Statistical Learning
YUI: Day-ahead Electricity Price Forecasting Using Invariance Simplified Supply and Demand Curve
Wang, Linian, Yu, Anlan, Liu, Jianghong, Zhang, Huibing, Wang, Leye
In day-ahead electricity market, it is crucial for all market participants to have access to reliable and accurate price forecasts for their decision-making processes. Forecasting methods currently utilized in industrial applications frequently neglect the underlying mechanisms of price formation, while economic research from the perspective of supply and demand have stringent data collection requirements, making it difficult to apply in actual markets. Observing the characteristics of the day-ahead electricity market, we introduce two invariance assumptions to simplify the modeling of supply and demand curves. Upon incorporating the time invariance assumption, we can forecast the supply curve using the market equilibrium points from multiple time slots in the recent period. By introducing the price insensitivity assumption, we can approximate the demand curve using a straight line. The point where these two curves intersect provides us with the forecast price. The proposed model, forecasting suppl\textbf{Y} and demand cUrve simplified by Invariance, termed as YUI, is more efficient than state-of-the-art methods. Our experiment results in Shanxi day-ahead electricity market show that compared with existing methods, YUI can reduce forecast error by 13.8\% in MAE and 28.7\% in sMAPE. Code is publicly available at https://github.com/wangln19/YUI.
LSEnet: Lorentz Structural Entropy Neural Network for Deep Graph Clustering
Sun, Li, Huang, Zhenhao, Peng, Hao, Wang, Yujie, Liu, Chunyang, Yu, Philip S.
Graph clustering is a fundamental problem in machine learning. Deep learning methods achieve the state-of-the-art results in recent years, but they still cannot work without predefined cluster numbers. Such limitation motivates us to pose a more challenging problem of graph clustering with unknown cluster number. We propose to address this problem from a fresh perspective of graph information theory (i.e., structural information). In the literature, structural information has not yet been introduced to deep clustering, and its classic definition falls short of discrete formulation and modeling node features. In this work, we first formulate a differentiable structural information (DSI) in the continuous realm, accompanied by several theoretical results. By minimizing DSI, we construct the optimal partitioning tree where densely connected nodes in the graph tend to have the same assignment, revealing the cluster structure. DSI is also theoretically presented as a new graph clustering objective, not requiring the predefined cluster number. Furthermore, we design a neural LSEnet in the Lorentz model of hyperbolic space, where we integrate node features to structural information via manifold-valued graph convolution. Extensive empirical results on real graphs show the superiority of our approach.
Hierarchical Neural Operator Transformer with Learnable Frequency-aware Loss Prior for Arbitrary-scale Super-resolution
Luo, Xihaier, Qian, Xiaoning, Yoon, Byung-Jun
In this work, we present an arbitrary-scale super-resolution (SR) method to enhance the resolution of scientific data, which often involves complex challenges such as continuity, multi-scale physics, and the intricacies of high-frequency signals. Grounded in operator learning, the proposed method is resolution-invariant. The core of our model is a hierarchical neural operator that leverages a Galerkin-type self-attention mechanism, enabling efficient learning of mappings between function spaces. Sinc filters are used to facilitate the information transfer across different levels in the hierarchy, thereby ensuring representation equivalence in the proposed neural operator. Additionally, we introduce a learnable prior structure that is derived from the spectral resizing of the input data. This loss prior is model-agnostic and is designed to dynamically adjust the weighting of pixel contributions, thereby balancing gradients effectively across the model. We conduct extensive experiments on diverse datasets from different domains and demonstrate consistent improvements compared to strong baselines, which consist of various state-of-the-art SR methods.
