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 Information Extraction


When Does Aggregating Multiple Skills with Multi-Task Learning Work? A Case Study in Financial NLP

arXiv.org Artificial Intelligence

Multi-task learning (MTL) aims at achieving a better model by leveraging data and knowledge from multiple tasks. However, MTL does not always work -- sometimes negative transfer occurs between tasks, especially when aggregating loosely related skills, leaving it an open question when MTL works. Previous studies show that MTL performance can be improved by algorithmic tricks. However, what tasks and skills should be included is less well explored. In this work, we conduct a case study in Financial NLP where multiple datasets exist for skills relevant to the domain, such as numeric reasoning and sentiment analysis. Due to the task difficulty and data scarcity in the Financial NLP domain, we explore when aggregating such diverse skills from multiple datasets with MTL can work. Our findings suggest that the key to MTL success lies in skill diversity, relatedness between tasks, and choice of aggregation size and shared capacity. Specifically, MTL works well when tasks are diverse but related, and when the size of the task aggregation and the shared capacity of the model are balanced to avoid overwhelming certain tasks.


Leveraging Open Information Extraction for Improving Few-Shot Trigger Detection Domain Transfer

arXiv.org Artificial Intelligence

Event detection is a crucial information extraction task in many domains, such as Wikipedia or news. The task typically relies on trigger detection (TD) -- identifying token spans in the text that evoke specific events. While the notion of triggers should ideally be universal across domains, domain transfer for TD from high- to low-resource domains results in significant performance drops. We address the problem of negative transfer for TD by coupling triggers between domains using subject-object relations obtained from a rule-based open information extraction (OIE) system. We demonstrate that relations injected through multi-task training can act as mediators between triggers in different domains, enhancing zero- and few-shot TD domain transfer and reducing negative transfer, in particular when transferring from a high-resource source Wikipedia domain to a low-resource target news domain. Additionally, we combine the extracted relations with masked language modeling on the target domain and obtain further TD performance gains. Finally, we demonstrate that the results are robust to the choice of the OIE system.


E.U. slaps Meta with record $1.3 billion fine for data privacy violations

Washington Post - Technology News

The Data Protection Commission began this inquiry into Meta's data-sharing practices in August 2020. The body determined earlier this month that Meta ran afoul of Article 46(1) of the GDPR -- which allows tech companies under certain conditions to transfer personal data from the E.U. "to a third country or an international organisation" only if they provide "appropriate safeguards, and on condition that enforceable data subject rights and effective legal remedies for data subjects are available."


UniEX: An Effective and Efficient Framework for Unified Information Extraction via a Span-extractive Perspective

arXiv.org Artificial Intelligence

We propose a new paradigm for universal information extraction (IE) that is compatible with any schema format and applicable to a list of IE tasks, such as named entity recognition, relation extraction, event extraction and sentiment analysis. Our approach converts the text-based IE tasks as the token-pair problem, which uniformly disassembles all extraction targets into joint span detection, classification and association problems with a unified extractive framework, namely UniEX. UniEX can synchronously encode schema-based prompt and textual information, and collaboratively learn the generalized knowledge from pre-defined information using the auto-encoder language models. We develop a traffine attention mechanism to integrate heterogeneous factors including tasks, labels and inside tokens, and obtain the extraction target via a scoring matrix. Experiment results show that UniEX can outperform generative universal IE models in terms of performance and inference-speed on $14$ benchmarks IE datasets with the supervised setting. The state-of-the-art performance in low-resource scenarios also verifies the transferability and effectiveness of UniEX.


Cross-lingual Transfer Can Worsen Bias in Sentiment Analysis

arXiv.org Artificial Intelligence

Sentiment analysis (SA) systems are widely deployed in many of the world's languages, and there is well-documented evidence of demographic bias in these systems. In languages beyond English, scarcer training data is often supplemented with transfer learning using pre-trained models, including multilingual models trained on other languages. In some cases, even supervision data comes from other languages. Does cross-lingual transfer also import new biases? To answer this question, we use counterfactual evaluation to test whether gender or racial biases are imported when using cross-lingual transfer, compared to a monolingual transfer setting. Across five languages, we find that systems using cross-lingual transfer usually become more biased than their monolingual counterparts. We also find racial biases to be much more prevalent than gender biases. To spur further research on this topic, we release the sentiment models we used for this study, and the intermediate checkpoints throughout training, yielding 1,525 distinct models; we also release our evaluation code.


Improving Classifier Robustness through Active Generation of Pairwise Counterfactuals

arXiv.org Artificial Intelligence

Counterfactual Data Augmentation (CDA) is a commonly used technique for improving robustness in natural language classifiers. However, one fundamental challenge is how to discover meaningful counterfactuals and efficiently label them, with minimal human labeling cost. Most existing methods either completely rely on human-annotated labels, an expensive process which limits the scale of counterfactual data, or implicitly assume label invariance, which may mislead the model with incorrect labels. In this paper, we present a novel framework that utilizes counterfactual generative models to generate a large number of diverse counterfactuals by actively sampling from regions of uncertainty, and then automatically label them with a learned pairwise classifier. Our key insight is that we can more correctly label the generated counterfactuals by training a pairwise classifier that interpolates the relationship between the original example and the counterfactual. We demonstrate that with a small amount of human-annotated counterfactual data (10%), we can generate a counterfactual augmentation dataset with learned labels, that provides an 18-20% improvement in robustness and a 14-21% reduction in errors on 6 out-of-domain datasets, comparable to that of a fully human-annotated counterfactual dataset for both sentiment classification and question paraphrase tasks.


