Performance Analysis
A Variational Autoencoder for Heterogeneous Temporal and Longitudinal Data
Öğretir, Mine, Ramchandran, Siddharth, Papatheodorou, Dimitrios, Lähdesmäki, Harri
The variational autoencoder (VAE) is a popular deep latent variable model used to analyse high-dimensional datasets by learning a low-dimensional latent representation of the data. It simultaneously learns a generative model and an inference network to perform approximate posterior inference. Recently proposed extensions to VAEs that can handle temporal and longitudinal data have applications in healthcare, behavioural modelling, and predictive maintenance. However, these extensions do not account for heterogeneous data (i.e., data comprising of continuous and discrete attributes), which is common in many real-life applications. In this work, we propose the heterogeneous longitudinal VAE (HL-VAE) that extends the existing temporal and longitudinal VAEs to heterogeneous data. HL-VAE provides efficient inference for high-dimensional datasets and includes likelihood models for continuous, count, categorical, and ordinal data while accounting for missing observations. We demonstrate our model's efficacy through simulated as well as clinical datasets, and show that our proposed model achieves competitive performance in missing value imputation and predictive accuracy.
Revolutionizing Forensic Toolmark Analysis: An Objective and Transparent Comparison Algorithm
Cuellar, Maria, Gao, Sheng, Hofmann, Heike
Forensic toolmark comparisons are currently performed subjectively by humans, which leads to a lack of consistency and accuracy. There is little evidence that examiners can determine whether pairs of marks were made by the same tool or different tools. There is also little evidence that they can make this classification when marks are made under different conditions, such as different angles of attack or direction of mark generation. We generate original toolmark data in 3D, extract the signal from each toolmarks, and train an algorithm to compare toolmark signals objectively. We find that toolmark signals cluster by tool, and not by angle or direction. That is, the variability within tool, regardless of angle/direction, is smaller than the variability between tools. The known-match and known-non-match densities of the similarities of pairs of marks have a small overlap, even when accounting for dependencies in the data, making them a useful instrument for determining whether a new pair of marks was made by the same tool. We provide a likelihood ratio approach as a formal method for comparing toolmark signals with a measure of uncertainty. This empirically trained, open-source method can be used by forensic examiners to compare toolmarks objectively and thus improve the reliability of toolmark comparisons. This can, in turn, reduce miscarriages of justice in the criminal justice system.
Empowering remittance management in the digitised landscape: A real-time Data-Driven Decision Support with predictive abilities for financial transactions
Weerawarna, Rashikala, Miah, Shah J
The advent of Blockchain technology (BT) revolutionised the way remittance transactions are recorded. Banks and remittance organisations have shown a growing interest in exploring blockchain's potential advantages over traditional practices. This paper presents a data-driven predictive decision support approach as an innovative artefact designed for the blockchain-oriented remittance industry. Employing a theory-generating Design Science Research (DSR) approach, we have uncovered the emergence of predictive capabilities driven by transactional big data. The artefact integrates predictive analytics and Machine Learning (ML) to enable real-time remittance monitoring, empowering management decision-makers to address challenges in the uncertain digitised landscape of blockchain-oriented remittance companies. Bridging the gap between theory and practice, this research not only enhances the security of the remittance ecosystem but also lays the foundation for future predictive decision support solutions, extending the potential of predictive analytics to other domains. Additionally, the generated theory from the artifact's implementation enriches the DSR approach and fosters grounded and stakeholder theory development in the information systems domain.
Coverage-Validity-Aware Algorithmic Recourse
Bui, Ngoc, Nguyen, Duy, Yue, Man-Chung, Nguyen, Viet Anh
Algorithmic recourse emerges as a prominent technique to promote the explainability, transparency and hence ethics of machine learning models. Existing algorithmic recourse approaches often assume an invariant predictive model; however, the predictive model is usually updated upon the arrival of new data. Thus, a recourse that is valid respective to the present model may become invalid for the future model. To resolve this issue, we propose a novel framework to generate a model-agnostic recourse that exhibits robustness to model shifts. Our framework first builds a coverage-validity-aware linear surrogate of the nonlinear (black-box) model; then, the recourse is generated with respect to the linear surrogate. We establish a theoretical connection between our coverage-validity-aware linear surrogate and the minimax probability machines (MPM). We then prove that by prescribing different covariance robustness, the proposed framework recovers popular regularizations for MPM, including the $\ell_2$-regularization and class-reweighting. Furthermore, we show that our surrogate pushes the approximate hyperplane intuitively, facilitating not only robust but also interpretable recourses. The numerical results demonstrate the usefulness and robustness of our framework.