Bottleneck-Minimal Indexing for Generative Document Retrieval
Du, Xin, Xiu, Lixin, Tanaka-Ishii, Kumiko
We apply an information-theoretic perspective to reconsider generative document retrieval (GDR), in which a document $x \in X$ is indexed by $t \in T$, and a neural autoregressive model is trained to map queries $Q$ to $T$. GDR can be considered to involve information transmission from documents $X$ to queries $Q$, with the requirement to transmit more bits via the indexes $T$. By applying Shannon's rate-distortion theory, the optimality of indexing can be analyzed in terms of the mutual information, and the design of the indexes $T$ can then be regarded as a {\em bottleneck} in GDR. After reformulating GDR from this perspective, we empirically quantify the bottleneck underlying GDR. Finally, using the NQ320K and MARCO datasets, we evaluate our proposed bottleneck-minimal indexing method in comparison with various previous indexing methods, and we show that it outperforms those methods.
EXACT: Towards a platform for empirically benchmarking Machine Learning model explanation methods
Clark, Benedict, Wilming, Rick, Dox, Artur, Eschenbach, Paul, Hached, Sami, Wodke, Daniel Jin, Zewdie, Michias Taye, Bruila, Uladzislau, Oliveira, Marta, Schulz, Hjalmar, Cornils, Luca Matteo, Panknin, Danny, Boubekki, Ahcรจne, Haufe, Stefan
The evolving landscape of explainable artificial intelligence (XAI) aims to improve the interpretability of intricate machine learning (ML) models, yet faces challenges in formalisation and empirical validation, being an inherently unsupervised process. In this paper, we bring together various benchmark datasets and novel performance metrics in an initial benchmarking platform, the Explainable AI Comparison Toolkit (EXACT), providing a standardised foundation for evaluating XAI methods. Our datasets incorporate ground truth explanations for class-conditional features, and leveraging novel quantitative metrics, this platform assesses the performance of post-hoc XAI methods in the quality of the explanations they produce. Our recent findings have highlighted the limitations of popular XAI methods, as they often struggle to surpass random baselines, attributing significance to irrelevant features. Moreover, we show the variability in explanations derived from different equally performing model architectures. This initial benchmarking platform therefore aims to allow XAI researchers to test and assure the high quality of their newly developed methods.
A Three-Phase Analysis of Synergistic Effects During Co-pyrolysis of Algae and Wood for Biochar Yield Using Machine Learning
Chakrabarti, Subhadeep, Shinde, Saish
Pyrolysis techniques have served to be a groundbreaking technique for effectively utilising natural and man-made biomass products like plastics, wood, crop residue, fruit peels etc. Recent advancements have shown a greater yield of essential products like biochar, bio-oil and other non-condensable gases by blending different biomasses in a certain ratio. This synergy effect of combining two pyrolytic raw materials i.e co-pyrolysis of algae and wood biomass has been systematically studied and grouped into 3 phases in this research paper-kinetic analysis of co-pyrolysis, correlation among proximate and ultimate analysis with bio-char yield and lastly grouping of different weight ratios based on biochar yield up to a certain percentage. Different ML and DL algorithms have been utilized for regression and classification techniques to give a comprehensive overview of the effect of the synergy of two different biomass materials on biochar yield. For the first phase, the best prediction of biochar yield was obtained by using a decision tree regressor with a perfect MSE score of 0.00, followed by a gradient-boosting regressor. The second phase was analyzed using both ML and DL techniques. Within ML, SVR proved to be the most convenient model with an accuracy score of 0.972 with DNN employed for deep learning technique. Finally, for the third phase, binary classification was applied to biochar yield with and without heating rate for biochar yield percentage above and below 40%. The best technique for ML was Support Vector followed by Random forest while ANN was the most suitable Deep Learning Technique.
Interpretable Machine Learning Enhances Disease Prognosis: Applications on COVID-19 and Onward
In response to the COVID-19 pandemic, the integration of interpretable machine learning techniques has garnered significant attention, offering transparent and understandable insights crucial for informed clinical decision making. This literature review delves into the applications of interpretable machine learning in predicting the prognosis of respiratory diseases, particularly focusing on COVID-19 and its implications for future research and clinical practice. We reviewed various machine learning models that are not only capable of incorporating existing clinical domain knowledge but also have the learning capability to explore new information from the data. These models and experiences not only aid in managing the current crisis but also hold promise for addressing future disease outbreaks. By harnessing interpretable machine learning, healthcare systems can enhance their preparedness and response capabilities, thereby improving patient outcomes and mitigating the impact of respiratory diseases in the years to come.
