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 Statistical Learning


Learning to Augment Distributions for Out-of-Distribution Detection

arXiv.org Artificial Intelligence

Open-world classification systems should discern out-of-distribution (OOD) data whose labels deviate from those of in-distribution (ID) cases, motivating recent studies in OOD detection. Advanced works, despite their promising progress, may still fail in the open world, owing to the lack of knowledge about unseen OOD data in advance. Although one can access auxiliary OOD data (distinct from unseen ones) for model training, it remains to analyze how such auxiliary data will work in the open world. To this end, we delve into such a problem from a learning theory perspective, finding that the distribution discrepancy between the auxiliary and the unseen real OOD data is the key to affecting the open-world detection performance. Accordingly, we propose Distributional-Augmented OOD Learning (DAL), alleviating the OOD distribution discrepancy by crafting an OOD distribution set that contains all distributions in a Wasserstein ball centered on the auxiliary OOD distribution. We justify that the predictor trained over the worst OOD data in the ball can shrink the OOD distribution discrepancy, thus improving the open-world detection performance given only the auxiliary OOD data. We conduct extensive evaluations across representative OOD detection setups, demonstrating the superiority of our DAL over its advanced counterparts. The code is publicly available at: https://github.com/tmlr-group/DAL.


Multi-level Relation Learning for Cross-domain Few-shot Hyperspectral Image Classification

arXiv.org Artificial Intelligence

Cross-domain few-shot hyperspectral image classification focuses on learning prior knowledge from a large number of labeled samples from source domains and then transferring the knowledge to the tasks which contain few labeled samples in target domains. Following the metric-based manner, many current methods first extract the features of the query and support samples, and then directly predict the classes of query samples according to their distance to the support samples or prototypes. The relations between samples have not been fully explored and utilized. Different from current works, this paper proposes to learn sample relations on different levels and take them into the model learning process, to improve the cross-domain few-shot hyperspectral image classification. Building on current method of "Deep Cross-Domain Few-Shot Learning for Hyperspectral Image Classification" which adopts a domain discriminator to deal with domain-level distribution difference, the proposed method applies contrastive learning to learn the class-level sample relations to obtain more discriminable sample features. In addition, it adopts a transformer based cross-attention learning module to learn the set-level sample relations and acquire the attention from query samples to support samples. Our experimental results have demonstrated the contribution of the multi-level relation learning mechanism for few-shot hyperspectral image classification when compared with the state of the art methods.


Voting-based Multimodal Automatic Deception Detection

arXiv.org Artificial Intelligence

Automatic Deception Detection has been a hot research topic for a long time, using machine learning and deep learning to automatically detect deception, brings new light to this old field. In this paper, we proposed a voting-based method for automatic deception detection from videos using audio, visual and lexical features. Experiments were done on two datasets, the Real-life trial dataset by Michigan University and the Miami University deception detection dataset. Video samples were split into frames of images, audio, and manuscripts. Our Voting-based Multimodal proposed solution consists of three models. The first model is CNN for detecting deception from images, the second model is Support Vector Machine (SVM) on Mel spectrograms for detecting deception from audio and the third model is Word2Vec on Support Vector Machine (SVM) for detecting deception from manuscripts. Our proposed solution outperforms state of the art. Best results achieved on images, audio and text were 97%, 96%, 92% respectively on Real-Life Trial Dataset, and 97%, 82%, 73% on video, audio and text respectively on Miami University Deception Detection.


An efficient and straightforward online quantization method for a data stream through remove-birth updating

arXiv.org Artificial Intelligence

The growth of network-connected devices has led to an exponential increase in data generation, creating significant challenges for efficient data analysis. This data is generated continuously, creating a dynamic flow known as a data stream. The characteristics of a data stream may change dynamically, and this change is known as concept drift. Consequently, a method for handling data streams must efficiently reduce their volume while dynamically adapting to these changing characteristics. This paper proposes a simple online vector quantization method for concept drift. The proposed method identifies and replaces units with low win probability through remove-birth updating, thus achieving a rapid adaptation to concept drift. Furthermore, the results of this study show that the proposed method can generate minimal dead units even in the presence of concept drift. This study also suggests that some metrics calculated from the proposed method will be helpful for drift detection.


Differentially Private Over-the-Air Federated Learning Over MIMO Fading Channels

arXiv.org Artificial Intelligence

--Federated learning (FL) enables edge devices to collaboratively train machine learning models, with model communication replacing direct data uploading. While over-the-air model aggregation improves communication efficiency, up-loading models to an edge server over wireless networks can pose privacy risks. Differential privacy (DP) is a widely used quantitative technique to measure statistical data privacy in FL. Previous research has focused on over-the-air FL with a single-antenna server, leveraging communication noise to enhance user-level DP . This approach achieves the so-called "free DP" by controlling transmit power rather than introducing additional DP-preserving mechanisms at devices, such as adding artificial noise. In this paper, we study differentially private over-the-air FL over a multiple-input multiple-output (MIMO) fading channel. We show that FL model communication with a multiple-antenna server amplifies privacy leakage when the multiple-antenna server employs separate receive combining for model aggregation and information inference. Consequently, relying solely on communication noise, as done in the multiple-input single-output system, cannot meet high privacy requirements, and a device-side privacy-preserving mechanism is necessary for optimal DP design. We analyze the learning convergence and privacy loss of the studied FL system and propose a transceiver design algorithm based on alternating optimization. Numerical results demonstrate that the proposed method achieves a better privacy-learning trade-off compared to prior work. The emergence of artificial intelligence (AI) applications that leverage massive data generated at the edge of wireless networks has attracted widespread interest [2], [3]. Federate learning (FL) is a popular paradigm for exploiting edge devices' data and computation power for distributed machine learning. FL coordinates the distributive training of an AI model on edge devices by periodically sharing model information with an edge server [4]. This work was supported in part by the General Research Fund (project number 14201920, 14202421, 14214122, 14202723), Area of Excellence Scheme grant (project number AoE/E-601/22-R), and NSFC/RGC Collaborative Research Scheme (project number CRS_HKUST603/22), all from the Research Grants Council of Hong Kong. The work of J. Y an was supported in part by the Guangzhou Municiple Science and Technology Project 2023A03J0011. Part of this work was presented at the IEEE Global Communications Conference (GLOBECOM), Kuala Lumpur, Malaysia, December 2023 [1]. He is now with the Department of Electrical and Computer Engineering at Cornell Tech, Cornell University, NY 10044, USA.


