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 Statistical Learning


Kernel-based retrieval models for hyperspectral image data optimized with Kernel Flows

arXiv.org Artificial Intelligence

Kernel-based statistical methods are efficient, but their performance depends heavily on the selection of kernel parameters. In literature, the optimization studies on kernel-based chemometric methods is limited and often reduced to grid searching. Previously, the authors introduced Kernel Flows (KF) to learn kernel parameters for Kernel Partial Least-Squares (K-PLS) regression. KF is easy to implement and helps minimize overfitting. In cases of high collinearity between spectra and biogeophysical quantities in spectroscopy, simpler methods like Principal Component Regression (PCR) may be more suitable. In this study, we propose a new KF-type approach to optimize Kernel Principal Component Regression (K-PCR) and test it alongside KF-PLS. Both methods are benchmarked against non-linear regression techniques using two hyperspectral remote sensing datasets.


Simultaneous Locomotion Mode Classification and Continuous Gait Phase Estimation for Transtibial Prostheses

arXiv.org Artificial Intelligence

Recognizing and identifying human locomotion is a critical step to ensuring fluent control of wearable robots, such as transtibial prostheses. In particular, classifying the intended locomotion mode and estimating the gait phase are key. In this work, a novel, interpretable, and computationally efficient algorithm is presented for simultaneously predicting locomotion mode and gait phase. Using able-bodied (AB) and transtibial prosthesis (PR) data, seven locomotion modes are tested including slow, medium, and fast level walking (0.6, 0.8, and 1.0 m/s), ramp ascent/descent (5 degrees), and stair ascent/descent (20 cm height). Overall classification accuracy was 99.1$\%$ and 99.3$\%$ for the AB and PR conditions, respectively. The average gait phase error across all data was less than 4$\%$. Exploiting the structure of the data, computational efficiency reached 2.91 $\mu$s per time step. The time complexity of this algorithm scales as $O(N\cdot M)$ with the number of locomotion modes $M$ and samples per gait cycle $N$. This efficiency and high accuracy could accommodate a much larger set of locomotion modes ($\sim$ 700 on Open-Source Leg Prosthesis) to handle the wide range of activities pursued by individuals during daily living.


Topological Approach for Data Assimilation

arXiv.org Artificial Intelligence

Many dynamical systems are difficult or impossible to model using high fidelity physics based models. Consequently, researchers are relying more on data driven models to make predictions and forecasts. Based on limited training data, machine learning models often deviate from the true system states over time and need to be continually updated as new measurements are taken using data assimilation. Classical data assimilation algorithms typically require knowledge of the measurement noise statistics which may be unknown. In this paper, we introduce a new data assimilation algorithm with a foundation in topological data analysis. By leveraging the differentiability of functions of persistence, gradient descent optimization is used to minimize topological differences between measurements and forecast predictions by tuning data driven model coefficients without using noise information from the measurements. We describe the method and focus on its capabilities performance using the chaotic Lorenz system as an example.


SCORE: Syntactic Code Representations for Static Script Malware Detection

arXiv.org Artificial Intelligence

As businesses increasingly adopt cloud technologies, they also need to be aware of new security challenges, such as server-side script attacks, to ensure the integrity of their systems and data. These scripts can steal data, compromise credentials, and disrupt operations. Unlike executables with standardized formats (e.g., ELF, PE), scripts are plaintext files with diverse syntax, making them harder to detect using traditional methods. As a result, more sophisticated approaches are needed to protect cloud infrastructures from these evolving threats. In this paper, we propose novel feature extraction and deep learning (DL)-based approaches for static script malware detection, targeting server-side threats. We extract features from plain-text code using two techniques: syntactic code highlighting (SCH) and abstract syntax tree (AST) construction. SCH leverages complex regexes to parse syntactic elements of code, such as keywords, variable names, etc. ASTs generate a hierarchical representation of a program's syntactic structure. We then propose a sequential and a graph-based model that exploits these feature representations to detect script malware. We evaluate our approach on more than 400K server-side scripts in Bash, Python and Perl. We use a balanced dataset of 90K scripts for training, validation, and testing, with the remaining from 400K reserved for further analysis. Experiments show that our method achieves a true positive rate (TPR) up to 81% higher than leading signature-based antivirus solutions, while maintaining a low false positive rate (FPR) of 0.17%. Moreover, our approach outperforms various neural network-based detectors, demonstrating its effectiveness in learning code maliciousness for accurate detection of script malware.