Towards Principled Evaluations of Sparse Autoencoders for Interpretability and Control
Makelov, Aleksandar, Lange, George, Nanda, Neel
Disentangling model activations into meaningful features is a central problem in interpretability. However, the absence of ground-truth for these features in realistic scenarios makes validating recent approaches, such as sparse dictionary learning, elusive. To address this challenge, we propose a framework for evaluating feature dictionaries in the context of specific tasks, by comparing them against \emph{supervised} feature dictionaries. First, we demonstrate that supervised dictionaries achieve excellent approximation, control, and interpretability of model computations on the task. Second, we use the supervised dictionaries to develop and contextualize evaluations of unsupervised dictionaries along the same three axes. We apply this framework to the indirect object identification (IOI) task using GPT-2 Small, with sparse autoencoders (SAEs) trained on either the IOI or OpenWebText datasets. We find that these SAEs capture interpretable features for the IOI task, but they are less successful than supervised features in controlling the model. Finally, we observe two qualitative phenomena in SAE training: feature occlusion (where a causally relevant concept is robustly overshadowed by even slightly higher-magnitude ones in the learned features), and feature over-splitting (where binary features split into many smaller, less interpretable features). We hope that our framework will provide a useful step towards more objective and grounded evaluations of sparse dictionary learning methods.
PULL: PU-Learning-based Accurate Link Prediction
Kim, Junghun, Park, Ka Hyun, Yoon, Hoyoung, Kang, U
Given an edge-incomplete graph, how can we accurately find the missing links? The link prediction in edge-incomplete graphs aims to discover the missing relations between entities when their relationships are represented as a graph. Edge-incomplete graphs are prevalent in real-world due to practical limitations, such as not checking all users when adding friends in a social network. Addressing the problem is crucial for various tasks, including recommending friends in social networks and finding references in citation networks. However, previous approaches rely heavily on the given edge-incomplete (observed) graph, making it challenging to consider the missing (unobserved) links during training. In this paper, we propose PULL (PU-Learning-based Link predictor), an accurate link prediction method based on the positive-unlabeled (PU) learning. PULL treats the observed edges in the training graph as positive examples, and the unconnected node pairs as unlabeled ones. PULL effectively prevents the link predictor from overfitting to the observed graph by proposing latent variables for every edge, and leveraging the expected graph structure with respect to the variables. Extensive experiments on five real-world datasets show that PULL consistently outperforms the baselines for predicting links in edge-incomplete graphs.
Robust Semi-supervised Learning by Wisely Leveraging Open-set Data
Yang, Yang, Jiang, Nan, Xu, Yi, Zhan, De-Chuan
Open-set Semi-supervised Learning (OSSL) holds a realistic setting that unlabeled data may come from classes unseen in the labeled set, i.e., out-of-distribution (OOD) data, which could cause performance degradation in conventional SSL models. To handle this issue, except for the traditional in-distribution (ID) classifier, some existing OSSL approaches employ an extra OOD detection module to avoid the potential negative impact of the OOD data. Nevertheless, these approaches typically employ the entire set of open-set data during their training process, which may contain data unfriendly to the OSSL task that can negatively influence the model performance. This inspires us to develop a robust open-set data selection strategy for OSSL. Through a theoretical understanding from the perspective of learning theory, we propose Wise Open-set Semi-supervised Learning (WiseOpen), a generic OSSL framework that selectively leverages the open-set data for training the model. By applying a gradient-variance-based selection mechanism, WiseOpen exploits a friendly subset instead of the whole open-set dataset to enhance the model's capability of ID classification. Moreover, to reduce the computational expense, we also propose two practical variants of WiseOpen by adopting low-frequency update and loss-based selection respectively. Extensive experiments demonstrate the effectiveness of WiseOpen in comparison with the state-of-the-art.