Fine-grained financial sentiment analysis on news headlines is a challenging task requiring human-annotated datasets to achieve high performance. Limited studies have tried to address the sentiment extraction task in a setting where multiple entities are present in a news headline. In an effort to further research in this area, we make publicly available SEntFiN 1.0, a human-annotated dataset of 10,753 news headlines with entity-sentiment annotations, of which 2,847 headlines contain multiple entities, often with conflicting sentiments. We augment our dataset with a database of over 1,000 financial entities and their various representations in news media amounting to over 5,000 phrases. We propose a framework that enables the extraction of entity-relevant sentiments using a feature-based approach rather than an expression-based approach. For sentiment extraction, we utilize 12 different learning schemes utilizing lexicon-based and pre-trained sentence representations and five classification approaches. Our experiments indicate that lexicon-based n-gram ensembles are above par with pre-trained word embedding schemes such as GloVe. Overall, RoBERTa and finBERT (domain-specific BERT) achieve the highest average accuracy of 94.29% and F1-score of 93.27%. Further, using over 210,000 entity-sentiment predictions, we validate the economic effect of sentiments on aggregate market movements over a long duration.

In real-world scenarios, labeled samples for dialogue summarization are usually limited (i.e., few-shot) due to high annotation costs for high-quality dialogue summaries. To efficiently learn from few-shot samples, previous works have utilized massive annotated data from other downstream tasks and then performed prompt transfer in prompt tuning so as to enable cross-task knowledge transfer. However, existing general-purpose prompt transfer techniques lack consideration for dialogue-specific information. In this paper, we focus on improving the prompt transfer from dialogue state tracking to dialogue summarization and propose Skeleton-Assisted Prompt Transfer (SAPT), which leverages skeleton generation as extra supervision that functions as a medium connecting the distinct source and target task and resulting in the model's better consumption of dialogue state information. To automatically extract dialogue skeletons as supervised training data for skeleton generation, we design a novel approach with perturbation-based probes requiring neither annotation effort nor domain knowledge. Training the model on such skeletons can also help preserve model capability during prompt transfer. Our method significantly outperforms existing baselines. In-depth analyses demonstrate the effectiveness of our method in facilitating cross-task knowledge transfer in few-shot dialogue summarization.

Sentiment analysis (SA) systems are used in many products and hundreds of languages. Gender and racial biases are well-studied in English SA systems, but understudied in other languages, with few resources for such studies. To remedy this, we build a counterfactual evaluation corpus for gender and racial/migrant bias in four languages. We demonstrate its usefulness by answering a simple but important question that an engineer might need to answer when deploying a system: What biases do systems import from pre-trained models when compared to a baseline with no pre-training? Our evaluation corpus, by virtue of being counterfactual, not only reveals which models have less bias, but also pinpoints changes in model bias behaviour, which enables more targeted mitigation strategies. We release our code and evaluation corpora to facilitate future research.

We explore how weak supervision on abundant unlabeled data can be leveraged to improve few-shot performance in aspect-based sentiment analysis (ABSA) tasks. We propose a pipeline approach to construct a noisy ABSA dataset, and we use it to adapt a pre-trained sequence-to-sequence model to the ABSA tasks. We test the resulting model on three widely used ABSA datasets, before and after fine-tuning. Our proposed method preserves the full fine-tuning performance while showing significant improvements (15.84% absolute F1) in the few-shot learning scenario for the harder tasks. In zero-shot (i.e., without fine-tuning), our method outperforms the previous state of the art on the aspect extraction sentiment classification (AESC) task and is, additionally, capable of performing the harder aspect sentiment triplet extraction (ASTE) task.

Textual response generation is an essential task for multimodal task-oriented dialog systems.Although existing studies have achieved fruitful progress, they still suffer from two critical limitations: 1) focusing on the attribute knowledge but ignoring the relation knowledge that can reveal the correlations between different entities and hence promote the response generation}, and 2) only conducting the cross-entropy loss based output-level supervision but lacking the representation-level regularization. To address these limitations, we devise a novel multimodal task-oriented dialog system (named MDS-S2). Specifically, MDS-S2 first simultaneously acquires the context related attribute and relation knowledge from the knowledge base, whereby the non-intuitive relation knowledge is extracted by the n-hop graph walk. Thereafter, considering that the attribute knowledge and relation knowledge can benefit the responding to different levels of questions, we design a multi-level knowledge composition module in MDS-S2 to obtain the latent composed response representation. Moreover, we devise a set of latent query variables to distill the semantic information from the composed response representation and the ground truth response representation, respectively, and thus conduct the representation-level semantic regularization. Extensive experiments on a public dataset have verified the superiority of our proposed MDS-S2. We have released the codes and parameters to facilitate the research community.

