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DNB-AI-Project at SemEval-2025 Task 5: An LLM-Ensemble Approach for Automated Subject Indexing

arXiv.org Artificial Intelligence

This paper presents our system developed for the SemEval-2025 Task 5: LLMs4Subjects: LLM-based Automated Subject Tagging for a National Technical Library's Open-Access Catalog. Our system relies on prompting a selection of LLMs with varying examples of intellectually annotated records and asking the LLMs to similarly suggest keywords for new records. This few-shot prompting technique is combined with a series of post-processing steps that map the generated keywords to the target vocabulary, aggregate the resulting subject terms to an ensemble vote and, finally, rank them as to their relevance to the record. Our system is fourth in the quantitative ranking in the all-subjects track, but achieves the best result in the qualitative ranking conducted by subject indexing experts.


CAPTURe: Evaluating Spatial Reasoning in Vision Language Models via Occluded Object Counting

arXiv.org Artificial Intelligence

Recognizing and reasoning about occluded (partially or fully hidden) objects is vital to understanding visual scenes, as occlusions frequently occur in real-world environments and act as obstacles for spatial comprehension. To test models' ability to reason about multiple occluded objects, we introduce a novel task, Counting Amodally for Patterns Through Unseen REgions (CAPTURe), which requires a model to count objects arranged in a pattern by inferring how the pattern continues behind an occluder (an object which blocks parts of the scene). CAPTURe requires both recognizing visual patterns and reasoning, making it a useful testbed for evaluating vision-language models (VLMs) on whether they understand occluded patterns and possess spatial understanding skills. By requiring models to reason about occluded objects, CAPTURe also tests VLMs' ability to form world models that would allow them to fill in missing information. CAPTURe consists of two parts: (1) CAPTURe-real, with manually filtered images of real objects in patterns and (2) CAPTURe-synthetic, a controlled diagnostic with generated patterned images. We evaluate four strong VLMs (GPT-4o, Intern-VL2, Molmo, and Qwen2-VL) on CAPTURe, finding that models struggle to count on both occluded and unoccluded patterns. Crucially, we find that models perform worse with occlusion, suggesting that VLMs are also deficient in inferring unseen spatial relationships: even the strongest VLMs like GPT-4o fail to count with occlusion. In contrast, we find that humans achieve very little error on CAPTURe. We also find that providing auxiliary information of occluded object locations increases performance, underscoring that the model error comes both from an inability to handle occlusion as well as difficulty in counting in images. Code and data: https://github.com/atinpothiraj/CAPTURe


FinSage: A Multi-aspect RAG System for Financial Filings Question Answering

arXiv.org Artificial Intelligence

Leveraging large language models in real-world settings often entails a need to utilize domain-specific data and tools in order to follow the complex regulations that need to be followed for acceptable use. Within financial sectors, modern enterprises increasingly rely on Retrieval-Augmented Generation (RAG) systems to address complex compliance requirements in financial document workflows. However, existing solutions struggle to account for the inherent heterogeneity of data (e.g., text, tables, diagrams) and evolving nature of regulatory standards used in financial filings, leading to compromised accuracy in critical information extraction. We propose the FinSage framework as a solution, utilizing a multi-aspect RAG framework tailored for regulatory compliance analysis in multi-modal financial documents. FinSage introduces three innovative components: (1) a multi-modal pre-processing pipeline that unifies diverse data formats and generates chunk-level metadata summaries, (2) a multi-path sparse-dense retrieval system augmented with query expansion (HyDE) and metadata-aware semantic search, and (3) a domain-specialized re-ranking module fine-tuned via Direct Preference Optimization (DPO) to prioritize compliance-critical content. Extensive experiments demonstrate that FinSage achieves an impressive recall of 92.51% on 75 expert-curated questions derived from surpasses the best baseline method on the FinanceBench question answering datasets by 24.06% in accuracy. Moreover, FinSage has been successfully deployed as financial question-answering agent in online meetings, where it has already served more than 1,200 people.


MedRep: Medical Concept Representation for General Electronic Health Record Foundation Models

arXiv.org Artificial Intelligence

Electronic health record (EHR) foundation models have been an area ripe for exploration with their improved performance in various medical tasks. Despite the rapid advances, there exists a fundamental limitation: Processing unseen medical codes out of vocabulary. This problem limits the generalizability of EHR foundation models and the integration of models trained with different vocabularies. To alleviate this problem, we propose a set of novel medical concept representations (MedRep) for EHR foundation models based on the observational medical outcome partnership (OMOP) common data model (CDM). For concept representation learning, we enrich the information of each concept with a minimal definition through large language model (LLM) prompts and complement the text-based representations through the graph ontology of OMOP vocabulary. Our approach outperforms the vanilla EHR foundation model and the model with a previously introduced medical code tokenizer in diverse prediction tasks. We also demonstrate the generalizability of MedRep through external validation.


CoTAL: Human-in-the-Loop Prompt Engineering for Generalizable Formative Assessment Scoring

arXiv.org Artificial Intelligence

Large language models (LLMs) have created new opportunities to assist teachers and support student learning. While researchers have explored various prompt engineering approaches in educational contexts, the degree to which these approaches generalize across domains--such as science, computing, and engineering--remains underexplored. In this paper, we introduce Chain-of-Thought Prompting + Active Learning (CoTAL), an LLM-based approach to formative assessment scoring that (1) leverages Evidence-Centered Design (ECD) to align assessments and rubrics with curriculum goals, (2) applies human-in-the-loop prompt engineering to automate response scoring, and (3) incorporates chain-of-thought (CoT) prompting and teacher and student feedback to iteratively refine questions, rubrics, and LLM prompts. Our findings demonstrate that CoTAL improves GPT-4's scoring performance across domains, achieving gains of up to 38.9% over a non-prompt-engineered baseline (i.e., without labeled examples, chain-of-thought prompting, or iterative refinement). Teachers and students judge CoTAL to be effective at scoring and explaining responses, and their feedback produces valuable insights that enhance grading accuracy and explanation quality.


A Appendix

Neural Information Processing Systems

These results show the improvements of rankers on the Codex code generation model. We further conducted an experiment with a GPT -Neo 1.3B model for the ranker. It took almost 4 days to complete 7 epochs of training with 16 V100 GPUs running in parallel. And still, it didn't reach the performance achieved by the CodeBERT model. CodeBERT based ranker took only 12 hours to train for 30 epochs (with 16 GPUs).



A Environment Details DeepMind control suite. DMControl Suite [

Neural Information Processing Systems

Visualized observations are shown in the Setting column of Table 1 ( Bottom). The visualizations of the environment are shown in Figure 4a. In this section, we provide PIE-G's detailed settings. As shown in Table 8, we set up our hyper-parmeters and environmental details in three benchmarks. For the Drawer World task, we use a small learning rate in order to maintain the training stability.


Man develops psychosis following ChatGPT's salt-free diet

Popular Science

Breakthroughs, discoveries, and DIY tips sent every weekday. Reducing salt intake is often a solid way to improve your overall health. However, swapping out classic sodium chloride for sodium bromide is a solid way to give yourself acne, involuntary muscle spasms, and paranoid psychosis. Knowing this, it's probably best to avoid that chemical compound entirely--even if ChatGPT tells you otherwise. In the recent case, one patient that was allegedly following the generative AI's nutritional suggestion was placed in hospital's involuntary psychiatric hold for three weeks.