Explanation & Argumentation
Designing explainable artificial intelligence with active inference: A framework for transparent introspection and decision-making
Albarracin, Mahault, Hipólito, Inês, Tremblay, Safae Essafi, Fox, Jason G., René, Gabriel, Friston, Karl, Ramstead, Maxwell J. D.
This paper investigates the prospect of developing human-interpretable, explainable artificial intelligence (AI) systems based on active inference and the free energy principle. We first provide a brief overview of active inference, and in particular, of how it applies to the modeling of decision-making, introspection, as well as the generation of overt and covert actions. We then discuss how active inference can be leveraged to design explainable AI systems, namely, by allowing us to model core features of ``introspective'' processes and by generating useful, human-interpretable models of the processes involved in decision-making. We propose an architecture for explainable AI systems using active inference. This architecture foregrounds the role of an explicit hierarchical generative model, the operation of which enables the AI system to track and explain the factors that contribute to its own decisions, and whose structure is designed to be interpretable and auditable by human users. We outline how this architecture can integrate diverse sources of information to make informed decisions in an auditable manner, mimicking or reproducing aspects of human-like consciousness and introspection. Finally, we discuss the implications of our findings for future research in AI, and the potential ethical considerations of developing AI systems with (the appearance of) introspective capabilities.
Counterfactual Explanations and Predictive Models to Enhance Clinical Decision-Making in Schizophrenia using Digital Phenotyping
Canas, Juan Sebastian, Gomez, Francisco, Costilla-Reyes, Omar
Clinical practice in psychiatry is burdened with the increased demand for healthcare services and the scarce resources available. New paradigms of health data powered with machine learning techniques could open the possibility to improve clinical workflow in critical stages of clinical assessment and treatment in psychiatry. In this work, we propose a machine learning system capable of predicting, detecting, and explaining individual changes in symptoms of patients with Schizophrenia by using behavioral digital phenotyping data. We forecast symptoms of patients with an error rate below 10%. The system detects decreases in symptoms using changepoint algorithms and uses counterfactual explanations as a recourse in a simulated continuous monitoring scenario in healthcare. Overall, this study offers valuable insights into the performance and potential of counterfactual explanations, predictive models, and change-point detection within a simulated clinical workflow. These findings lay the foundation for further research to explore additional facets of the workflow, aiming to enhance its effectiveness and applicability in real-world healthcare settings. By leveraging these components, the goal is to develop an actionable, interpretable, and trustworthy integrative decision support system that combines real-time clinical assessments with sensor-based inputs.
Scalable Concept Extraction in Industry 4.0
Posada-Moreno, Andrés Felipe, Müller, Kai, Brillowski, Florian, Solowjow, Friedrich, Gries, Thomas, Trimpe, Sebastian
The industry 4.0 is leveraging digital technologies and machine learning techniques to connect and optimize manufacturing processes. Central to this idea is the ability to transform raw data into human understandable knowledge for reliable data-driven decision-making. Convolutional Neural Networks (CNNs) have been instrumental in processing image data, yet, their ``black box'' nature complicates the understanding of their prediction process. In this context, recent advances in the field of eXplainable Artificial Intelligence (XAI) have proposed the extraction and localization of concepts, or which visual cues intervene on the prediction process of CNNs. This paper tackles the application of concept extraction (CE) methods to industry 4.0 scenarios. To this end, we modify a recently developed technique, ``Extracting Concepts with Local Aggregated Descriptors'' (ECLAD), improving its scalability. Specifically, we propose a novel procedure for calculating concept importance, utilizing a wrapper function designed for CNNs. This process is aimed at decreasing the number of times each image needs to be evaluated. Subsequently, we demonstrate the potential of CE methods, by applying them in three industrial use cases. We selected three representative use cases in the context of quality control for material design (tailored textiles), manufacturing (carbon fiber reinforcement), and maintenance (photovoltaic module inspection). In these examples, CE was able to successfully extract and locate concepts directly related to each task. This is, the visual cues related to each concept, coincided with what human experts would use to perform the task themselves, even when the visual cues were entangled between multiple classes. Through empirical results, we show that CE can be applied for understanding CNNs in an industrial context, giving useful insights that can relate to domain knowledge.
Few Shot Rationale Generation using Self-Training with Dual Teachers
Veerubhotla, Aditya Srikanth, Poddar, Lahari, Yin, Jun, Szarvas, György, Eswaran, Sharanya
Self-rationalizing models that also generate a free-text explanation for their predicted labels are an important tool to build trustworthy AI applications. Since generating explanations for annotated labels is a laborious and costly pro cess, recent models rely on large pretrained language models (PLMs) as their backbone and few-shot learning. In this work we explore a self-training approach leveraging both labeled and unlabeled data to further improve few-shot models, under the assumption that neither human written rationales nor annotated task labels are available at scale. We introduce a novel dual-teacher learning framework, which learns two specialized teacher models for task prediction and rationalization using self-training and distills their knowledge into a multi-tasking student model that can jointly generate the task label and rationale. Furthermore, we formulate a new loss function, Masked Label Regularization (MLR) which promotes explanations to be strongly conditioned on predicted labels. Evaluation on three public datasets demonstrate that the proposed methods are effective in modeling task labels and generating faithful rationales.
Which Argumentative Aspects of Hate Speech in Social Media can be reliably identified?
