Goto

Collaborating Authors

 Statistical Learning


Supervised Contrastive Block Disentanglement

arXiv.org Artificial Intelligence

Real-world datasets often combine data collected under different experimental conditions. This yields larger datasets, but also introduces spurious correlations that make it difficult to model the phenomena of interest. We address this by learning two embeddings to independently represent the phenomena of interest and the spurious correlations. The embedding representing the phenomena of interest is correlated with the target variable $y$, and is invariant to the environment variable $e$. In contrast, the embedding representing the spurious correlations is correlated with $e$. The invariance to $e$ is difficult to achieve on real-world datasets. Our primary contribution is an algorithm called Supervised Contrastive Block Disentanglement (SCBD) that effectively enforces this invariance. It is based purely on Supervised Contrastive Learning, and applies to real-world data better than existing approaches. We empirically validate SCBD on two challenging problems. The first problem is domain generalization, where we achieve strong performance on a synthetic dataset, as well as on Camelyon17-WILDS. We introduce a single hyperparameter $\alpha$ to control the degree of invariance to $e$. When we increase $\alpha$ to strengthen the degree of invariance, out-of-distribution performance improves at the expense of in-distribution performance. The second problem is batch correction, in which we apply SCBD to preserve biological signal and remove inter-well batch effects when modeling single-cell perturbations from 26 million Optical Pooled Screening images.


Beyond Behavior Cloning: Robustness through Interactive Imitation and Contrastive Learning

arXiv.org Artificial Intelligence

Behavior cloning (BC) traditionally relies on demonstration data, assuming the demonstrated actions are optimal. This can lead to overfitting under noisy data, particularly when expressive models are used (e.g., the energy-based model in Implicit BC). To address this, we extend behavior cloning into an iterative process of optimal action estimation within the Interactive Imitation Learning framework. Specifically, we introduce Contrastive policy Learning from Interactive Corrections (CLIC). CLIC leverages human corrections to estimate a set of desired actions and optimizes the policy to select actions from this set. We provide theoretical guarantees for the convergence of the desired action set to optimal actions in both single and multiple optimal action cases. Extensive simulation and real-robot experiments validate CLIC's advantages over existing state-of-the-art methods, including stable training of energy-based models, robustness to feedback noise, and adaptability to diverse feedback types beyond demonstrations. Our code will be publicly available soon.


ReTreever: Tree-based Coarse-to-Fine Representations for Retrieval

arXiv.org Artificial Intelligence

Document retrieval is a core component of question-answering systems, as it enables conditioning answer generation on new and large-scale corpora. While effective, the standard practice of encoding documents into high-dimensional embeddings for similarity search entails large memory and compute footprints, and also makes it hard to inspect the inner workings of the system. In this paper, we propose a tree-based method for organizing and representing reference documents at various granular levels, which offers the flexibility to balance cost and utility, and eases the inspection of the corpus content and retrieval operations. Our method, called ReTreever, jointly learns a routing function per internal node of a binary tree such that query and reference documents are assigned to similar tree branches, hence directly optimizing for retrieval performance. Our evaluations show that ReTreever generally preserves full representation accuracy. Its hierarchical structure further provides strong coarse representations and enhances transparency by indirectly learning meaningful semantic groupings. Among hierarchical retrieval methods, ReTreever achieves the best retrieval accuracy at the lowest latency, proving that this family of techniques can be viable in practical applications.


Rethinking Timing Residuals: Advancing PET Detectors with Explicit TOF Corrections

