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 Explanation & Argumentation


Not All Explanations are Created Equal: Investigating the Pitfalls of Current XAI Evaluation

arXiv.org Artificial Intelligence

Explainable Artificial Intelligence (XAI) aims to create transparency in modern AI models by offering explanations of the models to human users. There are many ways in which researchers have attempted to evaluate the quality of these XAI models, such as user studies or proposed objective metrics like "fidelity". However, these current XAI evaluation techniques are ad hoc at best and not generalizable. Thus, most studies done within this field conduct simple user surveys to analyze the difference between no explanations and those generated by their proposed solution. We do not find this to provide adequate evidence that the explanations generated are of good quality since we believe any kind of explanation will be "better" in most metrics when compared to none at all. Thus, our study looks to highlight this pitfall: most explanations, regardless of quality or correctness, will increase user satisfaction. We also propose that emphasis should be placed on actionable explanations. We demonstrate the validity of both of our claims using an agent assistant to teach chess concepts to users. The results of this chapter will act as a call to action in the field of XAI for more comprehensive evaluation techniques for future research in order to prove explanation quality beyond user satisfaction. Additionally, we present an analysis of the scenarios in which placebic or actionable explanations would be most useful.


DiCoFlex: Model-agnostic diverse counterfactuals with flexible control

arXiv.org Artificial Intelligence

Counterfactual explanations play a pivotal role in explainable artificial intelligence (XAI) by offering intuitive, human-understandable alternatives that elucidate machine learning model decisions. Despite their significance, existing methods for generating counterfactuals often require constant access to the predictive model, involve computationally intensive optimization for each instance and lack the flexibility to adapt to new user-defined constraints without retraining. In this paper, we propose DiCoFlex, a novel model-agnostic, conditional generative framework that produces multiple diverse counterfactuals in a single forward pass. Leveraging conditional normalizing flows trained solely on labeled data, DiCoFlex addresses key limitations by enabling real-time user-driven customization of constraints such as sparsity and actionability at inference time. Extensive experiments on standard benchmark datasets show that DiCoFlex outperforms existing methods in terms of validity, diversity, proximity, and constraint adherence, making it a practical and scalable solution for counterfactual generation in sensitive decision-making domains.


Explaining Decisions in ML Models: a Parameterized Complexity Analysis (Part I)

arXiv.org Artificial Intelligence

This paper presents a comprehensive theoretical investigation into the parameterized complexity of explanation problems in various machine learning (ML) models. Contrary to the prevalent black-box perception, our study focuses on models with transparent internal mechanisms. We address two principal types of explanation problems: abductive and contrastive, both in their local and global variants. Our analysis encompasses diverse ML models, including Decision Trees, Decision Sets, Decision Lists, Boolean Circuits, and ensembles thereof, each offering unique explanatory challenges. This research fills a significant gap in explainable AI (XAI) by providing a foundational understanding of the complexities of generating explanations for these models. This work provides insights vital for further research in the domain of XAI, contributing to the broader discourse on the necessity of transparency and accountability in AI systems.


Before the Clinic: Transparent and Operable Design Principles for Healthcare AI

arXiv.org Artificial Intelligence

The translation of artificial intelligence (AI) systems into clinical practice requires bridging fundamental gaps between explainable AI theory, clinician expectations, and governance requirements. While conceptual frameworks define what constitutes explainable AI (XAI) and qualitative studies identify clinician needs, little practical guidance exists for development teams to prepare AI systems prior to clinical evaluation. We propose two foundational design principles, Transparent Design and Operable Design, that operationalize pre-clinical technical requirements for healthcare AI. Transparent Design encompasses interpretability and understandability artifacts that enable case-level reasoning and system traceability. Operable Design encompasses calibration, uncertainty, and robustness to ensure reliable, predictable system behavior under real-world conditions. We ground these principles in established XAI frameworks, map them to documented clinician needs, and demonstrate their alignment with emerging governance requirements. This pre-clinical playbook provides actionable guidance for development teams, accelerates the path to clinical evaluation, and establishes a shared vocabulary bridging AI researchers, healthcare practitioners, and regulatory stakeholders. By explicitly scoping what can be built and verified before clinical deployment, we aim to reduce friction in clinical AI translation while remaining cautious about what constitutes validated, deployed explainability.


The Limits of AI Explainability: An Algorithmic Information Theory Approach

arXiv.org Artificial Intelligence

This paper establishes a theoretical foundation for understanding the fundamental limits of AI explainability through algorithmic information theory. We formalize explainability as the approximation of complex models by simpler ones, quantifying both approximation error and explanation complexity using Kolmogorov complexity. Our key theoretical contributions include: (1) a complexity gap theorem proving that any explanation significantly simpler than the original model must differ from it on some inputs; (2) precise bounds showing that explanation complexity grows exponentially with input dimension but polynomially with error tolerance for Lipschitz functions; and (3) a characterization of the gap between local and global explainability, demonstrating that local explanations can be significantly simpler while maintaining accuracy in relevant regions. We further establish a regulatory impossibility theorem proving that no governance framework can simultaneously pursue unrestricted AI capabilities, human-interpretable explanations, and negligible error. These results highlight considerations likely to be relevant to the design, evaluation, and oversight of explainable AI systems.


