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 Performance Analysis


Bileve: Securing Text Provenance in Large Language Models Against Spoofing with Bi-level Signature

arXiv.org Artificial Intelligence

Text watermarks for large language models (LLMs) have been commonly used to identify the origins of machine-generated content, which is promising for assessing liability when combating deepfake or harmful content. While existing watermarking techniques typically prioritize robustness against removal attacks, unfortunately, they are vulnerable to spoofing attacks: malicious actors can subtly alter the meanings of LLM-generated responses or even forge harmful content, potentially misattributing blame to the LLM developer. To overcome this, we introduce a bi-level signature scheme, Bileve, which embeds fine-grained signature bits for integrity checks (mitigating spoofing attacks) as well as a coarse-grained signal to trace text sources when the signature is invalid (enhancing detectability) via a novel rank-based sampling strategy. Compared to conventional watermark detectors that only output binary results, Bileve can differentiate 5 scenarios during detection, reliably tracing text provenance and regulating LLMs. The experiments conducted on OPT-1.3B and LLaMA-7B demonstrate the effectiveness of Bileve in defeating spoofing attacks with enhanced detectability. Warning: This paper contains examples of offensive language due to attacks.


Self-Supervised Learning of Time Series Representation via Diffusion Process and Imputation-Interpolation-Forecasting Mask

arXiv.org Artificial Intelligence

Time Series Representation Learning (TSRL) focuses on generating informative representations for various Time Series (TS) modeling tasks. Traditional Self-Supervised Learning (SSL) methods in TSRL fall into four main categories: reconstructive, adversarial, contrastive, and predictive, each with a common challenge of sensitivity to noise and intricate data nuances. Recently, diffusion-based methods have shown advanced generative capabilities. However, they primarily target specific application scenarios like imputation and forecasting, leaving a gap in leveraging diffusion models for generic TSRL. Our work, Time Series Diffusion Embedding (TSDE), bridges this gap as the first diffusion-based SSL TSRL approach. TSDE segments TS data into observed and masked parts using an Imputation-Interpolation-Forecasting (IIF) mask. It applies a trainable embedding function, featuring dual-orthogonal Transformer encoders with a crossover mechanism, to the observed part. We train a reverse diffusion process conditioned on the embeddings, designed to predict noise added to the masked part. Extensive experiments demonstrate TSDE's superiority in imputation, interpolation, forecasting, anomaly detection, classification, and clustering. We also conduct an ablation study, present embedding visualizations, and compare inference speed, further substantiating TSDE's efficiency and validity in learning representations of TS data.


ROTI-GCV: Generalized Cross-Validation for right-ROTationally Invariant Data

arXiv.org Machine Learning

Two key tasks in high-dimensional regularized regression are tuning the regularization strength for good predictions and estimating the out-of-sample risk. It is known that the standard approach -- $k$-fold cross-validation -- is inconsistent in modern high-dimensional settings. While leave-one-out and generalized cross-validation remain consistent in some high-dimensional cases, they become inconsistent when samples are dependent or contain heavy-tailed covariates. To model structured sample dependence and heavy tails, we use right-rotationally invariant covariate distributions - a crucial concept from compressed sensing. In the common modern proportional asymptotics regime where the number of features and samples grow comparably, we introduce a new framework, ROTI-GCV, for reliably performing cross-validation. Along the way, we propose new estimators for the signal-to-noise ratio and noise variance under these challenging conditions. We conduct extensive experiments that demonstrate the power of our approach and its superiority over existing methods.


Quantifying Local Model Validity using Active Learning

arXiv.org Machine Learning

Real-world applications of machine learning models are often subject to legal or policy-based regulations. Some of these regulations require ensuring the validity of the model, i.e., the approximation error being smaller than a threshold. A global metric is generally too insensitive to determine the validity of a specific prediction, whereas evaluating local validity is costly since it requires gathering additional data.We propose learning the model error to acquire a local validity estimate while reducing the amount of required data through active learning. Using model validation benchmarks, we provide empirical evidence that the proposed method can lead to an error model with sufficient discriminative properties using a relatively small amount of data. Furthermore, an increased sensitivity to local changes of the validity bounds compared to alternative approaches is demonstrated.


The Unfairness of $\varepsilon$-Fairness

arXiv.org Machine Learning

Fairness in decision-making processes is often quantified using probabilistic metrics. However, these metrics may not fully capture the real-world consequences of unfairness. In this article, we adopt a utility-based approach to more accurately measure the real-world impacts of decision-making process. In particular, we show that if the concept of $\varepsilon$-fairness is employed, it can possibly lead to outcomes that are maximally unfair in the real-world context. Additionally, we address the common issue of unavailable data on false negatives by proposing a reduced setting that still captures essential fairness considerations. We illustrate our findings with two real-world examples: college admissions and credit risk assessment. Our analysis reveals that while traditional probability-based evaluations might suggest fairness, a utility-based approach uncovers the necessary actions to truly achieve equality. For instance, in the college admission case, we find that enhancing completion rates is crucial for ensuring fairness. Summarizing, this paper highlights the importance of considering the real-world context when evaluating fairness.


Not All Bias is Bad: Balancing Rational Deviations and Cognitive Biases in Large Language Model Reasoning

arXiv.org Artificial Intelligence

This paper investigates the nuanced role of biases in the decision-making processes of large language models (LLMs). While conventional research typically aims to eliminate all biases, our study reveals that not all biases are detrimental. By examining rational deviations, involving heuristic shortcuts that enhance decision-making efficiency, we highlight their potential benefits when properly balanced. We introduce the concepts of heuristic moderation and an abstention option, allowing LLMs to abstain from answering when uncertain, thereby reducing error rates and improving decision accuracy. Using our newly developed BRD (Balance Rational Deviations) dataset, our findings demonstrate that appropriately scaled bias inspection enhances model performance and aligns LLM decision-making more closely with human reasoning. This balance improves the reliability and trustworthiness of LLMs and suggests new strategies for future enhancements. Our work offers a fresh perspective on leveraging biases constructively to enhance the practical applications of LLMs, from conversational agents to decision support systems and beyond.


