Counterfactual explanation is one branch of interpretable machine learning that produces a perturbation sample to change the model's original decision. The generated samples can act as a recommendation for end-users to achieve their desired outputs. Most of the current counterfactual explanation approaches are the gradient-based method, which can only optimize the differentiable loss functions with continuous variables. Accordingly, the gradient-free methods are proposed to handle the categorical variables, which however have several major limitations: 1) causal relationships among features are typically ignored when generating the counterfactuals, possibly resulting in impractical guidelines for decision-makers; 2) the counterfactual explanation algorithm requires a great deal of effort into parameter tuning for dertermining the optimal weight for each loss functions which must be conducted repeatedly for different datasets and settings. In this work, to address the above limitations, we propose a prototype-based counterfactual explanation framework (ProCE). ProCE is capable of preserving the causal relationship underlying the features of the counterfactual data. In addition, we design a novel gradient-free optimization based on the multi-objective genetic algorithm that generates the counterfactual explanations for the mixed-type of continuous and categorical features. Numerical experiments demonstrate that our method compares favorably with state-of-the-art methods and therefore is applicable to existing prediction models. All the source codes and data are available at \url{https://github.com/tridungduong16/multiobj-scm-cf}.

Ride-hailing is a sustainable transportation paradigm where riders access door-to-door traveling services through a mobile phone application, which has attracted a colossal amount of usage. There are two major planning tasks in a ride-hailing system: (1) matching, i.e., assigning available vehicles to pick up the riders, and (2) repositioning, i.e., proactively relocating vehicles to certain locations to balance the supply and demand of ride-hailing services. Recently, many studies of ride-hailing planning that leverage machine learning techniques have emerged. In this article, we present a comprehensive overview on latest developments of machine learning-based ride-hailing planning. To offer a clear and structured review, we introduce a taxonomy into which we carefully fit the different categories of related works according to the types of their planning tasks and solution schemes, which include collective matching, distributed matching, collective repositioning, distributed repositioning, and joint matching and repositioning. We further shed light on many real-world datasets and simulators that are indispensable for empirical studies on machine learning-based ride-hailing planning strategies. At last, we propose several promising research directions for this rapidly growing research and practical field.

Big data has become the norm in astronomy, making it an ideal domain for computer science research. Astronomers typically classify galaxies based on their morphologies, a practice that dates back to Hubble (1936). With small datasets, classification could be performed by individuals or small teams, but the exponential growth of data from modern telescopes necessitates automated classification methods. In December 2013, Winton Capital, Galaxy Zoo, and the Kaggle team created the Galaxy Challenge, which tasked participants with developing models to classify galaxies. The Kaggle Galaxy Zoo dataset has since been widely used by researchers. This study investigates the impact of colour space transformation on classification accuracy and explores the effect of CNN architecture on this relationship. Multiple colour spaces (RGB, XYZ, LAB, etc.) and CNN architectures (VGG, ResNet, DenseNet, Xception, etc.) are considered, utilizing pre-trained models and weights. However, as most pre-trained models are designed for natural RGB images, we examine their performance with transformed, non-natural astronomical images. We test our hypothesis by evaluating individual networks with RGB and transformed colour spaces and examining various ensemble configurations. A minimal hyperparameter search ensures optimal results. Our findings indicate that using transformed colour spaces in individual networks yields higher validation accuracy, and ensembles of networks and colour spaces further improve accuracy. This research aims to validate the utility of colour space transformation for astronomical image classification and serve as a benchmark for future studies.

Wi-Fi channel state information (CSI) has become a promising solution for non-invasive breathing and body motion monitoring during sleep. Sleep disorders of apnea and periodic limb movement disorder (PLMD) are often unconscious and fatal. The existing researches detect abnormal sleep disorders in impractically controlled environments. Moreover, it leads to compelling challenges to classify complex macro- and micro-scales of sleep movements as well as entangled similar waveforms of cases of apnea and PLMD. In this paper, we propose the attention-based learning for sleep apnea and limb movement detection (ALESAL) system that can jointly detect sleep apnea and PLMD under different sleep postures across a variety of patients. ALESAL contains antenna-pair and time attention mechanisms for mitigating the impact of modest antenna pairs and emphasizing the duration of interest, respectively. Performance results show that our proposed ALESAL system can achieve a weighted F1-score of 84.33, outperforming the other existing non-attention based methods of support vector machine and deep multilayer perceptron.

Natural language understanding(NLU) is challenging for finance due to the lack of annotated data and the specialized language in that domain. As a result, researchers have proposed to use pre-trained language model and multi-task learning to learn robust representations. However, aggressive fine-tuning often causes over-fitting and multi-task learning may favor tasks with significantly larger amounts data, etc. To address these problems, in this paper, we investigate model-agnostic meta-learning algorithm(MAML) in low-resource financial NLU tasks. Our contribution includes: 1. we explore the performance of MAML method with multiple types of tasks: GLUE datasets, SNLI, Sci-Tail and Financial PhraseBank; 2. we study the performance of MAML method with multiple single-type tasks: a real scenario stock price prediction problem with twitter text data. Our models achieve the state-of-the-art performance according to the experimental results, which demonstrate that our method can adapt fast and well to low-resource situations.

