Performance Analysis
Data-Driven Estimation of the False Positive Rate of the Bayes Binary Classifier via Soft Labels
Jeong, Minoh, Cardone, Martina, Dytso, Alex
Classification is a fundamental task in many applications on which data-driven methods have shown outstanding performances. However, it is challenging to determine whether such methods have achieved the optimal performance. This is mainly because the best achievable performance is typically unknown and hence, effectively estimating it is of prime importance. In this paper, we consider binary classification problems and we propose an estimator for the false positive rate (FPR) of the Bayes classifier, that is, the optimal classifier with respect to accuracy, from a given dataset. Our method utilizes soft labels, or real-valued labels, which are gaining significant traction thanks to their properties. We thoroughly examine various theoretical properties of our estimator, including its consistency, unbiasedness, rate of convergence, and variance. To enhance the versatility of our estimator beyond soft labels, we also consider noisy labels, which encompass binary labels. For noisy labels, we develop effective FPR estimators by leveraging a denoising technique and the Nadaraya-Watson estimator. Due to the symmetry of the problem, our results can be readily applied to estimate the false negative rate of the Bayes classifier.
Beyond Eviction Prediction: Leveraging Local Spatiotemporal Public Records to Inform Action
Mashiat, Tasfia, DiChristofano, Alex, Fowler, Patrick J., Das, Sanmay
There has been considerable recent interest in scoring properties on the basis of eviction risk. The success of methods for eviction prediction is typically evaluated using different measures of predictive accuracy. However, the underlying goal of such prediction is to direct appropriate assistance to households that may be at greater risk so they remain stably housed. Thus, we must ask the question of how useful such predictions are in targeting outreach efforts - informing action. In this paper, we investigate this question using a novel dataset that matches information on properties, evictions, and owners. We perform an eviction prediction task to produce risk scores and then use these risk scores to plan targeted outreach policies. We show that the risk scores are, in fact, useful, enabling a theoretical team of caseworkers to reach more eviction-prone properties in the same amount of time, compared to outreach policies that are either neighborhood-based or focus on buildings with a recent history of evictions. We also discuss the importance of neighborhood and ownership features in both risk prediction and targeted outreach.
A Statistical Framework for Measuring AI Reliance
Guo, Ziyang, Wu, Yifan, Hartline, Jason, Hullman, Jessica
Humans frequently make decisions with the aid of artificially intelligent (AI) systems. A common pattern is for the AI to recommend an action to the human who retains control over the final decision. Researchers have identified ensuring that a human has appropriate reliance on an AI as a critical component of achieving complementary performance. We argue that the current definition of appropriate reliance used in such research lacks formal statistical grounding and can lead to contradictions. We propose a formal definition of reliance, based on statistical decision theory, which separates the concepts of reliance as the probability the decision-maker follows the AI's prediction from challenges a human may face in differentiating the signals and forming accurate beliefs about the situation. Our definition gives rise to a framework that can be used to guide the design and interpretation of studies on human-AI complementarity and reliance. Using recent AI-advised decision making studies from literature, we demonstrate how our framework can be used to separate the loss due to mis-reliance from the loss due to not accurately differentiating the signals. We evaluate these losses by comparing to a baseline and a benchmark for complementary performance defined by the expected payoff achieved by a rational agent facing the same decision task as the behavioral agents.