Furman, Damián, Torres, Pablo, Rodríguez, José A., Letzen, Diego, Martínez, Vanina, Alemany, Laura Alonso
With the increasing diversity of use cases of large language models, a more informative treatment of texts seems necessary. An argumentative analysis could foster a more reasoned usage of chatbots, text completion mechanisms or other applications. However, it is unclear which aspects of argumentation can be reliably identified and integrated in language models. In this paper, we present an empirical assessment of the reliability with which different argumentative aspects can be automatically identified in hate speech in social media. We have enriched the Hateval corpus (Basile et al. 2019) with a manual annotation of some argumentative components, adapted from Wagemans (2016)'s Periodic Table of Arguments. We show that some components can be identified with reasonable reliability. For those that present a high error ratio, we analyze the patterns of disagreement between expert annotators and errors in automatic procedures, and we propose adaptations of those categories that can be more reliably reproduced.
XAudit : A Theoretical Look at Auditing with Explanations
Yadav, Chhavi, Moshkovitz, Michal, Chaudhuri, Kamalika
Responsible use of machine learning requires models to be audited for undesirable properties. While a body of work has proposed using explanations for auditing, how to do so and why has remained relatively ill-understood. This work formalizes the role of explanations in auditing and investigates if and how model explanations can help audits. Specifically, we propose explanation-based algorithms for auditing linear classifiers and decision trees for feature sensitivity. Our results illustrate that Counterfactual explanations are extremely helpful for auditing. While Anchors and decision paths may not be as beneficial in the worst-case, in the average-case they do aid a lot.
XAI Renaissance: Redefining Interpretability in Medical Diagnostic Models
As machine learning models become increasingly prevalent in medical diagnostics, the need for interpretability and transparency becomes paramount. The XAI Renaissance signifies a significant shift in the field, aiming to redefine the interpretability of medical diagnostic models. This paper explores the innovative approaches and methodologies within the realm of Explainable AI (XAI) that are revolutionizing the interpretability of medical diagnostic models. By shedding light on the underlying decision-making process, XAI techniques empower healthcare professionals to understand, trust, and effectively utilize these models for accurate and reliable medical diagnoses. This review highlights the key advancements in XAI for medical diagnostics and their potential to transform the healthcare landscape, ultimately improving patient outcomes and fostering trust in AI-driven diagnostic systems.
Theoretical Behavior of XAI Methods in the Presence of Suppressor Variables
Wilming, Rick, Kieslich, Leo, Clark, Benedict, Haufe, Stefan
In recent years, the community of 'explainable artificial intelligence' (XAI) has created a vast body of methods to bridge a perceived gap between model 'complexity' and 'interpretability'. However, a concrete problem to be solved by XAI methods has not yet been formally stated. As a result, XAI methods are lacking theoretical and empirical evidence for the 'correctness' of their explanations, limiting their potential use for quality-control and transparency purposes. At the same time, Haufe et al. (2014) showed, using simple toy examples, that even standard interpretations of linear models can be highly misleading. Specifically, high importance may be attributed to so-called suppressor variables lacking any statistical relation to the prediction target. This behavior has been confirmed empirically for a large array of XAI methods in Wilming et al. (2022). Here, we go one step further by deriving analytical expressions for the behavior of a variety of popular XAI methods on a simple two-dimensional binary classification problem involving Gaussian class-conditional distributions. We show that the majority of the studied approaches will attribute non-zero importance to a non-class-related suppressor feature in the presence of correlated noise. This poses important limitations on the interpretations and conclusions that the outputs of these XAI methods can afford.
Explanation Graph Generation via Generative Pre-training over Synthetic Graphs
Cui, Han, Li, Shangzhan, Zhang, Yu, Shi, Qi
The generation of explanation graphs is a significant task that aims to produce explanation graphs in response to user input, revealing the internal reasoning process. This task is challenging due to the significant discrepancy between unstructured user queries and structured explanation graphs. Current research commonly fine-tunes a text-based pre-trained language model on a small downstream dataset that is annotated with labeled graphs. However, due to the limited scale of available datasets, this approach may prove to be insufficient in bridging the gap between natural language text and structured graphs. In this paper, to alleviate the above limitations, we propose a novel pre-trained framework EG3P(for Explanation Graph Generation via Generative Pre-training over synthetic graphs) for the explanation graph generation task. Specifically, we first propose a text-to-graph generative task to pre-train the model with the goal of bridging the text-graph gap. Additionally, we propose an automatic corpus synthesis strategy for synthesizing a large scale of high-quality corpus, reducing the reliance on costly manual annotation methods. Experimental results on ExplaGraphs show the effectiveness of EG3P that our model surpasses all baseline systems with remarkable margins. Besides, further analysis demonstrates that EG3P is able to generate better explanation graphs on actual reasoning tasks such as CommonsenseQA and OpenbookQA.
Personalized Algorithmic Recourse with Preference Elicitation
De Toni, Giovanni, Viappiani, Paolo, Teso, Stefano, Lepri, Bruno, Passerini, Andrea
Algorithmic Recourse (AR) is the problem of computing a sequence of actions that -- once performed by a user -- overturns an undesirable machine decision. It is paramount that the sequence of actions does not require too much effort for users to implement. Yet, most approaches to AR assume that actions cost the same for all users, and thus may recommend unfairly expensive recourse plans to certain users. Prompted by this observation, we introduce PEAR, the first human-in-the-loop approach capable of providing personalized algorithmic recourse tailored to the needs of any end-user. PEAR builds on insights from Bayesian Preference Elicitation to iteratively refine an estimate of the costs of actions by asking choice set queries to the target user. The queries themselves are computed by maximizing the Expected Utility of Selection, a principled measure of information gain accounting for uncertainty on both the cost estimate and the user's responses. PEAR integrates elicitation into a Reinforcement Learning agent coupled with Monte Carlo Tree Search to quickly identify promising recourse plans. Our empirical evaluation on real-world datasets highlights how PEAR produces high-quality personalized recourse in only a handful of iterations.