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 Clustering


Multi-Level Additive Modeling for Structured Non-IID Federated Learning

arXiv.org Artificial Intelligence

The primary challenge in Federated Learning (FL) is to model non-IID distributions across clients, whose fine-grained structure is important to improve knowledge sharing. For example, some knowledge is globally shared across all clients, some is only transferable within a subgroup of clients, and some are client-specific. To capture and exploit this structure, we train models organized in a multi-level structure, called ``Multi-level Additive Models (MAM)'', for better knowledge-sharing across heterogeneous clients and their personalization. In federated MAM (FeMAM), each client is assigned to at most one model per level and its personalized prediction sums up the outputs of models assigned to it across all levels. For the top level, FeMAM trains one global model shared by all clients as FedAvg. For every mid-level, it learns multiple models each assigned to a subgroup of clients, as clustered FL. Every bottom-level model is trained for one client only. In the training objective, each model aims to minimize the residual of the additive predictions by the other models assigned to each client. To approximate the arbitrary structure of non-IID across clients, FeMAM introduces more flexibility and adaptivity to FL by incrementally adding new models to the prediction of each client and reassigning another if necessary, automatically optimizing the knowledge-sharing structure. Extensive experiments show that FeMAM surpasses existing clustered FL and personalized FL methods in various non-IID settings. Our code is available at https://github.com/shutong043/FeMAM.


Rethinking Independent Cross-Entropy Loss For Graph-Structured Data

arXiv.org Artificial Intelligence

Graph neural networks (GNNs) have exhibited prominent performance in learning graph-structured data. Considering node classification task, based on the i.i.d assumption among node labels, the traditional supervised learning simply sums up cross-entropy losses of the independent training nodes and applies the average loss to optimize GNNs' weights. But different from other data formats, the nodes are naturally connected. It is found that the independent distribution modeling of node labels restricts GNNs' capability to generalize over the entire graph and defend adversarial attacks. In this work, we propose a new framework, termed joint-cluster supervised learning, to model the joint distribution of each node with its corresponding cluster. We learn the joint distribution of node and cluster labels conditioned on their representations, and train GNNs with the obtained joint loss. In this way, the data-label reference signals extracted from the local cluster explicitly strengthen the discrimination ability on the target node. The extensive experiments demonstrate that our joint-cluster supervised learning can effectively bolster GNNs' node classification accuracy. Furthermore, being benefited from the reference signals which may be free from spiteful interference, our learning paradigm significantly protects the node classification from being affected by the adversarial attack.


Machine learning in business process management: A systematic literature review

arXiv.org Artificial Intelligence

Machine learning (ML) provides algorithms to create computer programs based on data without explicitly programming them. In business process management (BPM), ML applications are used to analyse and improve processes efficiently. Three frequent examples of using ML are providing decision support through predictions, discovering accurate process models, and improving resource allocation. This paper organises the body of knowledge on ML in BPM. We extract BPM tasks from different literature streams, summarise them under the phases of a process`s lifecycle, explain how ML helps perform these tasks and identify technical commonalities in ML implementations across tasks. This study is the first exhaustive review of how ML has been used in BPM. We hope that it can open the door for a new era of cumulative research by helping researchers to identify relevant preliminary work and then combine and further develop existing approaches in a focused fashion. Our paper helps managers and consultants to find ML applications that are relevant in the current project phase of a BPM initiative, like redesigning a business process. We also offer - as a synthesis of our review - a research agenda that spreads ten avenues for future research, including applying novel ML concepts like federated learning, addressing less regarded BPM lifecycle phases like process identification, and delivering ML applications with a focus on end-users.


Risk Factor Identification In Osteoporosis Using Unsupervised Machine Learning Techniques

arXiv.org Artificial Intelligence

In this study, the reliability of identified risk factors associated with osteoporosis is investigated using a new clustering-based method on electronic medical records. This study proposes utilizing a new CLustering Iterations Framework (CLIF) that includes an iterative clustering framework that can adapt any of the following three components: clustering, feature selection, and principal feature identification. The study proposes using Wasserstein distance to identify principal features, borrowing concepts from the optimal transport theory. The study also suggests using a combination of ANOVA and ablation tests to select influential features from a data set. Some risk factors presented in existing works are endorsed by our identified significant clusters, while the reliability of some other risk factors is weakened.


Towards Client Driven Federated Learning

arXiv.org Artificial Intelligence

Conventional federated learning (FL) frameworks follow a server-driven model where the server determines session initiation and client participation, which faces challenges in accommodating clients' asynchronous needs for model updates. We introduce Client-Driven Federated Learning (CDFL), a novel FL framework that puts clients at the driving role. In CDFL, each client independently and asynchronously updates its model by uploading the locally trained model to the server and receiving a customized model tailored to its local task. The server maintains a repository of cluster models, iteratively refining them using received client models. Our framework accommodates complex dynamics in clients' data distributions, characterized by time-varying mixtures of cluster distributions, enabling rapid adaptation to new tasks with superior performance. In contrast to traditional clustered FL protocols that send multiple cluster models to a client to perform distribution estimation, we propose a paradigm that offloads the estimation task to the server and only sends a single model to a client, and novel strategies to improve estimation accuracy. We provide a theoretical analysis of CDFL's convergence. Extensive experiments across various datasets and system settings highlight CDFL's substantial advantages in model performance and computation efficiency over baselines.