New Emerged Security and Privacy of Pre-trained Model: a Survey and Outlook

arXiv.org Artificial Intelligence

Thanks to the explosive growth of data and the development of computational resources, it is possible to build pre-trained models that can achieve outstanding performance on various tasks, such as neural language processing, computer vision, and more. Despite their powerful capabilities, pre-trained models have also sparked attention to the emerging security challenges associated with their real-world applications. Security and privacy issues, such as leaking privacy information and generating harmful responses, have seriously undermined users' confidence in these powerful models. Concerns are growing as model performance improves dramatically. Researchers are eager to explore the unique security and privacy issues that have emerged, their distinguishing factors, and how to defend against them. However, the current literature lacks a clear taxonomy of emerging attacks and defenses for pre-trained models, which hinders a high-level and comprehensive understanding of these questions. To fill the gap, we conduct a systematical survey on the security risks of pre-trained models, proposing a taxonomy of attack and defense methods based on the accessibility of pre-trained models' input and weights in various security test scenarios. This taxonomy categorizes attacks and defenses into No-Change, Input-Change, and Model-Change approaches. With the taxonomy analysis, we capture the unique security and privacy issues of pre-trained models, categorizing and summarizing existing security issues based on their characteristics. In addition, we offer a timely and comprehensive review of each category's strengths and limitations. Our survey concludes by highlighting potential new research opportunities in the security and privacy of pre-trained models.


Fast Disentangled Slim Tensor Learning for Multi-view Clustering

arXiv.org Artificial Intelligence

Tensor-based multi-view clustering has recently received significant attention due to its exceptional ability to explore cross-view high-order correlations. However, most existing methods still encounter some limitations. (1) Most of them explore the correlations among different affinity matrices, making them unscalable to large-scale data. (2) Although some methods address it by introducing bipartite graphs, they may result in sub-optimal solutions caused by an unstable anchor selection process. (3) They generally ignore the negative impact of latent semantic-unrelated information in each view. To tackle these issues, we propose a new approach termed fast Disentangled Slim Tensor Learning (DSTL) for multi-view clustering . Instead of focusing on the multi-view graph structures, DSTL directly explores the high-order correlations among multi-view latent semantic representations based on matrix factorization. To alleviate the negative influence of feature redundancy, inspired by robust PCA, DSTL disentangles the latent low-dimensional representation into a semantic-unrelated part and a semantic-related part for each view. Subsequently, two slim tensors are constructed with tensor-based regularization. To further enhance the quality of feature disentanglement, the semantic-related representations are aligned across views through a consensus alignment indicator. Our proposed model is computationally efficient and can be solved effectively. Extensive experiments demonstrate the superiority and efficiency of DSTL over state-of-the-art approaches. The code of DSTL is available at https://github.com/dengxu-nju/DSTL.


Fair Summarization: Bridging Quality and Diversity in Extractive Summaries

arXiv.org Artificial Intelligence

Fairness in multi-document summarization of user-generated content remains a critical challenge in natural language processing (NLP). Existing summarization methods often fail to ensure equitable representation across different social groups, leading to biased outputs. In this paper, we introduce two novel methods for fair extractive summarization: FairExtract, a clustering-based approach, and FairGPT, which leverages GPT-3.5-turbo with fairness constraints. We evaluate these methods using Divsumm summarization dataset of White-aligned, Hispanic, and African-American dialect tweets and compare them against relevant baselines. The results obtained using a comprehensive set of summarization quality metrics such as SUPERT, BLANC, SummaQA, BARTScore, and UniEval, as well as a fairness metric F, demonstrate that FairExtract and FairGPT achieve superior fairness while maintaining competitive summarization quality. Additionally, we introduce composite metrics (e.g., SUPERT+F, BLANC+F) that integrate quality and fairness into a single evaluation framework, offering a more nuanced understanding of the trade-offs between these objectives. This work highlights the importance of fairness in summarization and sets a benchmark for future research in fairness-aware NLP models.


