Performance Analysis
A Data-driven Case-based Reasoning in Bankruptcy Prediction
Li, Wei, Härdle, Wolfgang Karl, Lessmann, Stefan
There has been intensive research regarding machine learning models for predicting bankruptcy in recent years. However, the lack of interpretability limits their growth and practical implementation. This study proposes a data-driven explainable case-based reasoning (CBR) system for bankruptcy prediction. Empirical results from a comparative study show that the proposed approach performs superior to existing, alternative CBR systems and is competitive with state-of-the-art machine learning models. We also demonstrate that the asymmetrical feature similarity comparison mechanism in the proposed CBR system can effectively capture the asymmetrically distributed nature of financial attributes, such as a few companies controlling more cash than the majority, hence improving both the accuracy and explainability of predictions. In addition, we delicately examine the explainability of the CBR system in the decision-making process of bankruptcy prediction. While much research suggests a trade-off between improving prediction accuracy and explainability, our findings show a prospective research avenue in which an explainable model that thoroughly incorporates data attributes by design can reconcile the dilemma.
GowFed -- A novel Federated Network Intrusion Detection System
Belenguer, Aitor, Pascual, Jose A., Navaridas, Javier
Network intrusion detection systems are evolving into intelligent systems that perform data analysis while searching for anomalies in their environment. Indeed, the development of deep learning techniques paved the way to build more complex and effective threat detection models. However, training those models may be computationally infeasible in most Edge or IoT devices. Current approaches rely on powerful centralized servers that receive data from all their parties - violating basic privacy constraints and substantially affecting response times and operational costs due to the huge communication overheads. To mitigate these issues, Federated Learning emerged as a promising approach, where different agents collaboratively train a shared model, without exposing training data to others or requiring a compute-intensive centralized infrastructure. This work presents GowFed, a novel network threat detection system that combines the usage of Gower Dissimilarity matrices and Federated averaging. Different approaches of GowFed have been developed based on state-of the-art knowledge: (1) a vanilla version; and (2) a version instrumented with an attention mechanism. Furthermore, each variant has been tested using simulation oriented tools provided by TensorFlow Federated framework. In the same way, a centralized analogous development of the Federated systems is carried out to explore their differences in terms of scalability and performance - across a set of designed experiments/scenarios. Overall, GowFed intends to be the first stepping stone towards the combined usage of Federated Learning and Gower Dissimilarity matrices to detect network threats in industrial-level networks.
COVID-19 detection using chest X-rays: is lung segmentation important for generalization?
Bassi, Pedro R. A. S., Attux, Romis
Purpose: we evaluated the generalization capability of deep neural networks (DNNs), trained to classify chest X-rays as Covid-19, normal or pneumonia, using a relatively small and mixed dataset. Methods: we proposed a DNN to perform lung segmentation and classification, stacking a segmentation module (U-Net), an original intermediate module and a classification module (DenseNet201). To evaluate generalization, we tested the DNN with an external dataset (from distinct localities) and used Bayesian inference to estimate probability distributions of performance metrics. Results: our DNN achieved 0.917 AUC on the external test dataset, and a DenseNet without segmentation, 0.906. Bayesian inference indicated mean accuracy of 76.1% and [0.695, 0.826] 95% HDI (highest density interval, which concentrates 95% of the metric's probability mass) with segmentation and, without segmentation, 71.7% and [0.646, 0.786]. Conclusion: employing a novel DNN evaluation technique, which uses LRP and Brixia scores, we discovered that areas where radiologists found strong Covid-19 symptoms are the most important for the stacked DNN classification. External validation showed smaller accuracies than internal, indicating difficulty in generalization, which is positively affected by segmentation. Finally, the performance in the external dataset and the analysis with LRP suggest that DNNs can be trained in small and mixed datasets and still successfully detect Covid-19.
