to enhance CAE processes, research integrating these fields with a focus on UX remains fragmented. This paper presents a multivocal literature review (MLR) examining how AI enhances UX in CAE software across both academic research and industry implementations. Our analysis reveals significant gaps between academic explorations and industry applications, with companies actively implementing LLMs, adaptive UIs, and recommender systems while academic research focuses primarily on technical capabilities without UX validation. Key findings demonstrate opportunities in AI-powered guidance, adaptive interfaces, and workflow automation that remain underexplored in current research. By mapping the intersection of these domains, this study provides a foundation for future work to address the identified research gaps and advance the integration of AI to improve CAE user experience.


Pixels to Principles: Probing Intuitive Physics Understanding in Multimodal Language Models

arXiv.org Artificial Intelligence

This paper presents a systematic evaluation of state-of-the-art multimodal large language models (MLLMs) on intuitive physics tasks using the GRASP and IntPhys 2 datasets. We assess the open-source models InternVL 2.5, Qwen 2.5 VL, LLaVA-OneVision, and the proprietary Gemini 2.0 Flash Thinking, finding that even the latest models struggle to reliably distinguish physically plausible from implausible scenarios. To go beyond performance metrics, we conduct a probing analysis of model embeddings, extracting intermediate representations at key processing stages to examine how well task-relevant information is preserved. Our results show that, depending on task difficulty, a critical vision-language misalignment can emerge: vision encoders successfully capture physical plausibility cues, but this information is not effectively utilized by the language model, leading to failures in reasoning. This misalignment suggests that the primary limitation of MLLMs in intuitive physics tasks is not the vision component but the ineffective integration of visual and linguistic information. Our findings highlight vision-language alignment as a key area for improvement, offering insights for future MLLMs development.


Exploring Gender Bias in Large Language Models: An In-depth Dive into the German Language

arXiv.org Artificial Intelligence

In recent years, various methods have been proposed to evaluate gender bias in large language models (LLMs). A key challenge lies in the transferability of bias measurement methods initially developed for the English language when applied to other languages. This work aims to contribute to this research strand by presenting five German datasets for gender bias evaluation in LLMs. The datasets are grounded in well-established concepts of gender bias and are accessible through multiple methodologies. Our findings, reported for eight multilingual LLM models, reveal unique challenges associated with gender bias in German, including the ambiguous interpretation of male occupational terms and the influence of seemingly neutral nouns on gender perception. This work contributes to the understanding of gender bias in LLMs across languages and underscores the necessity for tailored evaluation frameworks.


Spatial 3D-LLM: Exploring Spatial Awareness in 3D Vision-Language Models

arXiv.org Artificial Intelligence

New era has unlocked exciting possibilities for extending Large Language Models (LLMs) to tackle 3D vision-language tasks. However, most existing 3D multimodal LLMs (MLLMs) rely on compressing holistic 3D scene information or segmenting independent objects to perform these tasks, which limits their spatial awareness due to insufficient representation of the richness inherent in 3D scenes. To overcome these limitations, we propose Spatial 3D-LLM, a 3D MLLM specifically designed to enhance spatial awareness for 3D vision-language tasks by enriching the spatial embeddings of 3D scenes. Spatial 3D-LLM integrates an LLM backbone with a progressive spatial awareness scheme that progressively captures spatial information as the perception field expands, generating location-enriched 3D scene embeddings to serve as visual prompts. Furthermore, we introduce two novel tasks: 3D object distance measurement and 3D layout editing, and construct a 3D instruction dataset, MODEL, to evaluate the model's spatial awareness capabilities. Experimental results demonstrate that Spatial 3D-LLM achieves state-of-the-art performance across a wide range of 3D vision-language tasks, revealing the improvements stemmed from our progressive spatial awareness scheme of mining more profound spatial information. Our code is available at https://github.com/bjshuyuan/Spatial-3D-LLM.


Agentic RAG with Knowledge Graphs for Complex Multi-Hop Reasoning in Real-World Applications

arXiv.org Artificial Intelligence

Conventional Retrieval-Augmented Generation (RAG) systems enhance Large Language Models (LLMs) but often fall short on complex queries, delivering limited, extractive answers and struggling with multiple targeted retrievals or navigating intricate entity relationships. This is a critical gap in knowledge-intensive domains. We introduce INRAExplorer, an agentic RAG system for exploring the scientific data of INRAE (France's National Research Institute for Agriculture, Food and Environment). INRAExplorer employs an LLM-based agent with a multi-tool architecture to dynamically engage a rich knowledge base, through a comprehensive knowledge graph derived from open access INRAE publications. This design empowers INRAExplorer to conduct iterative, targeted queries, retrieve exhaustive datasets (e.g., all publications by an author), perform multi-hop reasoning, and deliver structured, comprehensive answers. INRAExplorer serves as a concrete illustration of enhancing knowledge interaction in specialized fields.