arXiv.org Artificial Intelligence

PET is a functional imaging method that visualizes metabolic processes. TOF information can be derived from coincident detector signals and incorporated into image reconstruction to enhance the SNR. PET detectors are typically assessed by their CTR, but timing performance is degraded by various factors. Research on timing calibration seeks to mitigate these degradations and restore accurate timing information. While many calibration methods use analytical approaches, machine learning techniques have recently gained attention due to their flexibility. We developed a residual physics-based calibration approach that combines prior domain knowledge with the power of machine learning models. This approach begins with an initial analytical calibration addressing first-order skews. The remaining deviations, regarded as residual effects, are used to train machine learning models to eliminate higher-order skews. The key advantage is that the experimenter guides the learning process through the definition of timing residuals. In earlier studies, we developed models that directly predicted the expected time difference, which offered corrections only implicitly (implicit correction models). In this study, we introduce a new definition for timing residuals, enabling us to train models that directly predict correction values (explicit correction models). The explicit correction approach significantly simplifies data acquisition, improves linearity, and enhances timing performance from $371 \pm 6$ ps to $281 \pm 5$ ps for coincidences from 430 keV to 590 keV. Additionally, the new definition reduces model size, making it suitable for high-throughput applications like PET scanners. Experiments were conducted using two detector stacks composed of $4 \times 4$ LYSO:Ce,Ca crystals ($3.8\times 3.8\times 20$ mm$^{3}$) coupled to $4 \times 4$ Broadcom NUV-MT SiPMs and digitized with the TOFPET2 ASIC.


MIGT: Memory Instance Gated Transformer Framework for Financial Portfolio Management

arXiv.org Artificial Intelligence

Deep reinforcement learning (DRL) has been applied in financial portfolio management to improve returns in changing market conditions. However, unlike most fields where DRL is widely used, the stock market is more volatile and dynamic as it is affected by several factors such as global events and investor sentiment. Therefore, it remains a challenge to construct a DRL-based portfolio management framework with strong return capability, stable training, and generalization ability. This study introduces a new framework utilizing the Memory Instance Gated Transformer (MIGT) for effective portfolio management. By incorporating a novel Gated Instance Attention module, which combines a transformer variant, instance normalization, and a Lite Gate Unit, our approach aims to maximize investment returns while ensuring the learning process's stability and reducing outlier impacts. Tested on the Dow Jones Industrial Average 30, our framework's performance is evaluated against fifteen other strategies using key financial metrics like the cumulative return and risk-return ratios (Sharpe, Sortino, and Omega ratios). The results highlight MIGT's advantage, showcasing at least a 9.75% improvement in cumulative returns and a minimum 2.36% increase in risk-return ratios over competing strategies, marking a significant advancement in DRL for portfolio management.


Forecasting the future development in quality and value of professional football players for applications in team management

arXiv.org Artificial Intelligence

Transfers in professional football (soccer) are risky investments because of the large transfer fees and high risks involved. Although data-driven models can be used to improve transfer decisions, existing models focus on describing players' historical progress, leaving their future performance unknown. Moreover, recent developments have called for the use of explainable models combined with uncertainty quantification of predictions. This paper assesses explainable machine learning models based on predictive accuracy and uncertainty quantification methods for the prediction of the future development in quality and transfer value of professional football players. Using a historical data set of data-driven indicators describing player quality and the transfer value of a football player, the models are trained to forecast player quality and player value one year ahead. These two prediction problems demonstrate the efficacy of tree-based models, particularly random forest and XGBoost, in making accurate predictions. In general, the random forest model is found to be the most suitable model because it provides accurate predictions as well as an uncertainty quantification method that naturally arises from the bagging procedure of the random forest model. Additionally, our research shows that the development of player performance contains nonlinear patterns and interactions between variables, and that time series information can provide useful information for the modeling of player performance metrics. Our research provides models to help football clubs make more informed, data-driven transfer decisions by forecasting player quality and transfer value.


Variational Learning Induces Adaptive Label Smoothing

arXiv.org Artificial Intelligence

We show that variational learning naturally induces an adaptive label smoothing where label noise is specialized for each example. Such label-smoothing is useful to handle examples with labeling errors and distribution shifts, but designing a good adaptivity strategy is not always easy. We propose to skip this step and simply use the natural adaptivity induced during the optimization of a variational objective. We show empirical results where a variational algorithm called IVON outperforms traditional label smoothing and yields adaptivity strategies similar to those of an existing approach. By connecting Bayesian methods to label smoothing, our work provides a new way to handle overconfident predictions.


