Statistical Learning
Semi-Supervised Regression with Heteroscedastic Pseudo-Labels
Pseudo-labeling is a commonly used paradigm in semi-supervised learning, yet its application to semi-supervised regression (SSR) remains relatively under-explored. Unlike classification, where pseudo-labels are discrete and confidence-based filtering is effective, SSR involves continuous outputs with heteroscedastic noise, making it challenging to assess pseudo-label reliability. As a result, naive pseudolabeling can lead to error accumulation and overfitting to incorrect labels. To address this, we propose an uncertainty-aware pseudo-labeling framework that dynamically adjusts pseudo-label influence from a bi-level optimization perspective. By jointly minimizing empirical risk over all data and optimizing uncertainty estimates to enhance generalization on labeled data, our method effectively mitigates the impact of unreliable pseudo-labels. We provide theoretical insights and extensive experiments to validate our approach across various benchmark SSR datasets, and the results demonstrate superior robustness and performance compared to existing methods. Our code is available at https://github.com/sxq/HeteroscedasticPseudo-Labels.
Transformers Learn Faster with Semantic Focus
Various forms of sparse attention have been explored to mitigate the quadratic computational and memory cost of the attention mechanism in transformers. We study sparse transformers not through a lens of efficiency but rather in terms of learnability and generalization. Empirically studying a range of attention mechanisms, we find that input-dependent sparse attention models appear to converge faster and generalize better than standard attention models, while input-agnostic sparse attention models show no such benefits - a phenomenon that is robust across architectural and optimization hyperparameter choices. This can be interpreted as demonstrating that concentrating a model's "semantic focus" with respect to the tokens currently being considered (in the form of input-dependent sparse attention) accelerates learning. We develop a theoretical characterization of the conditions that explain this behavior. We establish a connection between the stability of the standard softmax and the loss function's Lipschitz properties, then show how sparsity affects the stability of the softmax and the subsequent convergence and generalization guarantees resulting from the attention mechanism. This allows us to theoretically establish that input-agnostic sparse attention does not provide any benefits. We also characterize conditions when semantic focus (input-dependent sparse attention) can provide improved guarantees, and we validate that these conditions are in fact met in our empirical evaluations.
Establishing Linear Surrogate Regret Bounds for Convex Smooth Losses via Convolutional Fenchel-Young Losses
Surrogate regret bounds, also known as excess risk bounds, bridge the gap between the convergence rates of surrogate and target losses. The regret transfer is lossless if the surrogate regret bound is linear. While convex smooth surrogate losses are appealing in particular due to the efficient estimation and optimization, the existence of a trade-off between the loss smoothness and linear regret bound has been believed in the community. Under this scenario, the better optimization and estimation properties of convex smooth surrogate losses may inevitably deteriorate after undergoing the regret transfer onto a target loss. We overcome this dilemma for arbitrary discrete target losses by constructing a convex smooth surrogate loss, which entails a linear surrogate regret bound composed with a tailored prediction link. The construction is based on Fenchel-Young losses generated by the convolutional negentropy, which are equivalent to the infimal convolution of a generalized negentropy and the target Bayes risk. Consequently, the infimal convolution enables us to derive a smooth loss while maintaining the surrogate regret bound linear. We additionally benefit from the infimal convolution to have a consistent estimator of the underlying class probability. Our results are overall a novel demonstration of how convex analysis penetrates into optimization and statistical efficiency in risk minimization.
WeatherPrompt: Multi-modality Representation Learning for All-Weather Drone Visual Geo-Localization
Visual geo-localization for drones faces critical degradation under weather perturbations, e.g., rain and fog, where existing methods struggle with two inherent limitations: 1) Heavy reliance on limited weather categories that constrain generalization, and 2) Suboptimal disentanglement of entangled scene-weather features through pseudo weather categories. We present WeatherPrompt, a multi-modality learning paradigm that establishes weather-invariant representations through fusing the image embedding with the text context. Our framework introduces two key contributions: First, a Training-free Weather Reasoning mechanism that employs off-the-shelf large multi-modality models to synthesize multi-weather textual descriptions through human-like reasoning. It improves the scalability to unseen or complex weather, and could reflect different weather strength. Second, to better disentangle the scene and weather features, we propose a multi-modality framework with the dynamic gating mechanism driven by the text embedding to adaptively reweight and fuse visual features across modalities. The framework is further optimized by the cross-modal objectives, including image-text contrastive learning and image-text matching, which maps the same scene with different weather conditions closer in the representation space. Extensive experiments validate that, under diverse weather conditions, our method achieves competitive recall rates compared to state-of-the-art drone geo-localization methods. Notably, it improves Recall@1 by 13.37% under night conditions and by 18.69% under fog and snow conditions.
