Performance Analysis
STEER: Semantic Turn Extension-Expansion Recognition for Voice Assistants
Zhang, Leon Liyang, Lu, Jiarui, Moniz, Joel Ruben Antony, Kulkarni, Aditya, Piraviperumal, Dhivya, Tran, Tien Dung, Tzou, Nicholas, Yu, Hong
In the context of a voice assistant system, steering refers to the phenomenon in which a user issues a follow-up command attempting to direct or clarify a previous turn. We propose STEER, a steering detection model that predicts whether a follow-up turn is a user's attempt to steer the previous command. Constructing a training dataset for steering use cases poses challenges due to the cold-start problem. To overcome this, we developed heuristic rules to sample opt-in usage data, approximating positive and negative samples without any annotation. Our experimental results show promising performance in identifying steering intent, with over 95% accuracy on our sampled data. Moreover, STEER, in conjunction with our sampling strategy, aligns effectively with real-world steering scenarios, as evidenced by its strong zero-shot performance on a human-graded evaluation set. In addition to relying solely on user transcripts as input, we introduce STEER+, an enhanced version of the model. STEER+ utilizes a semantic parse tree to provide more context on out-of-vocabulary words, such as named entities that often occur at the sentence boundary. This further improves model performance, reducing error rate in domains where entities frequently appear, such as messaging. Lastly, we present a data analysis that highlights the improvement in user experience when voice assistants support steering use cases.
Causal Discovery with Generalized Linear Models through Peeling Algorithms
Wang, Minjie, Shen, Xiaotong, Pan, Wei
This article presents a novel method for causal discovery with generalized structural equation models suited for analyzing diverse types of outcomes, including discrete, continuous, and mixed data. Causal discovery often faces challenges due to unmeasured confounders that hinder the identification of causal relationships. The proposed approach addresses this issue by developing two peeling algorithms (bottom-up and top-down) to ascertain causal relationships and valid instruments. This approach first reconstructs a super-graph to represent ancestral relationships between variables, using a peeling algorithm based on nodewise GLM regressions that exploit relationships between primary and instrumental variables. Then, it estimates parent-child effects from the ancestral relationships using another peeling algorithm while deconfounding a child's model with information borrowed from its parents' models. The article offers a theoretical analysis of the proposed approach, which establishes conditions for model identifiability and provides statistical guarantees for accurately discovering parent-child relationships via the peeling algorithms. Furthermore, the article presents numerical experiments showcasing the effectiveness of our approach in comparison to state-of-the-art structure learning methods without confounders. Lastly, it demonstrates an application to Alzheimer's disease (AD), highlighting the utility of the method in constructing gene-to-gene and gene-to-disease regulatory networks involving Single Nucleotide Polymorphisms (SNPs) for healthy and AD subjects.
Statistically Valid Variable Importance Assessment through Conditional Permutations
Chamma, Ahmad, Engemann, Denis A., Thirion, Bertrand
Variable importance assessment has become a crucial step in machine-learning applications when using complex learners, such as deep neural networks, on large-scale data. Removal-based importance assessment is currently the reference approach, particularly when statistical guarantees are sought to justify variable inclusion. It is often implemented with variable permutation schemes. On the flip side, these approaches risk misidentifying unimportant variables as important in the presence of correlations among covariates. Here we develop a systematic approach for studying Conditional Permutation Importance (CPI) that is model agnostic and computationally lean, as well as reusable benchmarks of state-of-the-art variable importance estimators. We show theoretically and empirically that $\textit{CPI}$ overcomes the limitations of standard permutation importance by providing accurate type-I error control. When used with a deep neural network, $\textit{CPI}$ consistently showed top accuracy across benchmarks. An experiment on real-world data analysis in a large-scale medical dataset showed that $\textit{CPI}$ provides a more parsimonious selection of statistically significant variables. Our results suggest that $\textit{CPI}$ can be readily used as drop-in replacement for permutation-based methods.
False membership rate control in mixture models
Marandon, Ariane, Rebafka, Tabea, Roquain, Etienne, Sokolovska, Nataliya
The clustering task consists in partitioning elements of a sample into homogeneous groups. Most datasets contain individuals that are ambiguous and intrinsically difficult to attribute to one or another cluster. However, in practical applications, misclassifying individuals is potentially disastrous and should be avoided. To keep the misclassification rate small, one can decide to classify only a part of the sample. In the supervised setting, this approach is well known and referred to as classification with an abstention option. In this paper the approach is revisited in an unsupervised mixture model framework and the purpose is to develop a method that comes with the guarantee that the false membership rate (FMR) does not exceed a pre-defined nominal level $\alpha$. A plug-in procedure is proposed, for which a theoretical analysis is provided, by quantifying the FMR deviation with respect to the target level $\alpha$ with explicit remainder terms. Bootstrap versions of the procedure are shown to improve the performance in numerical experiments.
Backorder Prediction in Inventory Management: Classification Techniques and Cost Considerations
This article introduces an advanced analytical approach for predicting backorders in inventory management. Backorder refers to an order that cannot be immediately fulfilled due to stock depletion. Multiple classification techniques, including Balanced Bagging Classifiers, Fuzzy Logic, Variational Autoencoder - Generative Adversarial Networks, and Multi-layer Perceptron classifiers, are assessed in this work using performance evaluation metrics such as ROC-AUC and PR-AUC. Moreover, this work incorporates a profit function and misclassification costs, considering the financial implications and costs associated with inventory management and backorder handling. The study suggests that a combination of modeling approaches, including ensemble techniques and VAE, can effectively address imbalanced datasets in inventory management, emphasizing interpretability and reducing false positives and false negatives. This research contributes to the advancement of predictive analytics and offers valuable insights for future investigations in backorder forecasting and inventory control optimization for decision-making.
