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 Statistical Learning


FedHL: Federated Learning for Heterogeneous Low-Rank Adaptation via Unbiased Aggregation

arXiv.org Artificial Intelligence

--Federated Learning (FL) facilitates the fine-tuning of Foundation Models (FMs) using distributed data sources, with Low-Rank Adaptation (LoRA) gaining popularity due to its low communication costs and strong performance. While recent work acknowledges the benefits of heterogeneous LoRA in FL and introduces flexible algorithms to support its implementation, our theoretical analysis reveals a critical gap: existing methods lack formal convergence guarantees due to parameter truncation and biased gradient updates. Specifically, adapting client-specific LoRA ranks necessitates truncating global parameters, which introduces inherent truncation errors and leads to subsequent inaccurate gradient updates that accumulate over training rounds, ultimately degrading performance. T o address the above issues, we propose FedHL, a simple yet effective Federated Learning framework tailored for Heterogeneous LoRA. By leveraging the full-rank global model as a calibrated aggregation basis, FedHL eliminates the direct truncation bias from initial alignment with client-specific ranks. Furthermore, we derive the theoretically optimal aggregation weights by minimizing the gradient drift term in the convergence upper bound. Our analysis shows that FedHL guarantees O (1 / T) convergence rate, and experiments on multiple real-world datasets demonstrate a 1-3% improvement over several state-of-the-art methods. Zihao Peng, Jiandian Zeng, and Guo Li are with the Institute of Artificial Intelligence and Future Networks, Beijing Normal University, Zhuhai 519087, China (e-mail: { pzh cs, liguo }@mail.bnu.edu.cn; Boyuan Li is with the School of Computer Science and Artificial Intelligence, Zhengzhou University, Zhengzhou 450001, China (e-mail: l202311841010602@gs.zzu.edu.cn). Shengbo Chen is with the School of Software, Nanchang University, Nanchang 330000, China (e-mail: ccb02kingdom@gmail.com).


Breaking Silos: Adaptive Model Fusion Unlocks Better Time Series Forecasting

arXiv.org Artificial Intelligence

Time-series forecasting plays a critical role in many real-world applications. Although increasingly powerful models have been developed and achieved superior results on benchmark datasets, through a fine-grained sample-level inspection, we find that (i) no single model consistently outperforms others across different test samples, but instead (ii) each model excels in specific cases. These findings prompt us to explore how to adaptively leverage the distinct strengths of various forecasting models for different samples. We introduce TimeFuse, a framework for collective time-series forecasting with sample-level adaptive fusion of heterogeneous models. TimeFuse utilizes meta-features to characterize input time series and trains a learnable fusor to predict optimal model fusion weights for any given input. The fusor can leverage samples from diverse datasets for joint training, allowing it to adapt to a wide variety of temporal patterns and thus generalize to new inputs, even from unseen datasets. Extensive experiments demonstrate the effectiveness of TimeFuse in various long-/short-term forecasting tasks, achieving near-universal improvement over the state-of-the-art individual models. Code is available at https://github.com/ZhiningLiu1998/TimeFuse.


Development of Interactive Nomograms for Predicting Short-Term Survival in ICU Patients with Aplastic Anemia

arXiv.org Artificial Intelligence

Aplastic anemia is a rare, life-threatening hematologic disorder characterized by pancytopenia and bone marrow failure. ICU admission in these patients often signals critical complications or disease progression, making early risk assessment crucial for clinical decision-making and resource allocation. In this study, we used the MIMIC-IV database to identify ICU patients diagnosed with aplastic anemia and extracted clinical features from five domains: demographics, synthetic indicators, laboratory results, comorbidities, and medications. Over 400 variables were reduced to seven key predictors through machine learning-based feature selection. Logistic regression and Cox regression models were constructed to predict 7-, 14-, and 28-day mortality, and their performance was evaluated using AUROC. External validation was conducted using the eICU Collaborative Research Database to assess model generalizability. Among 1,662 included patients, the logistic regression model demonstrated superior performance, with AUROC values of 0.8227, 0.8311, and 0.8298 for 7-, 14-, and 28-day mortality, respectively, compared to the Cox model. External validation yielded AUROCs of 0.7391, 0.7119, and 0.7093. Interactive nomograms were developed based on the logistic regression model to visually estimate individual patient risk. In conclusion, we identified a concise set of seven predictors, led by APS III, to build validated and generalizable nomograms that accurately estimate short-term mortality in ICU patients with aplastic anemia. These tools may aid clinicians in personalized risk stratification and decision-making at the point of care.


