Statistical Learning
NeuralGrok: Accelerate Grokking by Neural Gradient Transformation
Zhou, Xinyu, Fan, Simin, Jaggi, Martin, Fu, Jie
Grokking is proposed and widely studied as an intricate phenomenon in which generalization is achieved after a long-lasting period of overfitting. In this work, we propose NeuralGrok, a novel gradient-based approach that learns an optimal gradient transformation to accelerate the generalization of transformers in arithmetic tasks. Specifically, NeuralGrok trains an auxiliary module (e.g., an MLP block) in conjunction with the base model. This module dynamically modulates the influence of individual gradient components based on their contribution to generalization, guided by a bilevel optimization algorithm. Our extensive experiments demonstrate that NeuralGrok significantly accelerates generalization, particularly in challenging arithmetic tasks. We also show that NeuralGrok promotes a more stable training paradigm, constantly reducing the model's complexity, while traditional regularization methods, such as weight decay, can introduce substantial instability and impede generalization. We further investigate the intrinsic model complexity leveraging a novel Absolute Gradient Entropy (AGE) metric, which explains that NeuralGrok effectively facilitates generalization by reducing the model complexity. We offer valuable insights on the grokking phenomenon of Transformer models, which encourages a deeper understanding of the fundamental principles governing generalization ability.
Boosting KNNClassifier Performance with Opposition-Based Data Transformation
In this paper, we introduce a novel data transformation framework based on Opposition-Based Learning (OBL) to boost the performance of traditional classification algorithms. Originally developed to accelerate convergence in optimization tasks, OBL is leveraged here to generate synthetic opposite samples that enrich the training data and improve decision boundary formation. We explore three OBL variants Global OBL, Class-Wise OBL, and Localized Class-Wise OBL and integrate them with K-Nearest Neighbors (KNN). Extensive experiments conducted on 26 heterogeneous and high-dimensional datasets demonstrate that OBL-enhanced classifiers consistently outperform the basic KNN. These findings underscore the potential of OBL as a lightweight yet powerful data transformation strategy for enhancing classification performance, especially in complex or sparse learning environments.
Lightweight and Direct Document Relevance Optimization for Generative Information Retrieval
Mekonnen, Kidist Amde, Tang, Yubao, de Rijke, Maarten
Generative information retrieval (GenIR) is a promising neural retrieval paradigm that formulates document retrieval as a document identifier (docid) generation task, allowing for end-to-end optimization toward a unified global retrieval objective. However, existing GenIR models suffer from token-level misalignment, where models trained to predict the next token often fail to capture document-level relevance effectively. While reinforcement learning-based methods, such as reinforcement learning from relevance feedback (RLRF), aim to address this misalignment through reward modeling, they introduce significant complexity, requiring the optimization of an auxiliary reward function followed by reinforcement fine-tuning, which is computationally expensive and often unstable. To address these challenges, we propose direct document relevance optimization (DDRO), which aligns token-level docid generation with document-level relevance estimation through direct optimization via pairwise ranking, eliminating the need for explicit reward modeling and reinforcement learning. Experimental results on benchmark datasets, including MS MARCO document and Natural Questions, show that DDRO outperforms reinforcement learning-based methods, achieving a 7.4% improvement in MRR@10 for MS MARCO and a 19.9% improvement for Natural Questions. These findings highlight DDRO's potential to enhance retrieval effectiveness with a simplified optimization approach. By framing alignment as a direct optimization problem, DDRO simplifies the ranking optimization pipeline of GenIR models while offering a viable alternative to reinforcement learning-based methods.
Distributed Saddle-Point Problems: Lower Bounds, Near-Optimal and Robust Algorithms
Beznosikov, Aleksandr, Samokhin, Valentin, Gasnikov, Alexander
This paper focuses on the distributed optimization of stochastic saddle point problems. The first part of the paper is devoted to lower bounds for the centralized and decentralized distributed methods for smooth (strongly) convex-(strongly) concave saddle point problems, as well as the near-optimal algorithms by which these bounds are achieved. Next, we present a new federated algorithm for centralized distributed saddle-point problems - Extra Step Local SGD. The theoretical analysis of the new method is carried out for strongly convex-strongly concave and non-convex-non-concave problems. In the experimental part of the paper, we show the effectiveness of our method in practice. In particular, we train GANs in a distributed manner.
Token Sequence Compression for Efficient Multimodal Computing
Omri, Yasmine, Shroff, Parth, Tambe, Thierry
The exponential growth of Large Multimodal Models (LMMs) has driven advancements in cross-modal reasoning but at significant computational costs. In this work, we focus on visual language models. W e highlight the redundancy and inefficiency in current vision encoders, and seek to construct an adaptive compression method for mul-timodal data. In this work, we characterize a panoply of visual token selection and merging approaches through both benchmarking and qualitative analysis. In particular, we demonstrate that simple cluster-level token aggregation outperforms prior state-of-the-art works in token selection and merging, including merging at the vision encoder level and attention-based approaches. W e underline the redundancy in current vision encoders, and shed light on several puzzling trends regarding principles of visual token selection through cross-modal attention visualizations. This work is a first effort towards more effective encoding and processing of high-dimensional data, and paves the way for more scalable and sustainable multimodal systems.