SHINE: Syntax-augmented Hierarchical Interactive Encoder for Zero-shot Cross-lingual Information Extraction

arXiv.org Artificial Intelligence

Zero-shot cross-lingual information extraction(IE) aims at constructing an IE model for some low-resource target languages, given annotations exclusively in some rich-resource languages. Recent studies based on language-universal features have shown their effectiveness and are attracting increasing attention. However, prior work has neither explored the potential of establishing interactions between language-universal features and contextual representations nor incorporated features that can effectively model constituent span attributes and relationships between multiple spans. In this study, a syntax-augmented hierarchical interactive encoder (SHINE) is proposed to transfer cross-lingual IE knowledge. The proposed encoder is capable of interactively capturing complementary information between features and contextual information, to derive language-agnostic representations for various IE tasks. Concretely, a multi-level interaction network is designed to hierarchically interact the complementary information to strengthen domain adaptability. Besides, in addition to the well-studied syntax features of part-of-speech and dependency relation, a new syntax feature of constituency structure is introduced to model the constituent span information which is crucial for IE. Experiments across seven languages on three IE tasks and four benchmarks verify the effectiveness and generalization ability of the proposed method.


MvP: Multi-view Prompting Improves Aspect Sentiment Tuple Prediction

arXiv.org Artificial Intelligence

Generative methods greatly promote aspect-based sentiment analysis via generating a sequence of sentiment elements in a specified format. However, existing studies usually predict sentiment elements in a fixed order, which ignores the effect of the interdependence of the elements in a sentiment tuple and the diversity of language expression on the results. In this work, we propose Multi-view Prompting (MvP) that aggregates sentiment elements generated in different orders, leveraging the intuition of human-like problem-solving processes from different views. Specifically, MvP introduces element order prompts to guide the language model to generate multiple sentiment tuples, each with a different element order, and then selects the most reasonable tuples by voting. MvP can naturally model multi-view and multi-task as permutations and combinations of elements, respectively, outperforming previous task-specific designed methods on multiple ABSA tasks with a single model. Extensive experiments show that MvP significantly advances the state-of-the-art performance on 10 datasets of 4 benchmark tasks, and performs quite effectively in low-resource settings. Detailed evaluation verified the effectiveness, flexibility, and cross-task transferability of MvP.


Efficient Multimodal Transformer with Dual-Level Feature Restoration for Robust Multimodal Sentiment Analysis

arXiv.org Artificial Intelligence

With the proliferation of user-generated online videos, Multimodal Sentiment Analysis (MSA) has attracted increasing attention recently. Despite significant progress, there are still two major challenges on the way towards robust MSA: 1) inefficiency when modeling cross-modal interactions in unaligned multimodal data; and 2) vulnerability to random modality feature missing which typically occurs in realistic settings. In this paper, we propose a generic and unified framework to address them, named Efficient Multimodal Transformer with Dual-Level Feature Restoration (EMT-DLFR). Concretely, EMT employs utterance-level representations from each modality as the global multimodal context to interact with local unimodal features and mutually promote each other. It not only avoids the quadratic scaling cost of previous local-local cross-modal interaction methods but also leads to better performance. To improve model robustness in the incomplete modality setting, on the one hand, DLFR performs low-level feature reconstruction to implicitly encourage the model to learn semantic information from incomplete data. On the other hand, it innovatively regards complete and incomplete data as two different views of one sample and utilizes siamese representation learning to explicitly attract their high-level representations. Comprehensive experiments on three popular datasets demonstrate that our method achieves superior performance in both complete and incomplete modality settings.


SEntFiN 1.0: Entity-Aware Sentiment Analysis for Financial News

arXiv.org Artificial Intelligence

Fine-grained financial sentiment analysis on news headlines is a challenging task requiring human-annotated datasets to achieve high performance. Limited studies have tried to address the sentiment extraction task in a setting where multiple entities are present in a news headline. In an effort to further research in this area, we make publicly available SEntFiN 1.0, a human-annotated dataset of 10,753 news headlines with entity-sentiment annotations, of which 2,847 headlines contain multiple entities, often with conflicting sentiments. We augment our dataset with a database of over 1,000 financial entities and their various representations in news media amounting to over 5,000 phrases. We propose a framework that enables the extraction of entity-relevant sentiments using a feature-based approach rather than an expression-based approach. For sentiment extraction, we utilize 12 different learning schemes utilizing lexicon-based and pre-trained sentence representations and five classification approaches. Our experiments indicate that lexicon-based n-gram ensembles are above par with pre-trained word embedding schemes such as GloVe. Overall, RoBERTa and finBERT (domain-specific BERT) achieve the highest average accuracy of 94.29% and F1-score of 93.27%. Further, using over 210,000 entity-sentiment predictions, we validate the economic effect of sentiments on aggregate market movements over a long duration.