Amplifying Membership Exposure via Data Poisoning
Chen, Yufei, Shen, Chao, Shen, Yun, Wang, Cong, Zhang, Yang
As in-the-wild data are increasingly involved in the training stage, machine learning applications become more susceptible to data poisoning attacks. Such attacks typically lead to test-time accuracy degradation or controlled misprediction. In this paper, we investigate the third type of exploitation of data poisoning - increasing the risks of privacy leakage of benign training samples. To this end, we demonstrate a set of data poisoning attacks to amplify the membership exposure of the targeted class. We first propose a generic dirty-label attack for supervised classification algorithms. We then propose an optimization-based clean-label attack in the transfer learning scenario, whereby the poisoning samples are correctly labeled and look "natural" to evade human moderation. We extensively evaluate our attacks on computer vision benchmarks. Our results show that the proposed attacks can substantially increase the membership inference precision with minimum overall test-time model performance degradation. To mitigate the potential negative impacts of our attacks, we also investigate feasible countermeasures.
Impact of annotation modality on label quality and model performance in the automatic assessment of laughter in-the-wild
Vargas-Quiros, Jose, Cabrera-Quiros, Laura, Oertel, Catharine, Hung, Hayley
Laughter is considered one of the most overt signals of joy. Laughter is well-recognized as a multimodal phenomenon but is most commonly detected by sensing the sound of laughter. It is unclear how perception and annotation of laughter differ when annotated from other modalities like video, via the body movements of laughter. In this paper we take a first step in this direction by asking if and how well laughter can be annotated when only audio, only video (containing full body movement information) or audiovisual modalities are available to annotators. We ask whether annotations of laughter are congruent across modalities, and compare the effect that labeling modality has on machine learning model performance. We compare annotations and models for laughter detection, intensity estimation, and segmentation, three tasks common in previous studies of laughter. Our analysis of more than 4000 annotations acquired from 48 annotators revealed evidence for incongruity in the perception of laughter, and its intensity between modalities. Further analysis of annotations against consolidated audiovisual reference annotations revealed that recall was lower on average for video when compared to the audio condition, but tended to increase with the intensity of the laughter samples. Our machine learning experiments compared the performance of state-of-the-art unimodal (audio-based, video-based and acceleration-based) and multi-modal models for different combinations of input modalities, training label modality, and testing label modality. Models with video and acceleration inputs had similar performance regardless of training label modality, suggesting that it may be entirely appropriate to train models for laughter detection from body movements using video-acquired labels, despite their lower inter-rater agreement.
Deep Learning Object Detection Approaches to Signal Identification
Wood, Luke, Anderson, Kevin, Gerstoft, Peter, Bell, Richard, Subbaraman, Raghab, Bharadia, Dinesh
Traditionally source identification is solved using threshold based energy detection algorithms. These algorithms frequently sum up the activity in regions, and consider regions above a specific activity threshold to be sources. While these algorithms work for the majority of cases, they often fail to detect signals that occupy small frequency bands, fail to distinguish sources with overlapping frequency bands, and cannot detect any signals under a specified signal to noise ratio. Through the conversion of raw signal data to spectrogram, source identification can be framed as an object detection problem. By leveraging modern advancements in deep learning based object detection, we propose a system that manages to alleviate the failure cases encountered when using traditional source identification algorithms. Our contributions include framing source identification as an object detection problem, the publication of a spectrogram object detection dataset, and evaluation of the RetinaNet and YOLOv5 object detection models trained on the dataset. Our final models achieve Mean Average Precisions of up to 0.906. With such a high Mean Average Precision, these models are sufficiently robust for use in real world applications.