Learning High-dimensional Gaussians from Censored Data
Bhattacharyya, Arnab, Daskalakis, Constantinos, Gouleakis, Themis, Wang, Yuhao
We provide efficient algorithms for the problem of distribution learning from high-dimensional Gaussian data where in each sample, some of the variable values are missing. We suppose that the variables are missing not at random (MNAR). The missingness model, denoted by $S(y)$, is the function that maps any point $y$ in $R^d$ to the subsets of its coordinates that are seen. In this work, we assume that it is known. We study the following two settings: (i) Self-censoring: An observation $x$ is generated by first sampling the true value $y$ from a $d$-dimensional Gaussian $N(\mu*, \Sigma*)$ with unknown $\mu*$ and $\Sigma*$. For each coordinate $i$, there exists a set $S_i$ subseteq $R^d$ such that $x_i = y_i$ if and only if $y_i$ in $S_i$. Otherwise, $x_i$ is missing and takes a generic value (e.g., "?"). We design an algorithm that learns $N(\mu*, \Sigma*)$ up to total variation (TV) distance epsilon, using $poly(d, 1/\epsilon)$ samples, assuming only that each pair of coordinates is observed with sufficiently high probability. (ii) Linear thresholding: An observation $x$ is generated by first sampling $y$ from a $d$-dimensional Gaussian $N(\mu*, \Sigma)$ with unknown $\mu*$ and known $\Sigma$, and then applying the missingness model $S$ where $S(y) = {i in [d] : v_i^T y <= b_i}$ for some $v_1, ..., v_d$ in $R^d$ and $b_1, ..., b_d$ in $R$. We design an efficient mean estimation algorithm, assuming that none of the possible missingness patterns is very rare conditioned on the values of the observed coordinates and that any small subset of coordinates is observed with sufficiently high probability.
Ridge partial correlation screening for ultrahigh-dimensional data
Wang, Run, Nguyen, An, Dutta, Somak, Roy, Vivekananda
Variable selection in ultrahigh-dimensional linear regression is challenging due to its high computational cost. Therefore, a screening step is usually conducted before variable selection to significantly reduce the dimension. Here we propose a novel and simple screening method based on ordering the absolute sample ridge partial correlations. The proposed method takes into account not only the ridge regularized estimates of the regression coefficients but also the ridge regularized partial variances of the predictor variables providing sure screening property without strong assumptions on the marginal correlations. Simulation study and a real data analysis show that the proposed method has a competitive performance compared with the existing screening procedures. A publicly available software implementing the proposed screening accompanies the article.
Rethinking Label-specific Features for Label Distribution Learning
Xu, Suping, Dai, Chuyi, Shang, Lin, Shao, Changbin, Yang, Xibei, Pedrycz, Witold
--Label distribution learning (LDL) is an emerging learning paradigm designed to capture the relative importance of labels for each instance. Label-specific features (LSFs), constructed by LIFT, have proven effective for learning tasks with label ambiguity by leveraging clustering-based prototypes for each label to re-characterize instances. However, directly introducing LIFT into LDL tasks can be suboptimal, as the prototypes it collects primarily reflect intra-cluster relationships while neglecting interactions among distinct clusters. Additionally, constructing LSFs using multi-perspective information, rather than relying solely on Euclidean distance, provides a more robust and comprehensive representation of instances, mitigating noise and bias that may arise from a single distance perspective. T o address these limitations, we introduce Structural Anchor Points (SAPs) to capture inter-cluster interactions. This leads to a novel LSFs construction strategy, LIFT -SAP, which enhances LIFT by integrating both distance and direction information of each instance relative to SAPs. Furthermore, we propose a novel LDL algorithm, Label Distribution Learning via Label-specifIc FeaT ure with SAPs (LDL-LIFT -SAP), which unifies multiple label description degrees predicted from different LSF spaces into a cohesive label distribution. Extensive experiments on 15 real-world datasets demonstrate the effectiveness of LIFT -SAP over LIFT, as well as the superiority of LDL-LIFT -SAP compared to seven other well-established algorithms. Index T erms --Label distribution learning, Label-specific features, Structural anchor points, Prototypes, Direction information.
$O(1/k)$ Finite-Time Bound for Non-Linear Two-Time-Scale Stochastic Approximation
Two-time-scale stochastic approximation is an algorithm with coupled iterations which has found broad applications in reinforcement learning, optimization and game control. While several prior works have obtained a mean square error bound of $O(1/k)$ for linear two-time-scale iterations, the best known bound in the non-linear contractive setting has been $O(1/k^{2/3})$. In this work, we obtain an improved bound of $O(1/k)$ for non-linear two-time-scale stochastic approximation. Our result applies to algorithms such as gradient descent-ascent and two-time-scale Lagrangian optimization. The key step in our analysis involves rewriting the original iteration in terms of an averaged noise sequence which decays sufficiently fast. Additionally, we use an induction-based approach to show that the iterates are bounded in expectation.
Newton-Puiseux Analysis for Interpretability and Calibration of Complex-Valued Neural Networks
Complex-valued neural networks (CVNNs) excel where phase matters, yet their multi-sheeted decision surfaces defy standard explainability and calibration tools. We propose a \emph{Newton-Puiseux} framework that fits a local polynomial surrogate to a high-uncertainty input and analytically decomposes this surrogate into fractional-power series. The resulting Puiseux expansions, dominant Puiseux coefficients, and phase-aligned curvature descriptors deliver closed-form estimates of robustness and over-confidence that gradient - or perturbation-based methods (saliency, LIME, SHAP) cannot provide. On a controlled $\mathbb{C}^2$ helix the surrogate attains RMSE $< 0.09$ while recovering the number of decision sheets; quartic coefficients predict adversarial flip radii within $10^{-3}$. On the real-world MIT-BIH arrhythmia corpus, Puiseux-guided, phase-aware temperature scaling lowers expected calibration error from 0.087 to 0.034, contributing to the advancement of CVNNs. Full code, pre-trained weights, and scripts are at https://github.com/piotrmgs/puiseux-cvnn.