Large Language Model
Getting In Contract with Large Language Models -- An Agency Theory Perspective On Large Language Model Alignment
Kaltenpoth, Sascha, Müller, Oliver
Adopting Large language models (LLMs) in organizations potentially revolutionizes our lives and work. However, they can generate off-topic, discriminating, or harmful content. This AI alignment problem often stems from misspecifications during the LLM adoption, unnoticed by the principal due to the LLM's black-box nature. While various research disciplines investigated AI alignment, they neither address the information asymmetries between organizational adopters and black-box LLM agents nor consider organizational AI adoption processes. Therefore, we propose LLM ATLAS (LLM Agency Theory-Led Alignment Strategy) a conceptual framework grounded in agency (contract) theory, to mitigate alignment problems during organizational LLM adoption. We conduct a conceptual literature analysis using the organizational LLM adoption phases and the agency theory as concepts. Our approach results in (1) providing an extended literature analysis process specific to AI alignment methods during organizational LLM adoption and (2) providing a first LLM alignment problem-solution space.
MaLei at MultiClinSUM: Summarisation of Clinical Documents using Perspective-Aware Iterative Self-Prompting with LLMs
Ren, Libo, Ng, Yee Man, Han, Lifeng
Efficient communication between patients and clinicians plays an important role in shared decision-making. However, clinical reports are often lengthy and filled with clinical jargon, making it difficult for domain experts to identify important aspects in the document efficiently. This paper presents the methodology we applied in the MultiClinSUM shared task for summarising clinical case documents. We used an Iterative Self-Prompting technique on large language models (LLMs) by asking LLMs to generate task-specific prompts and refine them via example-based few-shot learning. Furthermore, we used lexical and embedding space metrics, ROUGE and BERT-score, to guide the model fine-tuning with epochs. Our submission using perspective-aware ISP on GPT-4 and GPT-4o achieved ROUGE scores (46.53, 24.68, 30.77) and BERTscores (87.84, 83.25, 85.46) for (P, R, F1) from the official evaluation on 3,396 clinical case reports from various specialties extracted from open journals. The high BERTscore indicates that the model produced semantically equivalent output summaries compared to the references, even though the overlap at the exact lexicon level is lower, as reflected in the lower ROUGE scores. This work sheds some light on how perspective-aware ISP (PA-ISP) can be deployed for clinical report summarisation and support better communication between patients and clinicians.
Transferable Direct Prompt Injection via Activation-Guided MCMC Sampling
Li, Minghui, Zhang, Hao, Zhang, Yechao, Wan, Wei, Hu, Shengshan, Xiaobing, pei, Wang, Jing
Direct Prompt Injection (DPI) attacks pose a critical security threat to Large Language Models (LLMs) due to their low barrier of execution and high potential damage. To address the impracticality of existing white-box/gray-box methods and the poor transferability of black-box methods, we propose an activations-guided prompt injection attack framework. We first construct an Energy-based Model (EBM) using activations from a surrogate model to evaluate the quality of adversarial prompts. Guided by the trained EBM, we employ the token-level Markov Chain Monte Carlo (MCMC) sampling to adaptively optimize adversarial prompts, thereby enabling gradient-free black-box attacks. Experimental results demonstrate our superior cross-model transferability, achieving 49.6% attack success rate (ASR) across five mainstream LLMs and 34.6% improvement over human-crafted prompts, and maintaining 36.6% ASR on unseen task scenarios. Interpretability analysis reveals a correlation between activations and attack effectiveness, highlighting the critical role of semantic patterns in transferable vulnerability exploitation.
