Accuracy
A Survey on Small Sample Imbalance Problem: Metrics, Feature Analysis, and Solutions
Zhao, Shuxian, Gui, Jie, Dong, Minjing, Yu, Baosheng, Gui, Zhipeng, Dong, Lu, Tang, Yuan Yan, Kwok, James Tin-Yau
The small sample imbalance (S&I) problem is a major challenge in machine learning and data analysis. It is characterized by a small number of samples and an imbalanced class distribution, which leads to poor model performance. In addition, indistinct inter-class feature distributions further complicate classification tasks. Existing methods often rely on algorithmic heuristics without sufficiently analyzing the underlying data characteristics. We argue that a detailed analysis from the data perspective is essential before developing an appropriate solution. Therefore, this paper proposes a systematic analytical framework for the S\&I problem. We first summarize imbalance metrics and complexity analysis methods, highlighting the need for interpretable benchmarks to characterize S&I problems. Second, we review recent solutions for conventional, complexity-based, and extreme S&I problems, revealing methodological differences in handling various data distributions. Our summary finds that resampling remains a widely adopted solution. However, we conduct experiments on binary and multiclass datasets, revealing that classifier performance differences significantly exceed the improvements achieved through resampling. Finally, this paper highlights open questions and discusses future trends.
Causality for Natural Language Processing
In the field of natural language processing (NLP), the capability to infer and reason about causality is increasingly recognized as a critical component of intelligent systems. Despite the recent advancement of large language models (LLMs) (Radford et al., 2019; Devlin et al., 2019; Brown et al., 2020; Zhang et al., 2022; OpenAI, 2023; Ignat et al., 2024, inter alia), a key question still remains: Can these models understand and reason about causality? This is a critical skill before we can trust AI agents to be integrated into decision-making systems. Moreover, even if LLMs succeed at some extent of reasoning, they still lack transparency of how their decisions are made, forming a strong need for interpretabil-ity (Luo and Specia, 2024; Rรคuker et al., 2023; Zou et al., 2023). T o bridge the gap, this thesis explores various facets of causal reasoning in LLMs. W e present a series of studies that collectively advance the knowledge of how well these models perform causal reasoning (Part I), how their decisions are made (Part II), how causality among learning variables influences NLP tasks (Part III), and how causality and NLP can together analyze social problems (Part IV). Below we introduce an overview of the four parts and their corresponding chapters.
Balancing Fairness and Performance in Healthcare AI: A Gradient Reconciliation Approach
Wang, Xiaoyang, Yang, Christopher C.
The rapid growth of healthcare data and advances in computational power have accelerated the adoption of artificial intelligence (AI) in medicine. However, AI systems deployed without explicit fairness considerations risk exacerbating existing healthcare disparities, potentially leading to inequitable resource allocation and diagnostic disparities across demographic subgroups. To address this challenge, we propose FairGrad, a novel gradient reconciliation framework that automatically balances predictive performance and multi-attribute fairness optimization in healthcare AI models. Our method resolves conflicting optimization objectives by projecting each gradient vector onto the orthogonal plane of the others, thereby regularizing the optimization trajectory to ensure equitable consideration of all objectives. Evaluated on diverse real-world healthcare datasets and predictive tasks - including Substance Use Disorder (SUD) treatment and sepsis mortality - FairGrad achieved statistically significant improvements in multi-attribute fairness metrics (e.g., equalized odds) while maintaining competitive predictive accuracy. These results demonstrate the viability of harmonizing fairness and utility in mission-critical medical AI applications.