Privacy-Preserving Verifiable Neural Network Inference Service

arXiv.org Artificial Intelligence

Machine learning has revolutionized data analysis and pattern recognition, but its resource-intensive training has limited accessibility. Machine Learning as a Service (MLaaS) simplifies this by enabling users to delegate their data samples to an MLaaS provider and obtain the inference result using a pre-trained model. Despite its convenience, leveraging MLaaS poses significant privacy and reliability concerns to the client. Specifically, sensitive information from the client inquiry data can be leaked to an adversarial MLaaS provider. Meanwhile, the lack of a verifiability guarantee can potentially result in biased inference results or even unfair payment issues. While existing trustworthy machine learning techniques, such as those relying on verifiable computation or secure computation, offer solutions to privacy and reliability concerns, they fall short of simultaneously protecting the privacy of client data and providing provable inference verifiability. In this paper, we propose vPIN, a privacy-preserving and verifiable CNN inference scheme that preserves privacy for client data samples while ensuring verifiability for the inference. vPIN makes use of partial homomorphic encryption and commit-and-prove succinct non-interactive argument of knowledge techniques to achieve desirable security properties. In vPIN, we develop various optimization techniques to minimize the proving circuit for homomorphic inference evaluation thereby, improving the efficiency and performance of our technique. We fully implemented and evaluated our vPIN scheme on standard datasets (e.g., MNIST, CIFAR-10). Our experimental results show that vPIN achieves high efficiency in terms of proving time, verification time, and proof size, while providing client data privacy guarantees and provable verifiability.


Efficient Hamiltonian, structure and trace distance learning of Gaussian states

arXiv.org Artificial Intelligence

In this work, we initiate the study of Hamiltonian learning for positive temperature bosonic Gaussian states, the quantum generalization of the widely studied problem of learning Gaussian graphical models. We obtain efficient protocols, both in sample and computational complexity, for the task of inferring the parameters of their underlying quadratic Hamiltonian under the assumption of bounded temperature, squeezing, displacement and maximal degree of the interaction graph. Our protocol only requires heterodyne measurements, which are often experimentally feasible, and has a sample complexity that scales logarithmically with the number of modes. Furthermore, we show that it is possible to learn the underlying interaction graph in a similar setting and sample complexity. Taken together, our results put the status of the quantum Hamiltonian learning problem for continuous variable systems in a much more advanced state when compared to spins, where state-of-the-art results are either unavailable or quantitatively inferior to ours. In addition, we use our techniques to obtain the first results on learning Gaussian states in trace distance with a quadratic scaling in precision and polynomial in the number of modes, albeit imposing certain restrictions on the Gaussian states. Our main technical innovations are several continuity bounds for the covariance and Hamiltonian matrix of a Gaussian state, which are of independent interest, combined with what we call the local inversion technique. In essence, the local inversion technique allows us to reliably infer the Hamiltonian of a Gaussian state by only estimating in parallel submatrices of the covariance matrix whose size scales with the desired precision, but not the number of modes. This way we bypass the need to obtain precise global estimates of the covariance matrix, controlling the sample complexity.


CALoR: Towards Comprehensive Model Inversion Defense

arXiv.org Artificial Intelligence

Model Inversion Attacks (MIAs) aim at recovering privacy-sensitive training data from the knowledge encoded in the released machine learning models. Recent advances in the MIA field have significantly enhanced the attack performance under multiple scenarios, posing serious privacy risks of Deep Neural Networks (DNNs). However, the development of defense strategies against MIAs is relatively backward to resist the latest MIAs and existing defenses fail to achieve further trade-off between model utility and model robustness. In this paper, we provide an in-depth analysis from the perspective of intrinsic vulnerabilities of MIAs, comprehensively uncovering the weaknesses inherent in the basic pipeline, which are partially investigated in the previous defenses. Building upon these new insights, we propose a robust defense mechanism, integrating Confidence Adaptation and Low-Rank compression(CALoR). Our method includes a novel robustness-enhanced classification loss specially-designed for model inversion defenses and reveals the extraordinary effectiveness of compressing the classification header. With CALoR, we can mislead the optimization objective, reduce the leaked information and impede the backpropagation of MIAs, thus mitigating the risk of privacy leakage. Extensive experimental results demonstrate that our method achieves state-of-the-art (SOTA) defense performance against MIAs and exhibits superior generalization to existing defenses across various scenarios.