Deep Learning with Information Fusion and Model Interpretation for Health Monitoring of Fetus based on Long-term Prenatal Electronic Fetal Heart Rate Monitoring Data
Lin, Zenghui, Liu, Xintong, Wang, Nan, Li, Ruichen, Liu, Qingao, Ma, Jingying, Wang, Liwei, Wang, Yan, Hong, Shenda
Long-term fetal heart rate (FHR) monitoring during the antepartum period, increasingly popularized by electronic FHR monitoring, represents a growing approach in FHR monitoring. This kind of continuous monitoring, in contrast to the short-term one, collects an extended period of fetal heart data. This offers a more comprehensive understanding of fetus's conditions. However, the interpretation of long-term antenatal fetal heart monitoring is still in its early stages, lacking corresponding clinical standards. Furthermore, the substantial amount of data generated by continuous monitoring imposes a significant burden on clinical work when analyzed manually. To address above challenges, this study develops an automatic analysis system named LARA (Long-term Antepartum Risk Analysis system) for continuous FHR monitoring, combining deep learning and information fusion methods. LARA's core is a well-established convolutional neural network (CNN) model. It processes long-term FHR data as input and generates a Risk Distribution Map (RDM) and Risk Index (RI) as the analysis results. We evaluate LARA on inner test dataset, the performance metrics are as follows: AUC 0.872, accuracy 0.816, specificity 0.811, sensitivity 0.806, precision 0.271, and F1 score 0.415. In our study, we observe that long-term FHR monitoring data with higher RI is more likely to result in adverse outcomes (p=0.0021). In conclusion, this study introduces LARA, the first automated analysis system for long-term FHR monitoring, initiating the further explorations into its clinical value in the future.
Optimal Sparse Survival Trees
Zhang, Rui, Xin, Rui, Seltzer, Margo, Rudin, Cynthia
Interpretability is crucial for doctors, hospitals, pharmaceutical companies and biotechnology corporations to analyze and make decisions for high stakes problems that involve human health. Tree-based methods have been widely adopted for \textit{survival analysis} due to their appealing interpretablility and their ability to capture complex relationships. However, most existing methods to produce survival trees rely on heuristic (or greedy) algorithms, which risk producing sub-optimal models. We present a dynamic-programming-with-bounds approach that finds provably-optimal sparse survival tree models, frequently in only a few seconds.
IM-IAD: Industrial Image Anomaly Detection Benchmark in Manufacturing
Xie, Guoyang, Wang, Jinbao, Liu, Jiaqi, Lyu, Jiayi, Liu, Yong, Wang, Chengjie, Zheng, Feng, Jin, Yaochu
Image anomaly detection (IAD) is an emerging and vital computer vision task in industrial manufacturing (IM). Recently, many advanced algorithms have been reported, but their performance deviates considerably with various IM settings. We realize that the lack of a uniform IM benchmark is hindering the development and usage of IAD methods in real-world applications. In addition, it is difficult for researchers to analyze IAD algorithms without a uniform benchmark. To solve this problem, we propose a uniform IM benchmark, for the first time, to assess how well these algorithms perform, which includes various levels of supervision (unsupervised versus fully supervised), learning paradigms (few-shot, continual and noisy label), and efficiency (memory usage and inference speed). Then, we construct a comprehensive image anomaly detection benchmark (IM-IAD), which includes 19 algorithms on seven major datasets with a uniform setting. Extensive experiments (17,017 total) on IM-IAD provide in-depth insights into IAD algorithm redesign or selection. Moreover, the proposed IM-IAD benchmark challenges existing algorithms and suggests future research directions. To foster reproducibility and accessibility, the source code of IM-IAD is uploaded on the website, https://github.com/M-3LAB/IM-IAD.
Bloom-epistemic and sentiment analysis hierarchical classification in course discussion forums
Toba, H., Hernita, Y. T., Ayub, M., Wijanto, M. C.
Online discussion forums are widely used for active textual interaction between lecturers and students, and to see how the students have progressed in a learning process. The objective of this study is to compare appropriate machine-learning models to assess sentiments and Bloom\'s epistemic taxonomy based on textual comments in educational discussion forums. Our proposed method is called the hierarchical approach of Bloom-Epistemic and Sentiment Analysis (BE-Sent). The research methodology consists of three main steps. The first step is the data collection from the internal discussion forum and YouTube comments of a Web Programming channel. The next step is text preprocessing to annotate the text and clear unimportant words. Furthermore, with the text dataset that has been successfully cleaned, sentiment analysis and epistemic categorization will be done in each sentence of the text. Sentiment analysis is divided into three categories: positive, negative, and neutral. Bloom\'s epistemic is divided into six categories: remembering, understanding, applying, analyzing, evaluating, and creating. This research has succeeded in producing a course learning subsystem that assesses opinions based on text reviews of discussion forums according to the category of sentiment and epistemic analysis.