An Explanation-oriented Inquiry Dialogue Game for Expert Collaborative Recommendations

arXiv.org Artificial Intelligence

This work presents a requirement analysis for collaborative dialogues among medical experts and an inquiry dialogue game based on this analysis for incorporating explainability into multiagent system design. The game allows experts with different knowledge bases to collaboratively make recommendations while generating rich traces of the reasoning process through combining explanation-based illocutionary forces in an inquiry dialogue. The dialogue game was implemented as a prototype web-application and evaluated against the specification through a formative user study. The user study confirms that the dialogue game meets the needs for collaboration among medical experts. It also provides insights on the real-life value of dialogue-based communication tools for the medical community.


Few-Shot Multimodal Medical Imaging: A Theoretical Framework

arXiv.org Machine Learning

Medical imaging relies heavily on large, labeled datasets. But, unfortunately, they are not always easily accessible in clinical settings. Additionally, many practitioners often face various structural obstacles like limited data availability, fragmented data systems, and unbalanced datasets. These barriers often lead to the increased diagnostic uncertainty, underrepresentation of certain conditions, reduced model robustness, and biased diagnostic decisions. In response to these challenges, approaches such as transfer learning, meta-learning, and multimodal fusion have made great strides. However, they still need a solid theoretical justification for why they succeed or fail in situations where data is scarce. To address this gap, we propose a unified theoretical framework that characterizes learning and inference under low-resource medical imaging conditions. We first formalize the learning objective under few-shot conditions and compute sample complexity constraints to estimate the smallest quantity of data needed to achieve clinically reliable accuracy. Then based on ideas from PAC-learning and PAC-Bayesian theory, we explain how multimodal integration encourages generalization and quantifies uncertainty under sparse supervision. We further propose a formal metric for explanation stability, offering interpretability guarantees under low-data conditions. Taken together, the proposed framework establishes a principled foundation for constructing dependable, data-efficient diagnostic systems by jointly characterizing sample efficiency, uncertainty quantification, and interpretability in a unified theoretical setting.


Imbalanced Classification through the Lens of Spurious Correlations

arXiv.org Artificial Intelligence

Class imbalance poses a fundamental challenge in machine learning, frequently leading to unreliable classification performance. While prior methods focus on data- or loss-reweighting schemes, we view imbalance as a data condition that amplifies Clever Hans (CH) effects by underspecification of minority classes. In a counterfactual explanations-based approach, we propose to leverage Explainable AI to jointly identify and eliminate CH effects emerging under imbalance. Our method achieves competitive classification performance on three datasets and demonstrates how CH effects emerge under imbalance, a perspective largely overlooked by existing approaches.


Interpretable Model-Aware Counterfactual Explanations for Random Forest

arXiv.org Machine Learning

Despite their enormous predictive power, machine learning models are often unsuitable for applications in regulated industries such as finance, due to their limited capacity to provide explanations. While model-agnostic frameworks such as Shapley values have proved to be convenient and popular, they rarely align with the kinds of causal explanations that are typically sought after. Counterfactual case-based explanations, where an individual is informed of which circumstances would need to be different to cause a change in outcome, may be more intuitive and actionable. However, finding appropriate counterfactual cases is an open challenge, as is interpreting which features are most critical for the change in outcome. Here, we pose the question of counterfactual search and interpretation in terms of similarity learning, exploiting the representation learned by the random forest predictive model itself. Once a counterfactual is found, the feature importance of the explanation is computed as a function of which random forest partitions are crossed in order to reach it from the original instance. We demonstrate this method on both the MNIST hand-drawn digit dataset and the German credit dataset, finding that it generates explanations that are sparser and more useful than Shapley values.


Towards Piece-by-Piece Explanations for Chess Positions with SHAP

arXiv.org Artificial Intelligence

Contemporary chess engines offer precise yet opaque evaluations, typically expressed as centipawn scores. While effective for decision-making, these outputs obscure the underlying contributions of individual pieces or patterns. In this paper, we explore adapting SHAP (SHapley Additive exPlanations) to the domain of chess analysis, aiming to attribute a chess engines evaluation to specific pieces on the board. By treating pieces as features and systematically ablating them, we compute additive, per-piece contributions that explain the engines output in a locally faithful and human-interpretable manner. This method draws inspiration from classical chess pedagogy, where players assess positions by mentally removing pieces, and grounds it in modern explainable AI techniques. Our approach opens new possibilities for visualization, human training, and engine comparison. We release accompanying code and data to foster future research in interpretable chess AI.