URECA: The Chain of Two Minimum Set Cover Problems exists behind Adaptation to Shifts in Semantic Code Search

arXiv.org Artificial Intelligence

Adaptation is to make model learn the patterns shifted from the training distribution. In general, this adaptation is formulated as the minimum entropy problem. However, the minimum entropy problem has inherent limitation -- shifted initialization cascade phenomenon. We extend the relationship between the minimum entropy problem and the minimum set cover problem via Lebesgue integral. This extension reveals that internal mechanism of the minimum entropy problem ignores the relationship between disentangled representations, which leads to shifted initialization cascade. From the analysis, we introduce a new clustering algorithm, Union-find based Recursive Clustering Algorithm~(URECA). URECA is an efficient clustering algorithm for the leverage of the relationships between disentangled representations. The update rule of URECA depends on Thresholdly-Updatable Stationary Assumption to dynamics as a released version of Stationary Assumption. This assumption helps URECA to transport disentangled representations with no errors based on the relationships between disentangled representations. URECA also utilize simulation trick to efficiently cluster disentangled representations. The wide range of evaluations show that URECA achieves consistent performance gains for the few-shot adaptation to diverse types of shifts along with advancement to State-of-The-Art performance in CoSQA in the scenario of query shift.


Curvature Tuning: Provable Training-free Model Steering From a Single Parameter

arXiv.org Artificial Intelligence

The scaling of model size and data size has reshaped the paradigm of AI. As a result, the common protocol to leverage the latest models is to steer them towards a specific downstream task of interest through {\em fine-tuning}. Despite its importance, the main methods for fine-tuning remain limited to full or low-rank adapters--containing countless hyper-parameters and lacking interpretability. In this paper, we take a step back and demonstrate how novel and explainable post-training steering solutions can be derived theoretically from {\em spline operators}, a rich mathematical framing of Deep Networks that was recently developed. Our method--coined \textbf{Curvature Tuning (CT)}--has a single parameter that provably modulates the curvature of the model's decision boundary henceforth allowing training-free steering. This makes CT both more efficient and interpretable than conventional fine-tuning methods. We empirically validate its effectiveness in improving generalization and robustness of pretrained models. For example, CT improves out-of-distribution transfer performances of ResNet-18/50 by 2.57\%/1.74\% across seventeen downstream datasets, and improves RobustBench robust accuracy by 11.76\%/348.44\%. Additionally, we apply CT to ReLU-based Swin-T/S, improving their generalization on nine downstream datasets by 2.43\%/3.33\%. Our code is available at \href{https://github.com/Leon-Leyang/curvature-tuning}{https://github.com/Leon-Leyang/curvature-tuning}.


Integrating Physics and Data-Driven Approaches: An Explainable and Uncertainty-Aware Hybrid Model for Wind Turbine Power Prediction

arXiv.org Artificial Intelligence

The rapid growth of the wind energy sector underscores the urgent need to optimize turbine operations and ensure effective maintenance through early fault detection systems. While traditional empirical and physics-based models offer approximate predictions of power generation based on wind speed, they often fail to capture the complex, non-linear relationships between other input variables and the resulting power output. Data-driven machine learning methods present a promising avenue for improving wind turbine modeling by leveraging large datasets, enhancing prediction accuracy but often at the cost of interpretability. In this study, we propose a hybrid semi-parametric model that combines the strengths of both approaches, applied to a dataset from a wind farm with four turbines. The model integrates a physics-inspired submodel, providing a reasonable approximation of power generation, with a non-parametric submodel that predicts the residuals. This non-parametric submodel is trained on a broader range of variables to account for phenomena not captured by the physics-based component. The hybrid model achieves a 37% improvement in prediction accuracy over the physics-based model. To enhance interpretability, SHAP values are used to analyze the influence of input features on the residual submodel's output. Additionally, prediction uncertainties are quantified using a conformalized quantile regression method. The combination of these techniques, alongside the physics grounding of the parametric submodel, provides a flexible, accurate, and reliable framework. Ultimately, this study opens the door for evaluating the impact of unmodeled variables on wind turbine power generation, offering a basis for potential optimization.