Thompson Sampling in Function Spaces via Neural Operators
We propose an extension of Thompson sampling to optimization problems over function spaces where the objective is a known functional of an unknown operator's output. We assume that queries to the operator (such as running a high-fidelity simulator or physical experiment) are costly, while functional evaluations on the operator's output are inexpensive. Our algorithm employs a sample-then-optimize approach using neural operator surrogates. This strategy avoids explicit uncertainty quantification by treating trained neural operators as approximate samples from a Gaussian process (GP) posterior. We derive regret bounds and theoretical results connecting neural operators with GPs in infinite-dimensional settings.
FuXi-Ocean: AGlobal Ocean Forecasting System with Sub-Daily Resolution
Accurate, high-resolution ocean forecasting is crucial for maritime operations and environmental monitoring. While traditional numerical models are capable of producing sub-daily, eddy-resolving forecasts, they are computationally intensive and face challenges in maintaining accuracy at fine spatial and temporal scales. In contrast, recent data-driven approaches offer improved computational efficiency and emerging potential, yet typically operate at daily resolution and struggle with sub-daily predictions due to error accumulation over time. We introduce FuXiOcean, the first data-driven global ocean forecasting model achieving six-hourly predictions at eddy-resolving 1/12 spatial resolution, reaching depths of up to 1500 meters. The model architecture integrates a context-aware feature extraction module with a predictive network employing stacked attention blocks. The core innovation is the Mixture-of-Time (MoT) module, which adaptively integrates predictions from multiple temporal contexts by learning variable-specific reliability, mitigating cumulative errors in sequential forecasting. Through comprehensive experimental evaluation, FuXi-Ocean demonstrates superior skill in predicting key variables, including temperature, salinity, and currents, across multiple depths.
Tree-Based Premise Selection for Lean4
Premise selection is a critical bottleneck in interactive theorem proving, particularly with large libraries. Existing methods, primarily relying on semantic embeddings, often fail to effectively leverage the rich structural information inherent in mathematical expressions. This paper proposes a novel framework for premise selection based on the structure of expression trees. The framework enhances premise selection ability by explicitly utilizing the structural information of Lean expressions and by means of the simplified tree representation obtained via common subexpression elimination. Our method employs a multi-stage filtering pipeline, incorporating structure-aware similarity measures including the Weisfeiler-Lehman kernel, tree edit distance, Constnode Jaccard similarity, and collapse-match similarity. An adaptive fusion strategy combines these metrics for refined ranking. To handle large-scale data efficiently, we incorporate cluster-based search space optimization and structural compatibility constraints. Comprehensive evaluation on a large theorem library extracted from Mathlib4 demonstrates that our method significantly outperforms existing premise retrieval tools across various metrics. Experimental analysis, including ablation studies and parameter sensitivity analysis, validates the contribution of individual components and highlights the efficacy of our structure-aware approach and multi-metric fusion.
Conformal Prediction Beyond the Seen: AMissing Mass Perspective for Uncertainty Quantification in Generative Models
Uncertainty quantification (UQ) is essential for safe deployment of generative AI models such as large language models (LLMs), especially in high-stakes applications. Conformal prediction (CP) offers a principled uncertainty quantification framework, but classical methods focus on regression and classification, relying on geometric distances or softmax scores-tools that presuppose structured outputs. We depart from this paradigm by studying CP in a query-only setting, where prediction sets must be constructed solely from finite queries to a black-box generative model, introducing a new trade-off between coverage, test-time query budget, and informativeness. We introduce Conformal Prediction with Query Oracle (CPQ), a framework characterizing the optimal interplay between these objectives. Our finite-sample algorithm is built on two core principles: one governs the optimal query policy, and the other defines the optimal mapping from queried samples to prediction sets.
Dimension-free Score Matching and Time Bootstrapping for Diffusion Models
Diffusion models generate samples by estimating the score function of the target distribution at various noise levels. The model is trained using samples drawn from the target distribution, progressively adding noise. Previous sample complexity bounds have a polynomial dependence on the dimension d, apart from log(|H|), where H is the hypothesis class. In this work, we establish the first (nearly) dimension-free sample complexity bounds, modulo any dependence due to log(|H|), for learning these score functions, achieving a double exponential improvement in dimension over prior results. A key aspect of our analysis is to use a single function approximator to jointly estimate scores across noise levels, a critical feature in practice which enables generalization across timesteps. We introduce a novel martingale-based error decomposition and sharp variance bounds, enabling efficient learning from dependent data generated by Markov processes, which may be of independent interest. Building on these insights, we propose Bootstrapped Score Matching (BSM), a variance reduction technique that utilizes previously learned scores to improve accuracy at higher noise levels. These results provide crucial insights into the efficiency and effectiveness of diffusion models for generative modeling.