Clustering
Fair Labeled Clustering
Esmaeili, Seyed A., Duppala, Sharmila, Dickerson, John P., Brubach, Brian
Numerous algorithms have been produced for the fundamental problem of clustering under many different notions of fairness. Perhaps the most common family of notions currently studied is group fairness, in which proportional group representation is ensured in every cluster. We extend this direction by considering the downstream application of clustering and how group fairness should be ensured for such a setting. Specifically, we consider a common setting in which a decision-maker runs a clustering algorithm, inspects the center of each cluster, and decides an appropriate outcome (label) for its corresponding cluster. In hiring for example, there could be two outcomes, positive (hire) or negative (reject), and each cluster would be assigned one of these two outcomes. To ensure group fairness in such a setting, we would desire proportional group representation in every label but not necessarily in every cluster as is done in group fair clustering. We provide algorithms for such problems and show that in contrast to their NP-hard counterparts in group fair clustering, they permit efficient solutions. We also consider a well-motivated alternative setting where the decision-maker is free to assign labels to the clusters regardless of the centers' positions in the metric space. We show that this setting exhibits interesting transitions from computationally hard to easy according to additional constraints on the problem. Moreover, when the constraint parameters take on natural values we show a randomized algorithm for this setting that always achieves an optimal clustering and satisfies the fairness constraints in expectation. Finally, we run experiments on real world datasets that validate the effectiveness of our algorithms.
Fast Continual Multi-View Clustering with Incomplete Views
Wan, Xinhang, Xiao, Bin, Liu, Xinwang, Liu, Jiyuan, Liang, Weixuan, Zhu, En
Multi-view clustering (MVC) has gained broad attention owing to its capacity to exploit consistent and complementary information across views. This paper focuses on a challenging issue in MVC called the incomplete continual data problem (ICDP). In specific, most existing algorithms assume that views are available in advance and overlook the scenarios where data observations of views are accumulated over time. Due to privacy considerations or memory limitations, previous views cannot be stored in these situations. Some works are proposed to handle it, but all fail to address incomplete views. Such an incomplete continual data problem (ICDP) in MVC is tough to solve since incomplete information with continual data increases the difficulty of extracting consistent and complementary knowledge among views. We propose Fast Continual Multi-View Clustering with Incomplete Views (FCMVC-IV) to address it. Specifically, it maintains a consensus coefficient matrix and updates knowledge with the incoming incomplete view rather than storing and recomputing all the data matrices. Considering that the views are incomplete, the newly collected view might contain samples that have yet to appear; two indicator matrices and a rotation matrix are developed to match matrices with different dimensions. Besides, we design a three-step iterative algorithm to solve the resultant problem in linear complexity with proven convergence. Comprehensive experiments on various datasets show the superiority of FCMVC-IV.
ANTM: An Aligned Neural Topic Model for Exploring Evolving Topics
Rahimi, Hamed, Naacke, Hubert, Constantin, Camelia, Amann, Bernd
This paper presents an algorithmic family of dynamic topic models called Aligned Neural Topic Models (ANTM), which combine novel data mining algorithms to provide a modular framework for discovering evolving topics. ANTM maintains the temporal continuity of evolving topics by extracting time-aware features from documents using advanced pre-trained Large Language Models (LLMs) and employing an overlapping sliding window algorithm for sequential document clustering. This overlapping sliding window algorithm identifies a different number of topics within each time frame and aligns semantically similar document clusters across time periods. This process captures emerging and fading trends across different periods and allows for a more interpretable representation of evolving topics. Experiments on four distinct datasets show that ANTM outperforms probabilistic dynamic topic models in terms of topic coherence and diversity metrics. Moreover, it improves the scalability and flexibility of dynamic topic models by being accessible and adaptable to different types of algorithms. Additionally, a Python package is developed for researchers and scientists who wish to study the trends and evolving patterns of topics in large-scale textual data.