Causal ATE Mitigates Unintended Bias in Controlled Text Generation
Madhavan, Rahul, Wadhawan, Kahini
We study attribute control in language models through the method of Causal Average Treatment Effect (Causal ATE). Existing methods for the attribute control task in Language Models (LMs) check for the co-occurrence of words in a sentence with the attribute of interest, and control for them. However, spurious correlation of the words with the attribute in the training dataset, can cause models to hallucinate the presence of the attribute when presented with the spurious correlate during inference. We show that the simple perturbation-based method of Causal ATE removes this unintended effect. Additionally, we offer a theoretical foundation for investigating Causal ATE in the classification task, and prove that it reduces the number of false positives -- thereby mitigating the issue of unintended bias. Specifically, we ground it in the problem of toxicity mitigation, where a significant challenge lies in the inadvertent bias that often emerges towards protected groups post detoxification. We show that this unintended bias can be solved by the use of the Causal ATE metric.
BOURNE: Bootstrapped Self-supervised Learning Framework for Unified Graph Anomaly Detection
Liu, Jie, He, Mengting, Shang, Xuequn, Shi, Jieming, Cui, Bin, Yin, Hongzhi
Graph anomaly detection (GAD) has gained increasing attention in recent years due to its critical application in a wide range of domains, such as social networks, financial risk management, and traffic analysis. Existing GAD methods can be categorized into node and edge anomaly detection models based on the type of graph objects being detected. However, these methods typically treat node and edge anomalies as separate tasks, overlooking their associations and frequent co-occurrences in real-world graphs. As a result, they fail to leverage the complementary information provided by node and edge anomalies for mutual detection. Additionally, state-of-the-art GAD methods, such as CoLA and SL-GAD, heavily rely on negative pair sampling in contrastive learning, which incurs high computational costs, hindering their scalability to large graphs. To address these limitations, we propose a novel unified graph anomaly detection framework based on bootstrapped self-supervised learning (named BOURNE). We extract a subgraph (graph view) centered on each target node as node context and transform it into a dual hypergraph (hypergraph view) as edge context. These views are encoded using graph and hypergraph neural networks to capture the representations of nodes, edges, and their associated contexts. By swapping the context embeddings between nodes and edges and measuring the agreement in the embedding space, we enable the mutual detection of node and edge anomalies. Furthermore, BOURNE can eliminate the need for negative sampling, thereby enhancing its efficiency in handling large graphs. Extensive experiments conducted on six benchmark datasets demonstrate the superior effectiveness and efficiency of BOURNE in detecting both node and edge anomalies.
Towards a Post-Market Monitoring Framework for Machine Learning-based Medical Devices: A case study
Feng, Jean, Subbaswamy, Adarsh, Gossmann, Alexej, Singh, Harvineet, Sahiner, Berkman, Kim, Mi-Ok, Pennello, Gene, Petrick, Nicholas, Pirracchio, Romain, Xia, Fan
After a machine learning (ML)-based system is deployed in clinical practice, performance monitoring is important to ensure the safety and effectiveness of the algorithm over time. The goal of this work is to highlight the complexity of designing a monitoring strategy and the need for a systematic framework that compares the multitude of monitoring options. One of the main decisions is choosing between using real-world (observational) versus interventional data. Although the former is the most convenient source of monitoring data, it exhibits well-known biases, such as confounding, selection, and missingness. In fact, when the ML algorithm interacts with its environment, the algorithm itself may be a primary source of bias. On the other hand, a carefully designed interventional study that randomizes individuals can explicitly eliminate such biases, but the ethics, feasibility, and cost of such an approach must be carefully considered. Beyond the decision of the data source, monitoring strategies vary in the performance criteria they track, the interpretability of the test statistics, the strength of their assumptions, and their speed at detecting performance decay. As a first step towards developing a framework that compares the various monitoring options, we consider a case study of an ML-based risk prediction algorithm for postoperative nausea and vomiting (PONV). Bringing together tools from causal inference and statistical process control, we walk through the basic steps of defining candidate monitoring criteria, describing potential sources of bias and the causal model, and specifying and comparing candidate monitoring procedures. We hypothesize that these steps can be applied more generally, as causal inference can address other sources of biases as well.