Experience-based Refinement of Task Planning Knowledge in Autonomous Robots
Jazzaa, Hadeel, McCluskey, Thomas, Peebles, David
The requirement for autonomous robots to exhibit higher-level cognitive skills by planning and adapting in an ever-changing environment is indeed a great challenge for the AI community. Progress has been made in the automated planning community on refinement and repair of an agent's symbolic knowledge to do task planning in an incomplete or changing environmental model, but these advances up to now have not been transferred to real physical robots. This paper demonstrates how a physical robot can be capable of adapting its symbolic knowledge of the environment, by using experiences in robot action execution to drive knowledge refinement and hence to improve the success rate of the task plans the robot creates. To implement more robust planning systems, we propose a method for refining domain knowledge to improve the knowledge on which intelligent robot behavior is based. This architecture has been implemented and evaluated using a NAO robot. The refined knowledge leads to the future synthesis of task plans which demonstrate decreasing rates of failure over time as faulty knowledge is removed or adjusted.
A synthetic dataset of French electric load curves with temperature conditioning
Nabil, Tahar, Agoua, Ghislain, Cauchois, Pierre, De Moliner, Anne, Grossin, Benoรฎt
The undergoing energy transition is causing behavioral changes in electricity use, e.g. with self-consumption of local generation, or flexibility services for demand control. To better understand these changes and the challenges they induce, accessing individual smart meter data is crucial. Yet this is personal data under the European GDPR. A widespread use of such data requires thus to create synthetic realistic and privacy-preserving samples. This paper introduces a new synthetic load curve dataset generated by conditional latent diffusion. We also provide the contracted power, time-of-use plan and local temperature used for generation. Fidelity, utility and privacy of the dataset are thoroughly evaluated, demonstrating its good quality and thereby supporting its interest for energy modeling applications.
Toward Automated Qualitative Analysis: Leveraging Large Language Models for Tutoring Dialogue Evaluation
Gu, Megan, Zhao, Chloe Qianhui, Liu, Claire, Patel, Nikhil, Shah, Jahnvi, Lin, Jionghao, Koedinger, Kenneth R.
Our study introduces an automated system leveraging large language models (LLMs) to assess the effectiveness of five key tutoring strategies: 1. giving effective praise, 2. reacting to errors, 3. determining what students know, 4. helping students manage inequity, and 5. responding to negative self-talk. Using a public dataset from the Teacher-Student Chatroom Corpus, our system classifies each tutoring strategy as either being employed as desired or undesired. Our study utilizes GPT-3.5 with few-shot prompting to assess the use of these strategies and analyze tutoring dialogues. The results show that for the five tutoring strategies, True Negative Rates (TNR) range from 0.655 to 0.738, and Recall ranges from 0.327 to 0.432, indicating that the model is effective at excluding incorrect classifications but struggles to consistently identify the correct strategy. The strategy \textit{helping students manage inequity} showed the highest performance with a TNR of 0.738 and Recall of 0.432. The study highlights the potential of LLMs in tutoring strategy analysis and outlines directions for future improvements, including incorporating more advanced models for more nuanced feedback.
Single-loop Algorithms for Stochastic Non-convex Optimization with Weakly-Convex Constraints
Yang, Ming, Li, Gang, Hu, Quanqi, Lin, Qihang, Yang, Tianbao
Constrained optimization with multiple functional inequality constraints has significant applications in machine learning. This paper examines a crucial subset of such problems where both the objective and constraint functions are weakly convex. Existing methods often face limitations, including slow convergence rates or reliance on double-loop algorithmic designs. To overcome these challenges, we introduce a novel single-loop penalty-based stochastic algorithm. Following the classical exact penalty method, our approach employs a {\bf hinge-based penalty}, which permits the use of a constant penalty parameter, enabling us to achieve a {\bf state-of-the-art complexity} for finding an approximate Karush-Kuhn-Tucker (KKT) solution. We further extend our algorithm to address finite-sum coupled compositional objectives, which are prevalent in artificial intelligence applications, establishing improved complexity over existing approaches. Finally, we validate our method through experiments on fair learning with receiver operating characteristic (ROC) fairness constraints and continual learning with non-forgetting constraints.