Strictly Constrained Generative Modeling via Split Augmented Langevin Sampling

arXiv.org Artificial Intelligence

Deep generative models hold great promise for representing complex physical systems, but their deployment is currently limited by the lack of guarantees on the physical plausibility of the generated outputs. Ensuring that known physical constraints are enforced is therefore critical when applying generative models to scientific and engineering problems. We address this limitation by developing a principled framework for sampling from a target distribution while rigorously satisfying physical constraints. Leveraging the variational formulation of Langevin dynamics, we propose Split Augmented Langevin (SAL), a novel primal-dual sampling algorithm that enforces constraints progressively through variable splitting, with convergence guarantees. While the method is developed theoretically for Langevin dynamics, we demonstrate its effective applicability to diffusion models. In particular, we use constrained diffusion models to generate physical fields satisfying energy and mass conservation laws. We apply our method to diffusion-based data assimilation on a complex physical system, where enforcing physical constraints substantially improves both forecast accuracy and the preservation of critical conserved quantities. We also demonstrate the potential of SAL for challenging feasibility problems in optimal control.


Imitation Learning via Focused Satisficing

arXiv.org Artificial Intelligence

Imitation learning often assumes that demonstrations are close to optimal according to some fixed, but unknown, cost function. However, according to satisficing theory, humans often choose acceptable behavior based on their personal (and potentially dynamic) levels of aspiration, rather than achieving (near-) optimality. For example, a lunar lander demonstration that successfully lands without crashing might be acceptable to a novice despite being slow or jerky. Using a margin-based objective to guide deep reinforcement learning, our focused satisficing approach to imitation learning seeks a policy that surpasses the demonstrator's aspiration levels -- defined over trajectories or portions of trajectories -- on unseen demonstrations without explicitly learning those aspirations. We show experimentally that this focuses the policy to imitate the highest quality (portions of) demonstrations better than existing imitation learning methods, providing much higher rates of guaranteed acceptability to the demonstrator, and competitive true returns on a range of environments.


KHRONOS: a Kernel-Based Neural Architecture for Rapid, Resource-Efficient Scientific Computation

arXiv.org Artificial Intelligence

Contemporary models of high dimensional physical systems are constrained by the curse of dimensionality and a reliance on dense data. We introduce KHRONOS (Kernel Expansion Hierarchy for Reduced Order, Neural Optimized Surrogates), an AI framework for model based, model free and model inversion tasks. KHRONOS constructs continuously differentiable target fields with a hierarchical composition of per-dimension kernel expansions, which are tensorized into modes and then superposed. We evaluate KHRONOS on a canonical 2D, Poisson equation benchmark: across 16 to 512 degrees of freedom (DoFs), it obtained L_2-square errors of 5e-4 down to 6e-11. This represents a greater than 100-fold gain over Kolmogorov Arnold Networks (which itself reports a 100 times improvement on MLPs/PINNs with 100 times fewer parameters) when controlling for the number of parameters. This also represents a 1e6-fold improvement in L_2-square error compared to standard linear FEM at comparable DoFs. Inference complexity is dominated by inner products, yielding sub-millisecond full-field predictions that scale to an arbitrary resolution. For inverse problems, KHRONOS facilitates rapid, iterative level set recovery in only a few forward evaluations, with sub-microsecond per sample latency. KHRONOS's scalability, expressivity, and interpretability open new avenues in constrained edge computing, online control, computer vision, and beyond.


Birch SGD: A Tree Graph Framework for Local and Asynchronous SGD Methods

arXiv.org Artificial Intelligence

We propose a new unifying framework, Birch SGD, for analyzing and designing distributed SGD methods. The central idea is to represent each method as a weighted directed tree, referred to as a computation tree. Leveraging this representation, we introduce a general theoretical result that reduces convergence analysis to studying the geometry of these trees. This perspective yields a purely graph-based interpretation of optimization dynamics, offering a new and intuitive foundation for method development. Using Birch SGD, we design eight new methods and analyze them alongside previously known ones, with at least six of the new methods shown to have optimal computational time complexity. Our research leads to two key insights: (i) all methods share the same "iteration rate" of $O\left(\frac{(R + 1) L ฮ”}{\varepsilon} + \frac{ฯƒ^2 L ฮ”}{\varepsilon^2}\right)$, where $R$ the maximum "tree distance" along the main branch of a tree; and (ii) different methods exhibit different trade-offs-for example, some update iterates more frequently, improving practical performance, while others are more communication-efficient or focus on other aspects. Birch SGD serves as a unifying framework for navigating these trade-offs. We believe these results provide a unified foundation for understanding, analyzing, and designing efficient asynchronous and parallel optimization methods.