A Benchmark Dataset for Tornado Detection and Prediction using Full-Resolution Polarimetric Weather Radar Data
Veillette, Mark S., Kurdzo, James M., Stepanian, Phillip M., Cho, John Y. N., Samsi, Siddharth, McDonald, Joseph
Weather radar is the primary tool used by forecasters to detect and warn for tornadoes in near-real time. In order to assist forecasters in warning the public, several algorithms have been developed to automatically detect tornadic signatures in weather radar observations. Recently, Machine Learning (ML) algorithms, which learn directly from large amounts of labeled data, have been shown to be highly effective for this purpose. Since tornadoes are extremely rare events within the corpus of all available radar observations, the selection and design of training datasets for ML applications is critical for the performance, robustness, and ultimate acceptance of ML algorithms. This study introduces a new benchmark dataset, TorNet to support development of ML algorithms in tornado detection and prediction. TorNet contains full-resolution, polarimetric, Level-II WSR-88D data sampled from 10 years of reported storm events. A number of ML baselines for tornado detection are developed and compared, including a novel deep learning (DL) architecture capable of processing raw radar imagery without the need for manual feature extraction required for existing ML algorithms. Despite not benefiting from manual feature engineering or other preprocessing, the DL model shows increased detection performance compared to non-DL and operational baselines. The TorNet dataset, as well as source code and model weights of the DL baseline trained in this work, are made freely available.
SCANIA Component X Dataset: A Real-World Multivariate Time Series Dataset for Predictive Maintenance
Kharazian, Zahra, Lindgren, Tony, Magnússon, Sindri, Steinert, Olof, Reyna, Oskar Andersson
This paper presents a description of a real-world, multivariate time series dataset collected from an anonymized engine component (called Component X) of a fleet of trucks from SCANIA, Sweden. This dataset includes diverse variables capturing detailed operational data, repair records, and specifications of trucks while maintaining confidentiality by anonymization. It is well-suited for a range of machine learning applications, such as classification, regression, survival analysis, and anomaly detection, particularly when applied to predictive maintenance scenarios. The large population size and variety of features in the format of histograms and numerical counters, along with the inclusion of temporal information, make this real-world dataset unique in the field. The objective of releasing this dataset is to give a broad range of researchers the possibility of working with real-world data from an internationally well-known company and introduce a standard benchmark to the predictive maintenance field, fostering reproducible research.
A structured regression approach for evaluating model performance across intersectional subgroups
Herlihy, Christine, Truong, Kimberly, Chouldechova, Alexandra, Dudik, Miroslav
Disaggregated evaluation is a central task in AI fairness assessment, with the goal to measure an AI system's performance across different subgroups defined by combinations of demographic or other sensitive attributes. The standard approach is to stratify the evaluation data across subgroups and compute performance metrics separately for each group. However, even for moderately-sized evaluation datasets, sample sizes quickly get small once considering intersectional subgroups, which greatly limits the extent to which intersectional groups are considered in many disaggregated evaluations. In this work, we introduce a structured regression approach to disaggregated evaluation that we demonstrate can yield reliable system performance estimates even for very small subgroups. We also provide corresponding inference strategies for constructing confidence intervals and explore how goodness-of-fit testing can yield insight into the structure of fairness-related harms experienced by intersectional groups. We evaluate our approach on two publicly available datasets, and several variants of semi-synthetic data. The results show that our method is considerably more accurate than the standard approach, especially for small subgroups, and goodness-of-fit testing helps identify the key factors that drive differences in performance.