Hierarchical Clustering via Local Search

arXiv.org Artificial Intelligence

In this paper, we introduce a local search algorithm for hierarchical clustering. For the local step, we consider a tree re-arrangement operation, known as the {\em interchange}, which involves swapping two closely positioned sub-trees within a tree hierarchy. The interchange operation has been previously used in the context of phylogenetic trees. As the objective function for evaluating the resulting hierarchies, we utilize the revenue function proposed by Moseley and Wang (NIPS 2017.) In our main result, we show that any locally optimal tree guarantees a revenue of at least $\frac{n-2}{3}\sum_{i < j}w(i,j)$ where is $n$ the number of objects and $w: [n] \times [n] \rightarrow \mathbb{R}^+$ is the associated similarity function. This finding echoes the previously established bound for the average link algorithm as analyzed by Moseley and Wang. We demonstrate that this alignment is not coincidental, as the average link trees enjoy the property of being locally optimal with respect to the interchange operation. Consequently, our study provides an alternative insight into the average link algorithm and reveals the existence of a broader range of hierarchies with relatively high revenue achievable through a straightforward local search algorithm. Furthermore, we present an implementation of the local search framework, where each local step requires $O(n)$ computation time. Our empirical results indicate that the proposed method, used as post-processing step, can effectively generate a hierarchical clustering with substantial revenue.


Discovering deposition process regimes: leveraging unsupervised learning for process insights, surrogate modeling, and sensitivity analysis

arXiv.org Artificial Intelligence

This work introduces a comprehensive approach utilizing data-driven methods to elucidate the deposition process regimes in Chemical Vapor Deposition (CVD) reactors and the interplay of physical mechanism that dominate in each one of them. Through this work, we address three key objectives. Firstly, our methodology relies on process outcomes, derived by a detailed CFD model, to identify clusters of "outcomes" corresponding to distinct process regimes, wherein the relative influence of input variables undergoes notable shifts. This phenomenon is experimentally validated through Arrhenius plot analysis, affirming the efficacy of our approach. Secondly, we demonstrate the development of an efficient surrogate model, based on Polynomial Chaos Expansion (PCE), that maintains accuracy, facilitating streamlined computational analyses. Finally, as a result of PCE, sensitivity analysis is made possible by means of Sobol' indices, that quantify the impact of process inputs across identified regimes. The insights gained from our analysis contribute to the formulation of hypotheses regarding phenomena occurring beyond the transition regime. Notably, the significance of temperature even in the diffusion-limited regime, as evidenced by the Arrhenius plot, suggests activation of gas phase reactions at elevated temperatures. Importantly, our proposed methods yield insights that align with experimental observations and theoretical principles, aiding decision-making in process design and optimization. By circumventing the need for costly and time-consuming experiments, our approach offers a pragmatic pathway towards enhanced process efficiency. Moreover, this study underscores the potential of data-driven computational methods for innovating reactor design paradigms.


SCALM: Towards Semantic Caching for Automated Chat Services with Large Language Models

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have become increasingly popular, transforming a wide range of applications across various domains. However, the real-world effectiveness of their query cache systems has not been thoroughly investigated. In this work, we for the first time conducted an analysis on real-world human-to-LLM interaction data, identifying key challenges in existing caching solutions for LLM-based chat services. Our findings reveal that current caching methods fail to leverage semantic connections, leading to inefficient cache performance and extra token costs. To address these issues, we propose SCALM, a new cache architecture that emphasizes semantic analysis and identifies significant cache entries and patterns. We also detail the implementations of the corresponding cache storage and eviction strategies. Our evaluations show that SCALM increases cache hit ratios and reduces operational costs for LLMChat services. Compared with other state-of-the-art solutions in GPTCache, SCALM shows, on average, a relative increase of 63% in cache hit ratio and a relative improvement of 77% in tokens savings.


ECLIPSE: Semantic Entropy-LCS for Cross-Lingual Industrial Log Parsing

arXiv.org Artificial Intelligence

Log parsing, a vital task for interpreting the vast and complex data produced within software architectures faces significant challenges in the transition from academic benchmarks to the industrial domain. Existing log parsers, while highly effective on standardized public datasets, struggle to maintain performance and efficiency when confronted with the sheer scale and diversity of real-world industrial logs. These challenges are two-fold: 1) massive log templates: The performance and efficiency of most existing parsers will be significantly reduced when logs of growing quantities and different lengths; 2) Complex and changeable semantics: Traditional template-matching algorithms cannot accurately match the log templates of complicated industrial logs because they cannot utilize cross-language logs with similar semantics. To address these issues, we propose ECLIPSE, Enhanced Cross-Lingual Industrial log Parsing with Semantic Entropy-LCS, since cross-language logs can robustly parse industrial logs. On the one hand, it integrates two efficient data-driven template-matching algorithms and Faiss indexing. On the other hand, driven by the powerful semantic understanding ability of the Large Language Model (LLM), the semantics of log keywords were accurately extracted, and the retrieval space was effectively reduced. Notably, we launch a Chinese and English cross-platform industrial log parsing benchmark ECLIPSE- BENCH to evaluate the performance of mainstream parsers in industrial scenarios. Our experimental results across public benchmarks and ECLIPSE- BENCH underscore the superior performance and robustness of our proposed ECLIPSE. Notably, ECLIPSE both delivers state-of-the-art performance when compared to strong baselines and preserves a significant edge in processing efficiency.


Clustering Survival Data using a Mixture of Non-parametric Experts

arXiv.org Machine Learning

Survival analysis aims to predict the timing of future events across various fields, from medical outcomes to customer churn. However, the integration of clustering into survival analysis, particularly for precision medicine, remains underexplored. This study introduces SurvMixClust, a novel algorithm for survival analysis that integrates clustering with survival function prediction within a unified framework. SurvMixClust learns latent representations for clustering while also predicting individual survival functions using a mixture of non-parametric experts. Our evaluations on five public datasets show that SurvMixClust creates balanced clusters with distinct survival curves, outperforms clustering baselines, and competes with non-clustering survival models in predictive accuracy, as measured by the time-dependent c-index and log-rank metrics.