Emotion-LLaMA: Multimodal Emotion Recognition and Reasoning with Instruction Tuning

arXiv.org Artificial Intelligence

Accurate emotion perception is crucial for various applications, including human-computer interaction, education, and counseling. However, traditional single-modality approaches often fail to capture the complexity of real-world emotional expressions, which are inherently multimodal. Moreover, existing Multimodal Large Language Models (MLLMs) face challenges in integrating audio and recognizing subtle facial micro-expressions. To address this, we introduce the MERR dataset, containing 28,618 coarse-grained and 4,487 fine-grained annotated samples across diverse emotional categories. This dataset enables models to learn from varied scenarios and generalize to real-world applications. Furthermore, we propose Emotion-LLaMA, a model that seamlessly integrates audio, visual, and textual inputs through emotion-specific encoders. By aligning features into a shared space and employing a modified LLaMA model with instruction tuning, Emotion-LLaMA significantly enhances both emotional recognition and reasoning capabilities. Extensive evaluations show Emotion-LLaMA outperforms other MLLMs, achieving top scores in Clue Overlap (7.83) and Label Overlap (6.25) on EMER, an F1 score of 0.9036 on MER2023 challenge, and the highest UAR (45.59) and WAR (59.37) in zero-shot evaluations on DFEW dataset.


Linkage on Security, Privacy and Fairness in Federated Learning: New Balances and New Perspectives

arXiv.org Artificial Intelligence

Federated learning is fast becoming a popular paradigm for applications involving mobile devices, banking systems, healthcare, and IoT systems. Hence, over the past five years, researchers have undertaken extensive studies on the privacy leaks, security threats, and fairness associated with these emerging models. For the most part, these three critical concepts have been studied in isolation; however, recent research has revealed that there may be an intricate interplay between them. For instance, some researchers have discovered that pursuing fairness may compromise privacy, or that efforts to enhance security can impact fairness. These emerging insights shed light on the fundamental connections between privacy, security, and fairness within federated learning, and, by delving deeper into these interconnections, we may be able to significantly augment research and development across the field. Consequently, the aim of this survey is to offer comprehensive descriptions of the privacy, security, and fairness issues in federated learning. Moreover, we analyze the complex relationships between these three dimensions of cyber safety and pinpoint the fundamental elements that influence each of them. We contend that there exists a trade-off between privacy and fairness and between security and gradient sharing. On this basis, fairness can function as a bridge between privacy and security to build models that are either more secure or more private. Building upon our observations, we identify the trade-offs between privacy and fairness and between security and fairness within the context of federated learning. The survey then concludes with promising directions for future research in this vanguard field.


Daisy Bloom Filters

arXiv.org Artificial Intelligence

A filter is a widely used data structure for storing an approximation of a given set $S$ of elements from some universe $U$ (a countable set).It represents a superset $S'\supseteq S$ that is ''close to $S$'' in the sense that for $x\not\in S$, the probability that $x\in S'$ is bounded by some $\varepsilon > 0$. The advantage of using a Bloom filter, when some false positives are acceptable, is that the space usage becomes smaller than what is required to store $S$ exactly. Though filters are well-understood from a worst-case perspective, it is clear that state-of-the-art constructions may not be close to optimal for particular distributions of data and queries. Suppose, for instance, that some elements are in $S$ with probability close to 1. Then it would make sense to always include them in $S'$, saving space by not having to represent these elements in the filter. Questions like this have been raised in the context of Weighted Bloom filters (Bruck, Gao and Jiang, ISIT 2006) and Bloom filter implementations that make use of access to learned components (Vaidya, Knorr, Mitzenmacher, and Krask, ICLR 2021). In this paper, we present a lower bound for the expected space that such a filter requires. We also show that the lower bound is asymptotically tight by exhibiting a filter construction that executes queries and insertions in worst-case constant time, and has a false positive rate at most $\varepsilon $ with high probability over input sets drawn from a product distribution. We also present a Bloom filter alternative, which we call the $\textit{Daisy Bloom filter}$, that executes operations faster and uses significantly less space than the standard Bloom filter.


SynthTree: Co-supervised Local Model Synthesis for Explainable Prediction

arXiv.org Machine Learning

Explainable machine learning (XML) has emerged as a major challenge in artificial intelligence (AI). Although black-box models such as Deep Neural Networks and Gradient Boosting often exhibit exceptional predictive accuracy, their lack of interpretability is a notable drawback, particularly in domains requiring transparency and trust. This paper tackles this core AI problem by proposing a novel method to enhance explainability with minimal accuracy loss, using a Mixture of Linear Models (MLM) estimated under the co-supervision of black-box models. We have developed novel methods for estimating MLM by leveraging AI techniques. Specifically, we explore two approaches for partitioning the input space: agglomerative clustering and decision trees. The agglomerative clustering approach provides greater flexibility in model construction, while the decision tree approach further enhances explainability, yielding a decision tree model with linear or logistic regression models at its leaf nodes. Comparative analyses with widely-used and state-of-the-art predictive models demonstrate the effectiveness of our proposed methods. Experimental results show that statistical models can significantly enhance the explainability of AI, thereby broadening their potential for real-world applications. Our findings highlight the critical role that statistical methodologies can play in advancing explainable AI.