Affinity Clustering Framework for Data Debiasing Using Pairwise Distribution Discrepancy
Ghodsi, Siamak, Ntoutsi, Eirini
Group imbalance, resulting from inadequate or unrepresentative data collection methods, is a primary cause of representation bias in datasets. Representation bias can exist with respect to different groups of one or more protected attributes and might lead to prejudicial and discriminatory outcomes toward certain groups of individuals; in cases where a learning model is trained on such biased data. This paper presents MASC, a data augmentation approach that leverages affinity clustering to balance the representation of non-protected and protected groups of a target dataset by utilizing instances of the same protected attributes from similar datasets that are categorized in the same cluster as the target dataset by sharing instances of the protected attribute. The proposed method involves constructing an affinity matrix by quantifying distribution discrepancies between dataset pairs and transforming them into a symmetric pairwise similarity matrix. A non-parametric spectral clustering is then applied to this affinity matrix, automatically categorizing the datasets into an optimal number of clusters. We perform a step-by-step experiment as a demo of our method to show the procedure of the proposed data augmentation method and evaluate and discuss its performance. A comparison with other data augmentation methods, both pre- and post-augmentation, is conducted, along with a model evaluation analysis of each method. Our method can handle non-binary protected attributes so, in our experiments, bias is measured in a non-binary protected attribute setup w.r.t. racial groups distribution for two separate minority groups in comparison with the majority group before and after debiasing. Empirical results imply that our method of augmenting dataset biases using real (genuine) data from similar contexts can effectively debias the target datasets comparably to existing data augmentation strategies.
Analyzing Credit Risk Model Problems through NLP-Based Clustering and Machine Learning: Insights from Validation Reports
Lis, Szymon, Kubkowski, Mariusz, Borkowska, Olimpia, Serwa, Dobromił, Kurpanik, Jarosław
This paper explores the use of clustering methods and machine learning algorithms, including Natural Language Processing (NLP), to identify and classify problems identified in credit risk models through textual information contained in validation reports. Using a unique dataset of 657 findings raised by validation teams in a large international banking group between January 2019 and December 2022. The findings are classified into nine validation dimensions and assigned a severity level by validators using their expert knowledge. The authors use embedding generation for the findings' titles and observations using four different pre-trained models, including "module\_url" from TensorFlow Hub and three models from the SentenceTransformer library, namely "all-mpnet-base-v2", "all-MiniLM-L6-v2", and "paraphrase-mpnet-base-v2". The paper uses and compares various clustering methods in grouping findings with similar characteristics, enabling the identification of common problems within each validation dimension and severity. The results of the study show that clustering is an effective approach for identifying and classifying credit risk model problems with accuracy higher than 60\%. The authors also employ machine learning algorithms, including logistic regression and XGBoost, to predict the validation dimension and its severity, achieving an accuracy of 80\% for XGBoost algorithm. Furthermore, the study identifies the top 10 words that predict a validation dimension and severity. Overall, this paper makes a contribution by demonstrating the usefulness of clustering and machine learning for analyzing textual information in validation reports, and providing insights into the types of problems encountered in the development and validation of credit risk models.
Unsupervised Paraphrasing of Multiword Expressions
Wada, Takashi, Matsumoto, Yuji, Baldwin, Timothy, Lau, Jey Han
We propose an unsupervised approach to paraphrasing multiword expressions (MWEs) in context. Our model employs only monolingual corpus data and pre-trained language models (without fine-tuning), and does not make use of any external resources such as dictionaries. We evaluate our method on the SemEval 2022 idiomatic semantic text similarity task, and show that it outperforms all unsupervised systems and rivals supervised systems.