Precision at the indistinguishability threshold: a method for evaluating classification algorithms
There exist a wide range of single number metrics for assessing performance of classification algorithms, including AUC and the F1-score (Wikipedia lists 17 such metrics, with 27 different names). In this article, I propose a new metric to answer the following question: when an algorithm is tuned so that it can no longer distinguish labelled cats from real cats, how often does a randomly chosen image that has been labelled as containing a cat actually contain a cat? The steps to construct this metric are as follows. First, we set a threshold score such that when the algorithm is shown two randomly-chosen images -- one that has a score greater than the threshold (i.e. a picture labelled as containing a cat) and another from those pictures that really does contain a cat -- the probability that the image with the highest score is the one chosen from the set of real cat images is 50\%. At this decision threshold, the set of positively labelled images are indistinguishable from the set of images which are positive. Then, as a second step, we measure performance by asking how often a randomly chosen picture from those labelled as containing a cat actually contains a cat. This metric can be thought of as {\it precision at the indistinguishability threshold}. While this new metric doesn't address the tradeoff between precision and recall inherent to all such metrics, I do show why this method avoids pitfalls that can occur when using, for example AUC, and it is better motivated than, for example, the F1-score.
Challenges in data-based geospatial modeling for environmental research and practice
Koldasbayeva, Diana, Tregubova, Polina, Gasanov, Mikhail, Zaytsev, Alexey, Petrovskaia, Anna, Burnaev, Evgeny
With the rise of electronic data, particularly Earth observation data, data-based geospatial modelling using machine learning (ML) has gained popularity in environmental research. Accurate geospatial predictions are vital for domain research based on ecosystem monitoring and quality assessment and for policy-making and action planning, considering effective management of natural resources. The accuracy and computation speed of ML has generally proved efficient. However, many questions have yet to be addressed to obtain precise and reproducible results suitable for further use in both research and practice. A better understanding of the ML concepts applicable to geospatial problems enhances the development of data science tools providing transparent information crucial for making decisions on global challenges such as biosphere degradation and climate change. This survey reviews common nuances in geospatial modelling, such as imbalanced data, spatial autocorrelation, prediction errors, model generalisation, domain specificity, and uncertainty estimation. We provide an overview of techniques and popular programming tools to overcome or account for the challenges. We also discuss prospects for geospatial Artificial Intelligence in environmental applications. To date, obtaining spatial predictions is an essential step in the monitoring, assessment, and prognosis tasks applicable to all kinds of Earth systems on both local and global scales (Figure 1).
Can We Utilize Pre-trained Language Models within Causal Discovery Algorithms?
Lee, Chanhui, Kim, Juhyeon, Jeong, Yongjun, Lyu, Juhyun, Kim, Junghee, Lee, Sangmin, Han, Sangjun, Choe, Hyeokjun, Park, Soyeon, Lim, Woohyung, Lim, Sungbin, Lee, Sanghack
Scaling laws have allowed Pre-trained Language Models (PLMs) into the field of causal reasoning. Causal reasoning of PLM relies solely on text-based descriptions, in contrast to causal discovery which aims to determine the causal relationships between variables utilizing data. Recently, there has been current research regarding a method that mimics causal discovery by aggregating the outcomes of repetitive causal reasoning, achieved through specifically designed prompts. It highlights the usefulness of PLMs in discovering cause and effect, which is often limited by a lack of data, especially when dealing with multiple variables. Conversely, the characteristics of PLMs which are that PLMs do not analyze data and they are highly dependent on prompt design leads to a crucial limitation for directly using PLMs in causal discovery. Accordingly, PLM-based causal reasoning deeply depends on the prompt design and carries out the risk of overconfidence and false predictions in determining causal relationships. In this paper, we empirically demonstrate the aforementioned limitations of PLM-based causal reasoning through experiments on physics-inspired synthetic data. Then, we propose a new framework that integrates prior knowledge obtained from PLM with a causal discovery algorithm. This is accomplished by initializing an adjacency matrix for causal discovery and incorporating regularization using prior knowledge. Our proposed framework not only demonstrates improved performance through the integration of PLM and causal discovery but also suggests how to leverage PLM-extracted prior knowledge with existing causal discovery algorithms.