BALI: Enhancing Biomedical Language Representations through Knowledge Graph and Language Model Alignment
Sakhovskiy, Andrey, Tutubalina, Elena
In recent years, there has been substantial progress in using pretrained Language Models (LMs) on a range of tasks aimed at improving the understanding of biomedical texts. Nonetheless, existing biomedical LLMs show limited comprehension of complex, domain-specific concept structures and the factual information encoded in biomedical Knowledge Graphs (KGs). In this work, we propose BALI (Biomedical Knowledge Graph and Language Model Alignment), a novel joint LM and KG pre-training method that augments an LM with external knowledge by the simultaneous learning of a dedicated KG encoder and aligning the representations of both the LM and the graph. For a given textual sequence, we link biomedical concept mentions to the Unified Medical Language System (UMLS) KG and utilize local KG subgraphs as cross-modal positive samples for these mentions. Our empirical findings indicate that implementing our method on several leading biomedical LMs, such as PubMedBERT and BioLinkBERT, improves their performance on a range of language understanding tasks and the quality of entity representations, even with minimal pre-training on a small alignment dataset sourced from PubMed scientific abstracts.
Avoiding Knowledge Edit Skipping in Multi-hop Question Answering with Guided Decomposition
Liu, Yi, Zhu, Xiangrong, Liu, Xiangyu, Wei, Wei, Hu, Wei
In a rapidly evolving world where information updates swiftly, knowledge in large language models (LLMs) becomes outdated quickly. Retraining LLMs is not a cost-effective option, making knowledge editing (KE) without modifying parameters particularly necessary. We find that although existing retrieval-augmented generation (RAG)-based KE methods excel at editing simple knowledge, they struggle with KE in multi-hop question answering due to the issue of "edit skipping", which refers to skipping the relevant edited fact in inference. In addition to the diversity of natural language expressions of knowledge, edit skipping also arises from the mismatch between the granularity of LLMs in problem-solving and the facts in the edited memory. To address this issue, we propose a novel Iterative Retrieval-Augmented Knowledge Editing method with guided decomposition (IRAKE) through the guidance from single edited facts and entire edited cases. Experimental results demonstrate that IRAKE mitigates the failure of editing caused by edit skipping and outperforms state-of-the-art methods for KE in multi-hop question answering.
FLeW: Facet-Level and Adaptive Weighted Representation Learning of Scientific Documents
Dou, Zheng, Wang, Deqing, Zhuang, Fuzhen, Ren, Jian, Hu, Yanlin
Scientific document representation learning provides powerful embeddings for various tasks, while current methods face challenges across three approaches. 1) Contrastive training with citation-structural signals underutilizes citation information and still generates single-vector representations. 2) Fine-grained representation learning, which generates multiple vectors at the sentence or aspect level, requires costly integration and lacks domain generalization. 3) Task-aware learning depends on manually predefined task categorization, overlooking nuanced task distinctions and requiring extra training data for task-specific modules. To address these problems, we propose a new method that unifies the three approaches for better representations, namely FLeW. Specifically, we introduce a novel triplet sampling method that leverages citation intent and frequency to enhance citation-structural signals for training. Citation intents (background, method, result), aligned with the general structure of scientific writing, facilitate a domain-generalized facet partition for fine-grained representation learning. Then, we adopt a simple weight search to adaptively integrate three facet-level embeddings into a task-specific document embedding without task-aware fine-tuning. Experiments show the applicability and robustness of FLeW across multiple scientific tasks and fields, compared to prior models.
ALLabel: Three-stage Active Learning for LLM-based Entity Recognition using Demonstration Retrieval
Chen, Zihan, Shi, Lei, Wu, Weize, Zhou, Qiji, Zhang, Yue
Many contemporary data-driven research efforts in the natural sciences, such as chemistry and materials science, require large-scale, high-performance entity recognition from scientific datasets. Large language models (LLMs) have increasingly been adopted to solve the entity recognition task, with the same trend being observed on all-spectrum NLP tasks. The prevailing entity recognition LLMs rely on fine-tuned technology, yet the fine-tuning process often incurs significant cost. To achieve a best performance-cost trade-off, we propose ALLabel, a three-stage framework designed to select the most informative and representative samples in preparing the demonstrations for LLM modeling. The annotated examples are used to construct a ground-truth retrieval corpus for LLM in-context learning. By sequentially employing three distinct active learning strategies, ALLabel consistently outperforms all baselines under the same annotation budget across three specialized domain datasets. Experimental results also demonstrate that selectively annotating only 5\%-10\% of the dataset with ALLabel can achieve performance comparable to the method annotating the entire dataset. Further analyses and ablation studies verify the effectiveness and generalizability of our proposal.