Some Optimizers are More Equal: Understanding the Role of Optimizers in Group Fairness
Kolahdouzi, Mojtaba, Gunes, Hatice, Etemad, Ali
We study whether and how the choice of optimization algorithm can impact group fairness in deep neural networks. Through stochastic differential equation analysis of optimization dynamics in an analytically tractable setup, we demonstrate that the choice of optimization algorithm indeed influences fairness outcomes, particularly under severe imbalance. Furthermore, we show that when comparing two categories of optimizers, adaptive methods and stochastic methods, RMSProp (from the adaptive category) has a higher likelihood of converging to fairer minima than SGD (from the stochastic category). Building on this insight, we derive two new theoretical guarantees showing that, under appropriate conditions, RMSProp exhibits fairer parameter updates and improved fairness in a single optimization step compared to SGD. We then validate these findings through extensive experiments on three publicly available datasets, namely CelebA, FairFace, and MS-COCO, across different tasks as facial expression recognition, gender classification, and multi-label classification, using various backbones. Considering multiple fairness definitions including equalized odds, equal opportunity, and demographic parity, adaptive optimizers like RMSProp and Adam consistently outperform SGD in terms of group fairness, while maintaining comparable predictive accuracy. Our results highlight the role of adaptive updates as a crucial yet overlooked mechanism for promoting fair outcomes.
Human-aligned Deep Learning: Explainability, Causality, and Biological Inspiration
This work aligns deep learning (DL) with human reasoning capabilities and needs to enable more efficient, interpretable, and robust image classification. We approach this from three perspectives: explainability, causality, and biological vision. Introduction and background open this work before diving into operative chapters. First, we assess neural networks' visualization techniques for medical images and validate an explainable-by-design method for breast mass classification. A comprehensive review at the intersection of XAI and causality follows, where we introduce a general scaffold to organize past and future research, laying the groundwork for our second perspective. In the causality direction, we propose novel modules that exploit feature co-occurrence in medical images, leading to more effective and explainable predictions. We further introduce CROCODILE, a general framework that integrates causal concepts, contrastive learning, feature disentanglement, and prior knowledge to enhance generalization. Lastly, we explore biological vision, examining how humans recognize objects, and propose CoCoReco, a connectivity-inspired network with context-aware attention mechanisms. Overall, our key findings include: (i) simple activation maximization lacks insight for medical imaging DL models; (ii) prototypical-part learning is effective and radiologically aligned; (iii) XAI and causal ML are deeply connected; (iv) weak causal signals can be leveraged without a priori information to improve performance and interpretability; (v) our framework generalizes across medical domains and out-of-distribution data; (vi) incorporating biological circuit motifs improves human-aligned recognition. This work contributes toward human-aligned DL and highlights pathways to bridge the gap between research and clinical adoption, with implications for improved trust, diagnostic accuracy, and safe deployment.
Word Embedding Techniques for Classification of Star Ratings
Abdelmotaleb, Hesham, McNeile, Craig, Wojtys, Malgorzata
Telecom services are at the core of today's societies' everyday needs. The availability of numerous online forums and discussion platforms enables telecom providers to improve their services by exploring the views of their customers to learn about common issues that the customers face. Natural Language Processing (NLP) tools can be used to process the free text collected. One way of working with such data is to represent text as numerical vectors using one of many word embedding models based on neural networks. This research uses a novel dataset of telecom customers' reviews to perform an extensive study showing how different word embedding algorithms can affect the text classification process. Several state-of-the-art word embedding techniques are considered, including BERT, Word2Vec and Doc2Vec, coupled with several classification algorithms. The important issue of feature engineering and dimensionality reduction is addressed and several PCA-based approaches are explored. Moreover, the energy consumption used by the different word embeddings is investigated. The findings show that some word embedding models can lead to consistently better text classifiers in terms of precision, recall and F1-Score. In particular, for the more challenging classification tasks, BERT combined with PCA stood out with the highest performance metrics. Moreover, our proposed PCA approach of combining word vectors using the first principal component shows clear advantages in performance over the traditional approach of taking the average.