EHRSQL: A Practical Text-to-SQL Benchmark for Electronic Health Records

arXiv.org Artificial Intelligence

We present a new text-to-SQL dataset for electronic health records (EHRs). The utterances were collected from 222 hospital staff members, including physicians, nurses, and insurance review and health records teams. To construct the QA dataset on structured EHR data, we conducted a poll at a university hospital and used the responses to create seed questions. We then manually linked these questions to two open-source EHR databases, MIMIC-III and eICU, and included various time expressions and held-out unanswerable questions in the dataset, which were also collected from the poll. Our dataset poses a unique set of challenges: the model needs to 1) generate SQL queries that reflect a wide range of needs in the hospital, including simple retrieval and complex operations such as calculating survival rate, 2) understand various time expressions to answer time-sensitive questions in healthcare, and 3) distinguish whether a given question is answerable or unanswerable. We believe our dataset, EHRSQL, can serve as a practical benchmark for developing and assessing QA models on structured EHR data and take a step further towards bridging the gap between text-to-SQL research and its real-life deployment in healthcare. EHRSQL is available at https://github.


Tackling Data Heterogeneity in Federated Learning with Class Prototypes

arXiv.org Artificial Intelligence

Data heterogeneity across clients in federated learning (FL) settings is a widely acknowledged challenge. In response, personalized federated learning (PFL) emerged as a framework to curate local models for clients' tasks. In PFL, a common strategy is to develop local and global models jointly - the global model (for generalization) informs the local models, and the local models (for personalization) are aggregated to update the global model. A key observation is that if we can improve the generalization ability of local models, then we can improve the generalization of global models, which in turn builds better personalized models. In this work, we consider class imbalance, an overlooked type of data heterogeneity, in the classification setting. We propose FedNH, a novel method that improves the local models' performance for both personalization and generalization by combining the uniformity and semantics of class prototypes. FedNH initially distributes class prototypes uniformly in the latent space and smoothly infuses the class semantics into class prototypes. We show that imposing uniformity helps to combat prototype collapse while infusing class semantics improves local models. Extensive experiments were conducted on popular classification datasets under the cross-device setting. Our results demonstrate the effectiveness and stability of our method over recent works.


Classification by sparse additive models

arXiv.org Artificial Intelligence

We consider (nonparametric) sparse additive models (SpAM) for classification. The design of a SpAM classifier is based on minimizing the logistic loss with a sparse group Lasso/Slope-type penalties on the coefficients of univariate additive components' expansions in orthonormal series (e.g., Fourier or wavelets). The resulting classifier is inherently adaptive to the unknown sparsity and smoothness. We show that under certain sparse group restricted eigenvalue condition it is nearly-minimax (up to log-factors) simultaneously across the entire range of analytic, Sobolev and Besov classes. The performance of the proposed classifier is illustrated on a simulated and a real-data examples.


Pre-training General Trajectory Embeddings with Maximum Multi-view Entropy Coding

arXiv.org Artificial Intelligence

Spatio-temporal trajectories provide valuable information about movement and travel behavior, enabling various downstream tasks that in turn power real-world applications. Learning trajectory embeddings can improve task performance but may incur high computational costs and face limited training data availability. Pre-training learns generic embeddings by means of specially constructed pretext tasks that enable learning from unlabeled data. Existing pre-training methods face (i) difficulties in learning general embeddings due to biases towards certain downstream tasks incurred by the pretext tasks, (ii) limitations in capturing both travel semantics and spatio-temporal correlations, and (iii) the complexity of long, irregularly sampled trajectories. To tackle these challenges, we propose Maximum Multi-view Trajectory Entropy Coding (MMTEC) for learning general and comprehensive trajectory embeddings. We introduce a pretext task that reduces biases in pre-trained trajectory embeddings, yielding embeddings that are useful for a wide variety of downstream tasks. We also propose an attention-based discrete encoder and a NeuralCDE-based continuous encoder that extract and represent travel behavior and continuous spatio-temporal correlations from trajectories in embeddings, respectively. Extensive experiments on two real-world datasets and three downstream tasks offer insight into the design properties of our proposal and indicate that it is capable of outperforming existing trajectory embedding methods.


Efficient Conformal Prediction under Data Heterogeneity

arXiv.org Machine Learning

Conformal Prediction (CP) stands out as a robust framework for uncertainty quantification, which is crucial for ensuring the reliability of predictions. However, common CP methods heavily rely on data exchangeability, a condition often violated in practice. Existing approaches for tackling non-exchangeability lead to methods that are not computable beyond the simplest examples. This work introduces a new efficient approach to CP that produces provably valid confidence sets for fairly general non-exchangeable data distributions. We illustrate the general theory with applications to the challenging setting of federated learning under data heterogeneity between agents. Our method allows constructing provably valid personalized prediction sets for agents in a fully federated way. The effectiveness of the proposed method is demonstrated in a series of experiments on real-world datasets.