ICR Probe: Tracking Hidden State Dynamics for Reliable Hallucination Detection in LLMs

arXiv.org Artificial Intelligence

Large language models (LLMs) excel at various natural language processing tasks, but their tendency to generate hallucinations undermines their reliability. Existing hallucination detection methods leveraging hidden states predominantly focus on static and isolated representations, overlooking their dynamic evolution across layers, which limits efficacy. To address this limitation, we shift the focus to the hidden state update process and introduce a novel metric, the ICR Score (Information Contribution to Residual Stream), which quantifies the contribution of modules to the hidden states' update. We empirically validate that the ICR Score is effective and reliable in distinguishing hallucinations. Building on these insights, we propose a hallucination detection method, the ICR Probe, which captures the cross-layer evolution of hidden states. Experimental results show that the ICR Probe achieves superior performance with significantly fewer parameters. Furthermore, ablation studies and case analyses offer deeper insights into the underlying mechanism of this method, improving its interpretability.


ACT: Bridging the Gap in Code Translation through Synthetic Data Generation & Adaptive Training

arXiv.org Artificial Intelligence

Code translation is a crucial process in software development and migration projects, enabling interoperability between different programming languages and enhancing software adaptability and thus longevity. Traditional automated translation methods rely heavily on handcrafted transformation rules, which often lack flexibility and scalability. Meanwhile, advanced language models present promising alternatives but are often limited by proprietary, API-based implementations that raise concerns over data security and reliance. In this paper, we present Auto-Train for Code Translation (ACT), an innovative framework that aims to improve code translation capabilities by enabling in-house finetuning of open-source Large Language Models (LLMs). ACT's automated pipeline significantly boosts the performance of these models, narrowing the gap between open-source accessibility and the high performance of closed-source solutions. Central to ACT is its synthetic data generation module, which builds extensive, high-quality datasets from initial code samples, incorporating unit tests to ensure functional accuracy and diversity. ACT's evaluation framework incorporates execution-level checks, offering a comprehensive assessment of translation quality. A key feature in ACT is its controller module, which manages the entire pipeline by dynamically adjusting hyperparameters, orchestrating iterative data generation, and finetuning based on real-time evaluations. This enables ACT to intelligently optimize when to continue training, generate additional targeted training data, or stop the process. Our results demonstrate that ACT consistently enhances the effectiveness of open-source models, offering businesses and developers a secure and reliable alternative. Additionally, applying our data generation pipeline to industry-scale migration projects has led to a notable increase in developer acceleration.


AI or Human? Understanding Perceptions of Embodied Robots with LLMs

arXiv.org Artificial Intelligence

The pursuit of artificial intelligence has long been associated to the the challenge of effectively measuring intelligence. Even if the Turing Test was introduced as a means of assessing a system intelligence, its relevance and application within the field of human-robot interaction remain largely underexplored. This study investigates the perception of intelligence in embodied robots by performing a Turing Test within a robotic platform. A total of 34 participants were tasked with distinguishing between AI- and human-operated robots while engaging in two interactive tasks: an information retrieval and a package handover. These tasks assessed the robot perception and navigation abilities under both static and dynamic conditions. Results indicate that participants were unable to reliably differentiate between AI- and human-controlled robots beyond chance levels. Furthermore, analysis of participant responses reveals key factors influencing the perception of artificial versus human intelligence in embodied robotic systems. These findings provide insights into the design of future interactive robots and contribute to the ongoing discourse on intelligence assessment in AI-driven systems.


Depth Gives a False Sense of Privacy: LLM Internal States Inversion

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are increasingly integrated into daily routines, yet they raise significant privacy and safety concerns. Recent research proposes collaborative inference, which outsources the early-layer inference to ensure data locality, and introduces model safety auditing based on inner neuron patterns. Both techniques expose the LLM's Internal States (ISs), which are traditionally considered irreversible to inputs due to optimization challenges and the highly abstract representations in deep layers. In this work, we challenge this assumption by proposing four inversion attacks that significantly improve the semantic similarity and token matching rate of inverted inputs. Specifically, we first develop two white-box optimization-based attacks tailored for low-depth and high-depth ISs. These attacks avoid local minima convergence, a limitation observed in prior work, through a two-phase inversion process. Then, we extend our optimization attack under more practical black-box weight access by leveraging the transferability between the source and the derived LLMs. Additionally, we introduce a generation-based attack that treats inversion as a translation task, employing an inversion model to reconstruct inputs. Extensive evaluation of short and long prompts from medical consulting and coding assistance datasets and 6 LLMs validates the effectiveness of our inversion attacks. Notably, a 4,112-token long medical consulting prompt can be nearly perfectly inverted with 86.88 F1 token matching from the middle layer of Llama-3 model. Finally, we evaluate four practical defenses that we found cannot perfectly prevent ISs inversion and draw conclusions for future mitigation design.