A Survey on Machine Learning Solutions for Graph Pattern Extraction
Yow, Kai Siong, Liao, Ningyi, Luo, Siqiang, Cheng, Reynold, Ma, Chenhao, Han, Xiaolin
A subgraph is constructed by using a subset of vertices and edges of a given graph. There exist many graph properties that are hereditary for subgraphs. Hence, researchers from different communities have paid a great deal of attention in studying numerous subgraph problems, on top of the ordinary graph problems. Many algorithms are proposed in studying subgraph problems, where one common approach is by extracting the patterns and structures of a given graph. Due to the complex structures of certain types of graphs and to improve overall performances of the existing frameworks, machine learning techniques have recently been employed in dealing with various subgraph problems. In this article, we present a comprehensive review on five well known subgraph problems that have been tackled by using machine learning methods. They are subgraph isomorphism (both counting and matching), maximum common subgraph, community detection and community search problems. We provide an outline of each proposed method, and examine its designs and performances. We also explore non-learning-based algorithms for each problem and a brief discussion is given. We then suggest some promising research directions in this area, hoping that relevant subgraph problems can be tackled by using a similar strategy. Since there is a huge growth in employing machine learning techniques in recent years, we believe that this survey will serve as a good reference point to relevant research communities.
When Does Bottom-up Beat Top-down in Hierarchical Community Detection?
Dreveton, Maximilien, Kuroda, Daichi, Grossglauser, Matthias, Thiran, Patrick
Hierarchical clustering of networks consists in finding a tree of communities, such that lower levels of the hierarchy reveal finer-grained community structures. There are two main classes of algorithms tackling this problem. Divisive ($\textit{top-down}$) algorithms recursively partition the nodes into two communities, until a stopping rule indicates that no further split is needed. In contrast, agglomerative ($\textit{bottom-up}$) algorithms first identify the smallest community structure and then repeatedly merge the communities using a $\textit{linkage}$ method. In this article, we establish theoretical guarantees for the recovery of the hierarchical tree and community structure of a Hierarchical Stochastic Block Model by a bottom-up algorithm. We also establish that this bottom-up algorithm attains the information-theoretic threshold for exact recovery at intermediate levels of the hierarchy. Notably, these recovery conditions are less restrictive compared to those existing for top-down algorithms. This shows that bottom-up algorithms extend the feasible region for achieving exact recovery at intermediate levels. Numerical experiments on both synthetic and real data sets confirm the superiority of bottom-up algorithms over top-down algorithms. We also observe that top-down algorithms can produce dendrograms with inversions. These findings contribute to a better understanding of hierarchical clustering techniques and their applications in network analysis.
Adversarial Robustness in Unsupervised Machine Learning: A Systematic Review
Mohus, Mathias Lundteigen, Li, Jinyue
As the adoption of machine learning models increases, ensuring robust models against adversarial attacks is increasingly important. With unsupervised machine learning gaining more attention, ensuring it is robust against attacks is vital. This paper conducts a systematic literature review on the robustness of unsupervised learning, collecting 86 papers. Our results show that most research focuses on privacy attacks, which have effective defenses; however, many attacks lack effective and general defensive measures. Based on the results, we formulate a model on the properties of an attack on unsupervised learning, contributing to future research by providing a model to use.
Byzantine-Robust Clustered Federated Learning
Tao, Zhixu, Yang, Kun, Kulkarni, Sanjeev R.
This paper focuses on the problem of adversarial attacks from Byzantine machines in a Federated Learning setting where non-Byzantine machines can be partitioned into disjoint clusters. In this setting, non-Byzantine machines in the same cluster have the same underlying data distribution, and different clusters of non-Byzantine machines have different learning tasks. Byzantine machines can adversarially attack any cluster and disturb the training process on clusters they attack. In the presence of Byzantine machines, the goal of our work is to identify cluster membership of non-Byzantine machines and optimize the models learned by each cluster. We adopt the Iterative Federated Clustering Algorithm (IFCA) framework of Ghosh et al. (2020) to alternatively estimate cluster membership and optimize models. In order to make this framework robust against adversarial attacks from Byzantine machines, we use coordinate-wise trimmed mean and coordinate-wise median aggregation methods used by Yin et al. (2018). Specifically, we propose a new Byzantine-Robust Iterative Federated Clustering Algorithm to improve on the results in Ghosh et al. (2019). We prove a convergence rate for this algorithm for strongly convex loss functions. We compare our convergence rate with the convergence rate of an existing algorithm, and we demonstrate the performance of our algorithm on simulated data.