NA-SODINN: a deep learning algorithm for exoplanet image detection based on residual noise regimes
Cantero, Carles, Absil, Olivier, Dahlqvist, Carl-Henrik, Van Droogenbroeck, Marc
Supervised deep learning was recently introduced in high-contrast imaging (HCI) through the SODINN algorithm, a convolutional neural network designed for exoplanet detection in angular differential imaging (ADI) datasets. The benchmarking of HCI algorithms within the Exoplanet Imaging Data Challenge (EIDC) showed that (i) SODINN can produce a high number of false positives in the final detection maps, and (ii) algorithms processing images in a more local manner perform better. This work aims to improve the SODINN detection performance by introducing new local processing approaches and adapting its learning process accordingly. We propose NA-SODINN, a new deep learning binary classifier based on a convolutional neural network (CNN) that better captures image noise correlations in ADI-processed frames by identifying noise regimes. Our new approach was tested against its predecessor, as well as two SODINN-based hybrid models and a more standard annular-PCA approach, through local receiving operating characteristics (ROC) analysis of ADI sequences from the VLT/SPHERE and Keck/NIRC-2 instruments. Results show that NA-SODINN enhances SODINN in both sensitivity and specificity, especially in the speckle-dominated noise regime. NA-SODINN is also benchmarked against the complete set of submitted detection algorithms in EIDC, in which we show that its final detection score matches or outperforms the most powerful detection algorithms.Throughout the supervised machine learning case, this study illustrates and reinforces the importance of adapting the task of detection to the local content of processed images.
Image Segmentation using U-Net Architecture for Powder X-ray Diffraction Images
Yanxon, Howard, Roberts, Eric, Parraga, Hannah, Weng, James, Xu, Wenqian, Ruett, Uta, Hexemer, Alexander, Zwart, Petrus, Schwarz, Nickolas
Scientific researchers frequently use the in situ synchrotron high-energy powder X-ray diffraction (XRD) technique to examine the crystallographic structures of materials in functional devices such as rechargeable battery materials. We propose a method for identifying artifacts in experimental XRD images. The proposed method uses deep learning convolutional neural network architectures, such as tunable U-Nets to identify the artifacts. In particular, the predicted artifacts are evaluated against the corresponding ground truth (manually implemented) using the overall true positive rate or recall. The result demonstrates that the U-Nets can consistently produce great recall performance at 92.4% on the test dataset, which is not included in the training, with a 34% reduction in average false positives in comparison to the conventional method. The U-Nets also reduce the time required to identify and separate artifacts by more than 50%. Furthermore, the exclusion of the artifacts shows major changes in the integrated 1D XRD pattern, enhancing further analysis of the post-processing XRD data.
Climate Change Impact on Agricultural Land Suitability: An Interpretable Machine Learning-Based Eurasia Case Study
Shevchenko, Valeriy, Taniushkina, Daria, Lukashevich, Aleksander, Bulkin, Aleksandr, Grinis, Roland, Kovalev, Kirill, Narozhnaia, Veronika, Sotiriadi, Nazar, Krenke, Alexander, Maximov, Yury
The United Nations has identified improving food security and reducing hunger as essential components of its sustainable development goals. As of 2021, approximately 828 million people worldwide are experiencing hunger and malnutrition, with numerous fatalities reported. Climate change significantly impacts agricultural land suitability, potentially leading to severe food shortages and subsequent social and political conflicts. To address this pressing issue, we have developed a machine learning-based approach to predict the risk of substantial land suitability degradation and changes in irrigation patterns. Our study focuses on Central Eurasia, a region burdened with economic and social challenges. This study represents a pioneering effort in utilizing machine learning methods to assess the impact of climate change on agricultural land suitability under various carbon emissions scenarios. Through comprehensive feature importance analysis, we unveil specific climate and terrain characteristics that exert influence on land suitability. Our approach achieves remarkable accuracy, offering policymakers invaluable insights to facilitate informed decisions aimed at averting a humanitarian crisis, including strategies such as the provision of additional water and fertilizers. This research underscores the tremendous potential of machine learning in addressing global challenges, with a particular emphasis on mitigating hunger and malnutrition.
One or Two Things We know about Concept Drift -- A Survey on Monitoring Evolving Environments
Hinder, Fabian, Vaquet, Valerie, Hammer, Barbara
The world surrounding us is subject to constant change. These changes, frequently described as concept drift, influence many industrial and technical processes. As they can lead to malfunctions and other anomalous behavior, which may be safety-critical in many scenarios, detecting and analyzing concept drift is crucial. In this paper, we provide a literature review focusing on concept drift in unsupervised data streams. While many surveys focus on supervised data streams, so far, there is no work reviewing the unsupervised setting. However, this setting is of particular relevance for monitoring and anomaly detection which are directly applicable to many tasks and challenges in engineering. This survey provides a taxonomy of existing work on drift detection. Besides, it covers the current state of research on drift localization in a systematic way. In addition to providing a systematic literature review, this work provides precise mathematical definitions of the considered problems and contains standardized experiments on parametric artificial datasets allowing for a direct comparison of different strategies for detection and localization. Thereby, the suitability of different schemes can be analyzed systematically and guidelines for their usage in real-world scenarios can be provided. Finally, there is a section on the emerging topic of explaining concept drift.