Toward Malicious Clients Detection in Federated Learning

arXiv.org Artificial Intelligence

Federated learning (FL) enables multiple clients to collaboratively train a global machine learning model without sharing their raw data. However, the decentralized nature of FL introduces vulnerabilities, particularly to poisoning attacks, where malicious clients manipulate their local models to disrupt the training process. While Byzantine-robust aggregation rules have been developed to mitigate such attacks, they remain inadequate against more advanced threats. In response, recent advancements have focused on FL detection techniques to identify potentially malicious participants. Unfortunately, these methods often misclassify numerous benign clients as threats or rely on unrealistic assumptions about the server's capabilities. In this paper, we propose a novel algorithm, SafeFL, specifically designed to accurately identify malicious clients in FL. The SafeFL approach involves the server collecting a series of global models to generate a synthetic dataset, which is then used to distinguish between malicious and benign models based on their behavior. Extensive testing demonstrates that SafeFL outperforms existing methods, offering superior efficiency and accuracy in detecting malicious clients.


Cluster-Aware Multi-Round Update for Wireless Federated Learning in Heterogeneous Environments

arXiv.org Artificial Intelligence

The aggregation efficiency and accuracy of wireless Federated Learning (FL) are significantly affected by resource constraints, especially in heterogeneous environments where devices exhibit distinct data distributions and communication capabilities. This paper proposes a clustering strategy that leverages prior knowledge similarity to group devices with similar data and communication characteristics, mitigating performance degradation from heterogeneity. On this basis, a novel Cluster- Aware Multi-round Update (CAMU) strategy is proposed, which treats clusters as the basic units and adjusts the local update frequency based on the clustered contribution threshold, effectively reducing update bias and enhancing aggregation accuracy. The theoretical convergence of the CAMU strategy is rigorously validated. Meanwhile, based on the convergence upper bound, the local update frequency and transmission power of each cluster are jointly optimized to achieve an optimal balance between computation and communication resources under constrained conditions, significantly improving the convergence efficiency of FL. Experimental results demonstrate that the proposed method effectively improves the model performance of FL in heterogeneous environments and achieves a better balance between communication cost and computational load under limited resources.


Accurate and Efficient Multivariate Time Series Forecasting via Offline Clustering

arXiv.org Artificial Intelligence

--Accurate and efficient multivariate time series (MTS) forecasting is essential for applications such as traffic management and weather prediction, which depend on capturing long-range temporal dependencies and interactions between entities. Existing methods, particularly those based on Transformer architectures, compute pairwise dependencies across all time steps, leading to a computational complexity that scales quadratically with the length of the input. T o overcome these challenges, we introduce the Forecaster with Offline Clustering Using Segments (FOCUS), a novel approach to MTS forecasting that simplifies long-range dependency modeling through the use of prototypes extracted via offline clustering. These prototypes encapsulate high-level events in the real-world system underlying the data, summarizing the key characteristics of similar time segments. By identifying prototypes during the offline clustering phase, FOCUS reduces the computational complexity of modeling long-range dependencies in the online phase to linear scaling. Extensive experiments across diverse benchmarks demonstrate that FOCUS achieves state-of-the-art accuracy while significantly reducing computational costs. Accurate and efficient multivariate time series (MTS) forecasting is of great importance in various real-world applications [3], [13], [16], [46], [65], [77], [78], [82], [83]. MTS data, characterized by its complex structure encompassing both temporal and entity dimensions [22]-[24], [47], [77], [85], is crucial for enabling precise predictions across different application scenarios. For example, in traffic flow forecasting, accurate predictions can optimize resource allocation [16], [17], [77], while in weather forecasting, efficient predictions can provide timely warnings to the public [35], [73]. A key challenge in achieving accurate MTS forecasting lies in modeling long-range dependencies [34], [52], [62], [92]. Modeling these long-range dependencies involves two primary steps: First, identifying potential events within the data, such as peaks in traffic or fluctuations in climate. Each event corresponds to a cluster of similar time segments, where each cluster shares a representative segment pattern, referred to as a prototype. Next, these prototypes and their corresponding events are analyzed to further explore their temporal relationships and interactions between entities.