Fine-Tuning Vision-Language Models for Visual Navigation Assistance
Li, Xiao, Gandhi, Bharat, Zhan, Ming, Nehra, Mohit, Zhang, Zhicheng, Sun, Yuchen, Song, Meijia, Zhang, Naisheng, Wang, Xi
We address vision-language-driven indoor navigation to assist visually impaired individuals in reaching a target location using images and natural language guidance. Traditional navigation systems are ineffective indoors due to the lack of precise location data. Our approach integrates vision and language models to generate step-by-step navigational instructions, enhancing accessibility and independence. We fine-tune the BLIP-2 model with Low Rank Adaptation (LoRA) on a manually annotated indoor navigation dataset. We propose an evaluation metric that refines the BERT F1 score by emphasizing directional and sequential variables, providing a more comprehensive measure of navigational performance. After applying LoRA, the model significantly improved in generating directional instructions, overcoming limitations in the original BLIP-2 model.
SheetDesigner: MLLM-Powered Spreadsheet Layout Generation with Rule-Based and Vision-Based Reflection
Chen, Qin, Ren, Yuanyi, Ma, Xiaojun, Liu, Mugeng, Shi, Han, Zhang, Dongmei
Spreadsheets are critical to data-centric tasks, with rich, structured layouts that enable efficient information transmission. Given the time and expertise required for manual spreadsheet layout design, there is an urgent need for automated solutions. However, existing automated layout models are ill-suited to spreadsheets, as they often (1) treat components as axis-aligned rectangles with continuous coordinates, overlooking the inherently discrete, grid-based structure of spreadsheets; and (2) neglect interrelated semantics, such as data dependencies and contextual links, unique to spreadsheets. In this paper, we first formalize the spreadsheet layout generation task, supported by a seven-criterion evaluation protocol and a dataset of 3,326 spreadsheets. We then introduce SheetDesigner, a zero-shot and training-free framework using Multimodal Large Language Models (MLLMs) that combines rule and vision reflection for component placement and content population. SheetDesigner outperforms five baselines by at least 22.6\%. We further find that through vision modality, MLLMs handle overlap and balance well but struggle with alignment, necessitates hybrid rule and visual reflection strategies. Our codes and data is available at Github.
Text2Touch: Tactile In-Hand Manipulation with LLM-Designed Reward Functions
Field, Harrison, Yang, Max, Lin, Yijiong, Psomopoulou, Efi, Barton, David, Lepora, Nathan F.
Figure 1: Text2Touch improves upon previous reward function design methods to increase the performance of robotic in-hand object rotation in rotation speed and grasp stability. We evaluate the performance of LLM-generated reward functions using only tactile and proprioceptive information in the real world. Designing reinforcement learning (RL) reward functions for dexterous in-hand manipulation remains a formidable challenge. Traditional approaches often rely on domain experts to painstakingly specify and tune reward terms [1], a process prone to suboptimal or unintended behaviours [2, 3]. Recent work has shown that large language models (LLMs) can generate policy or reward code for robotic tasks [4, 5, 6, 7, 8, 9], a notable step toward reducing manual engineering. However, these breakthroughs have primarily focused on conventional sensing modalities (vision, proprioception) for real-world validation [4, 10, 6, 7, 8]. To date, tactile sensing has not yet been integrated into automated reward generation via LLMs in either simulated or real-world settings. Vision based tactile sensing can provide detailed contact and force signals that visual sensing alone often fails to capture, especially under occlusions or subtle slip conditions [11].