Cross-domain aspect-based sentiment analysis (ABSA) aims to perform various fine-grained sentiment analysis tasks on a target domain by transferring knowledge from a source domain. Since labeled data only exists in the source domain, a model is expected to bridge the domain gap for tackling cross-domain ABSA. Though domain adaptation methods have proven to be effective, most of them are based on a discriminative model, which needs to be specifically designed for different ABSA tasks. To offer a more general solution, we propose a unified bidirectional generative framework to tackle various cross-domain ABSA tasks. Specifically, our framework trains a generative model in both text-to-label and label-to-text directions. The former transforms each task into a unified format to learn domain-agnostic features, and the latter generates natural sentences from noisy labels for data augmentation, with which a more accurate model can be trained. To investigate the effectiveness and generality of our framework, we conduct extensive experiments on four cross-domain ABSA tasks and present new state-of-the-art results on all tasks. Our data and code are publicly available at \url{https://github.com/DAMO-NLP-SG/BGCA}.

Aspect-based sentiment classification (ABSC) has revealed the potential dependency of sentiment polarities among different aspects. Our study further explores this phenomenon, positing that adjacent aspects often exhibit similar sentiments, a concept we term "aspect sentiment coherency." We argue that the current research landscape has not fully appreciated the significance of modeling aspect sentiment coherency. To address this gap, we introduce a local sentiment aggregation paradigm (LSA) that facilitates fine-grained sentiment coherency modeling. This approach enables the extraction of implicit sentiments for aspects lacking explicit sentiment descriptions. Leveraging gradient descent, we design a differential-weighted sentiment aggregation window that guides the modeling of aspect sentiment coherency. Experimental results affirm the efficacy of LSA in learning sentiment coherency, as it achieves state-of-the-art performance across three public datasets, thus significantly enhancing existing ABSC models. We have made our code available, providing a ready tool for existing methods to harness the potential of sentiment coherency information.

Hierarchical Topic Models (HTMs) are useful for discovering topic hierarchies in a collection of documents. However, traditional HTMs often produce hierarchies where lowerlevel topics are unrelated and not specific enough to their higher-level topics. Additionally, these methods can be computationally expensive. We present HyHTM - a Hyperbolic geometry based Hierarchical Topic Models - that addresses these limitations by incorporating hierarchical information from hyperbolic geometry to explicitly model hierarchies in topic models. Experimental results with four baselines show that HyHTM can better attend to parent-child relationships among topics. HyHTM produces coherent topic hierarchies that specialise in granularity from generic higher-level topics to specific lowerlevel topics. Further, our model is significantly faster and leaves a much smaller memory footprint than our best-performing baseline.We have made the source code for our algorithm publicly accessible.

Designing an effective representation learning method for multimodal sentiment analysis tasks is a crucial research direction. The challenge lies in learning both shared and private information in a complete modal representation, which is difficult with uniform multimodal labels and a raw feature fusion approach. In this work, we propose a deep modal shared information learning module based on the covariance matrix to capture the shared information between modalities. Additionally, we use a label generation module based on a self-supervised learning strategy to capture the private information of the modalities. Our module is plug-and-play in multimodal tasks, and by changing the parameterization, it can adjust the information exchange relationship between the modes and learn the private or shared information between the specified modes. We also employ a multi-task learning strategy to help the model focus its attention on the modal differentiation training data. We provide a detailed formulation derivation and feasibility proof for the design of the deep modal shared information learning module. We conduct extensive experiments on three common multimodal sentiment analysis baseline datasets, and the experimental results validate the reliability of our model. Furthermore, we explore more combinatorial techniques for the use of the module. Our approach outperforms current state-of-the-art methods on most of the metrics of the three public datasets.

We argue that such frameworks should satisfy the following requirements at least. Alertness They should detect potential problems with extremely high recall (i.e., near-zero misses), while appropriately crediting the benefits of the conversational systems. Moreover, when aiming for high recall, different people involved (i.e., not just users, but also workers who label data for training the system, etc.) should be taken into account; in particular, if the evaluation framework ignores some negative impacts on marginalised people, it does not satisfy the alertness requirement. Specificity By this we mean that the evaluation framework should be specific when locating the problem(s) within conversations. For example, an evaluation result that says"There is a problem somewhere inside this conversation session" is less useful than one that says"There is a problem in this particular system turn," which in turn is less useful than one that says "There is a problem in this particular claim within this system turn."