A recent line of works, initiated by [1] and [2], has shown that the generalization error of a learning algorithm can be upper bounded by information measures. In most of the relevant works, the convergence rate of the expected generalization error is in the form of O( λ/n) where λ is some information-theoretic quantities such as the mutual information or conditional mutual information between the data and the learned hypothesis. However, such a learning rate is typically considered to be "slow", compared to a "fast rate" of O(λ/n) in many learning scenarios. In this work, we first show that the square root does not necessarily imply a slow rate, and a fast rate result can still be obtained using this bound under appropriate assumptions. Furthermore, we identify the critical conditions needed for the fast rate generalization error, which we call the (η, c)-central condition. Under this condition, we give information-theoretic bounds on the generalization error and excess risk, with a fast convergence rate for specific learning algorithms such as empirical risk minimization and its regularized version. Finally, several analytical examples are given to show the effectiveness of the bounds. The generalization error of a learning algorithm lies in the core analysis of the statistical learning theory, and the estimation of which becomes remarkably crucial.

Passive radio frequency (PRF)-based indoor positioning systems (IPS) have attracted researchers' attention due to their low price, easy and customizable configuration, and non-invasive design. This paper proposes a PRF-based three-dimensional (3D) indoor positioning system (PIPS), which is able to use signals of opportunity (SoOP) for positioning and also capture a scenario signature. PIPS passively monitors SoOPs containing scenario signatures through a single receiver. Moreover, PIPS leverages the Dynamic Data Driven Applications System (DDDAS) framework to devise and customize the sampling frequency, enabling the system to use the most impacted frequency band as the rated frequency band. Various regression methods within three ensemble learning strategies are used to train and predict the receiver position. The PRF spectrum of 60 positions is collected in the experimental scenario, and three criteria are applied to evaluate the performance of PIPS. Experimental results show that the proposed PIPS possesses the advantages of high accuracy, configurability, and robustness.

The percolation threshold is an important measure to determine the inherent rigidity of large networks. Predictors of the percolation threshold for large networks are computationally intense to run, hence it is a necessity to develop predictors of the percolation threshold of networks, that do not rely on numerical simulations. We demonstrate the efficacy of five machine learning-based regression techniques for the accurate prediction of the percolation threshold. The dataset generated to train the machine learning models contains a total of 777 real and synthetic networks. It consists of 5 statistical and structural properties of networks as features and the numerically computed percolation threshold as the output attribute. We establish that the machine learning models outperform three existing empirical estimators of bond percolation threshold, and extend this experiment to predict site and explosive percolation. Further, we compared the performance of our models in predicting the percolation threshold using RMSE values. The gradient boosting regressor, multilayer perceptron and random forests regression models achieve the least RMSE values among considered models.

Masked Image Modeling (MIM) has achieved impressive representative performance with the aim of reconstructing randomly masked images. Despite the empirical success, most previous works have neglected the important fact that it is unreasonable to force the model to reconstruct something beyond recovery, such as those masked objects. In this work, we show that uniformly random masking widely used in previous works unavoidably loses some key objects and changes original semantic information, resulting in a misalignment problem and hurting the representative learning eventually. To address this issue, we augment MIM with a new masking strategy namely the DPPMask by substituting the random process with Determinantal Point Process (DPPs) to reduce the semantic change of the image after masking. Our method is simple yet effective and requires no extra learnable parameters when implemented within various frameworks. In particular, we evaluate our method on two representative MIM frameworks, MAE and iBOT. We show that DPPMask surpassed random sampling under both lower and higher masking ratios, indicating that DPPMask makes the reconstruction task more reasonable. We further test our method on the background challenge and multi-class classification tasks, showing that our method is more robust at various tasks.

Deep neural networks (DNNs) are vulnerable to adversarial examples, which may lead to catastrophe in security-critical domains. Numerous detection methods are proposed to characterize the feature uniqueness of adversarial examples, or to distinguish DNN's behavior activated by the adversarial examples. Detections based on features cannot handle adversarial examples with large perturbations. Besides, they require a large amount of specific adversarial examples. Another mainstream, model-based detections, which characterize input properties by model behaviors, suffer from heavy computation cost. To address the issues, we introduce the concept of local gradient, and reveal that adversarial examples have a quite larger bound of local gradient than the benign ones. Inspired by the observation, we leverage local gradient for detecting adversarial examples, and propose a general framework AdvCheck. Specifically, by calculating the local gradient from a few benign examples and noise-added misclassified examples to train a detector, adversarial examples and even misclassified natural inputs can be precisely distinguished from benign ones. Through extensive experiments, we have validated the AdvCheck's superior performance to the state-of-the-art (SOTA) baselines, with detection rate ($\sim \times 1.2$) on general adversarial attacks and ($\sim \times 1.4$) on misclassified natural inputs on average, with average 1/500 time cost. We also provide interpretable results for successful detection.