Advanced Deep Learning Architectures for Accurate Detection of Subsurface Tile Drainage Pipes from Remote Sensing Images
Breitkopf, Tom-Lukas, Hackel, Leonard W., Ravanbakhsh, Mahdyar, Cooke, Anne-Karin, Willkommen, Sandra, Broda, Stefan, Demir, Begüm
Subsurface tile drainage pipes provide agronomic, economic and environmental benefits. By lowering the water table of wet soils, they improve the aeration of plant roots and ultimately increase the productivity of farmland. They do however also provide an entryway of agrochemicals into subsurface water bodies and increase nutrition loss in soils. For maintenance and infrastructural development, accurate maps of tile drainage pipe locations and drained agricultural land are needed. However, these maps are often outdated or not present. Different remote sensing (RS) image processing techniques have been applied over the years with varying degrees of success to overcome these restrictions. Recent developments in deep learning (DL) techniques improve upon the conventional techniques with machine learning segmentation models. In this study, we introduce two DL-based models: i) improved U-Net architecture; and ii) Visual Transformer-based encoder-decoder in the framework of tile drainage pipe detection. Experimental results confirm the effectiveness of both models in terms of detection accuracy when compared to a basic U-Net architecture.
Impact Of Missing Data Imputation On The Fairness And Accuracy Of Graph Node Classifiers
Mansoor, Haris, Ali, Sarwan, Alam, Shafiq, Khan, Muhammad Asad, Hassan, Umair ul, Khan, Imdadullah
Analysis of the fairness of machine learning (ML) algorithms recently attracted many researchers' interest. Most ML methods show bias toward protected groups, which limits the applicability of ML models in many applications like crime rate prediction etc. Since the data may have missing values which, if not appropriately handled, are known to further harmfully affect fairness. Many imputation methods are proposed to deal with missing data. However, the effect of missing data imputation on fairness is not studied well. In this paper, we analyze the effect on fairness in the context of graph data (node attributes) imputation using different embedding and neural network methods. Extensive experiments on six datasets demonstrate severe fairness issues in missing data imputation under graph node classification. We also find that the choice of the imputation method affects both fairness and accuracy. Our results provide valuable insights into graph data fairness and how to handle missingness in graphs efficiently. This work also provides directions regarding theoretical studies on fairness in graph data.
Conditional Supervised Contrastive Learning for Fair Text Classification
Chi, Jianfeng, Shand, William, Yu, Yaodong, Chang, Kai-Wei, Zhao, Han, Tian, Yuan
Contrastive representation learning has gained much attention due to its superior performance in learning representations from both image and sequential data. However, the learned representations could potentially lead to performance disparities in downstream tasks, such as increased silencing of underrepresented groups in toxicity comment classification. In light of this challenge, in this work, we study learning fair representations that satisfy a notion of fairness known as equalized odds for text classification via contrastive learning. Specifically, we first theoretically analyze the connections between learning representations with a fairness constraint and conditional supervised contrastive objectives, and then propose to use conditional supervised contrastive objectives to learn fair representations for text classification. We conduct experiments on two text datasets to demonstrate the effectiveness of our approaches in balancing the trade-offs between task performance and bias mitigation among existing baselines for text classification. Furthermore, we also show that the proposed methods are stable in different hyperparameter settings.
Improving Fairness in Image Classification via Sketching
Yao, Ruichen, Cui, Ziteng, Li, Xiaoxiao, Gu, Lin
Fairness is a fundamental requirement for trustworthy and human-centered Artificial Intelligence (AI) system. However, deep neural networks (DNNs) tend to make unfair predictions when the training data are collected from different sub-populations with different attributes (i.e. color, sex, age), leading to biased DNN predictions. We notice that such a troubling phenomenon is often caused by data itself, which means that bias information is encoded to the DNN along with the useful information (i.e. class information, semantic information). Therefore, we propose to use sketching to handle this phenomenon. Without losing the utility of data, we explore the image-to-sketching methods that can maintain useful semantic information for the target classification while filtering out the useless bias information. In addition, we design a fair loss to further improve the model fairness. We evaluate our method through extensive experiments on both general scene dataset and medical scene dataset. Our results show that the desired image-to-sketching method improves model fairness and achieves satisfactory results among state-of-the-art.