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Kernel Stein Tests for Multiple Model Comparison

Neural Information Processing Systems

We address the problem of non-parametric multiple model comparison: given $l$ candidate models, decide whether each candidate is as good as the best one(s) or worse than it. We propose two statistical tests, each controlling a different notion of decision errors. The first test, building on the post selection inference framework, provably controls the number of best models that are wrongly declared worse (false positive rate). The second test is based on multiple correction, and controls the proportion of the models declared worse but are in fact as good as the best (false discovery rate). We prove that under appropriate conditions the first test can yield a higher true positive rate than the second. Experimental results on toy and real (CelebA, Chicago Crime data) problems show that the two tests have high true positive rates with well-controlled error rates. By contrast, the naive approach of choosing the model with the lowest score without correction leads to more false positives.


Leveraging Labeled and Unlabeled Data for Consistent Fair Binary Classification

Neural Information Processing Systems

We study the problem of fair binary classification using the notion of Equal Opportunity. It requires the true positive rate to distribute equally across the sensitive groups. Within this setting we show that the fair optimal classifier is obtained by recalibrating the Bayes classifier by a group-dependent threshold. We provide a constructive expression for the threshold. This result motivates us to devise a plug-in classification procedure based on both unlabeled and labeled datasets. While the latter is used to learn the output conditional probability, the former is used for calibration. The overall procedure can be computed in polynomial time and it is shown to be statistically consistent both in terms of the classification error and fairness measure. Finally, we present numerical experiments which indicate that our method is often superior or competitive with the state-of-the-art methods on benchmark datasets.


Dual Variational Generation for Low Shot Heterogeneous Face Recognition

Neural Information Processing Systems

Heterogeneous Face Recognition (HFR) is a challenging issue because of the large domain discrepancy and a lack of heterogeneous data. This paper considers HFR as a dual generation problem, and proposes a novel Dual Variational Generation (DVG) framework. It generates large-scale new paired heterogeneous images with the same identity from noise, for the sake of reducing the domain gap of HFR. Specifically, we first introduce a dual variational autoencoder to represent a joint distribution of paired heterogeneous images. Then, in order to ensure the identity consistency of the generated paired heterogeneous images, we impose a distribution alignment in the latent space and a pairwise identity preserving in the image space. Moreover, the HFR network reduces the domain discrepancy by constraining the pairwise feature distances between the generated paired heterogeneous images. Extensive experiments on four HFR databases show that our method can significantly improve state-of-the-art results. When using the generated paired images for training, our method gains more than 18\% True Positive Rate improvements over the baseline model when False Positive Rate is at $10^{-5}$.


Asymptotically Unbiased Instance-wise Regularized Partial AUC Optimization: Theory and Algorithm

Neural Information Processing Systems

The Partial Area Under the ROC Curve (PAUC), typically including One-way Partial AUC (OPAUC) and Two-way Partial AUC (TPAUC), measures the average performance of a binary classifier within a specific false positive rate and/or true positive rate interval, which is a widely adopted measure when decision constraints must be considered. Consequently, PAUC optimization has naturally attracted increasing attention in the machine learning community within the last few years. Nonetheless, most of the existing methods could only optimize PAUC approximately, leading to inevitable biases that are not controllable. Fortunately, a recent work presents an unbiased formulation of the PAUC optimization problem via distributional robust optimization. However, it is based on the pair-wise formulation of AUC, which suffers from the limited scalability w.r.t.


Paraphrasing evades detectors of AI-generated text, but retrieval is an effective defense

Neural Information Processing Systems

The rise in malicious usage of large language models, such as fake content creation and academic plagiarism, has motivated the development of approaches that identify AI-generated text, including those based on watermarking or outlier detection. However, the robustness of these detection algorithms to paraphrases of AI-generated text remains unclear. To stress test these detectors, we build a 11B parameter paraphrase generation model (DIPPER) that can paraphrase paragraphs, condition on surrounding context, and control lexical diversity and content reordering. Paraphrasing text generated by three large language models (including GPT3.5-davinci-003) with DIPPER successfully evades several detectors, including watermarking, GPTZero, DetectGPT, and OpenAI's text classifier. For example, DIPPER drops detection accuracy of DetectGPT from 70.3% to 4.6% (at a constant false positive rate of 1%), without appreciably modifying the input semantics.To increase the robustness of AI-generated text detection to paraphrase attacks, we introduce a simple defense that relies on retrieving semantically-similar generations and must be maintained by a language model API provider. Given a candidate text, our algorithm searches a database of sequences previously generated by the API, looking for sequences that match the candidate text within a certain threshold. We empirically verify our defense using a database of 15M generations from a fine-tuned T5-XXL model and find that it can detect 80% to 97% of paraphrased generations across different settings while only classifying 1% of human-written sequences as AI-generated.


Large-scale Optimization of Partial AUC in a Range of False Positive Rates

Neural Information Processing Systems

The area under the ROC curve (AUC) is one of the most widely used performance measures for classification models in machine learning. However, it summarizes the true positive rates (TPRs) over all false positive rates (FPRs) in the ROC space, which may include the FPRs with no practical relevance in some applications. The partial AUC, as a generalization of the AUC, summarizes only the TPRs over a specific range of the FPRs and is thus a more suitable performance measure in many real-world situations. Although partial AUC optimization in a range of FPRs had been studied, existing algorithms are not scalable to big data and not applicable to deep learning. To address this challenge, we cast the problem into a non-smooth difference-of-convex (DC) program for any smooth predictive functions (e.g., deep neural networks), which allowed us to develop an efficient approximated gradient descent method based on the Moreau envelope smoothing technique, inspired by recent advances in non-smooth DC optimization. To increase the efficiency of large data processing, we used an efficient stochastic block coordinate update in our algorithm. Our proposed algorithm can also be used to minimize the sum of ranked range loss, which also lacks efficient solvers. We established a complexity of $\tilde O(1/\epsilon^6)$ for finding a nearly $\epsilon$-critical solution. Finally, we numerically demonstrated the effectiveness of our proposed algorithms in training both linear models and deep neural networks for partial AUC maximization and sum of ranked range loss minimization.


On the consistent estimation of optimal Receiver Operating Characteristic (ROC) curve

Neural Information Processing Systems

Under a standard binary classification setting with possible model misspecification, we study the problem of estimating general Receiver Operating Characteristic (ROC) curve, which is an arbitrary set of false positive rate (FPR) and true positive rate (TPR) pairs. We formally introduce the notion of \textit{optimal ROC curve} over a general model space. It is argued that any ROC curve estimation methods implemented over the given model space should target the optimal ROC curve over that space. Three popular ROC curve estimation methods are then analyzed at the population level (i.e., when there are infinite number of samples) under both correct and incorrect model specification. Based on our analysis, they are all consistent when the surrogate loss function satisfies certain conditions and the given model space includes all measurable classifiers. Interestingly, some of these conditions are similar to those that are required to ensure classification consistency. When the model space is incorrectly specified, however, we show that only one method leads to consistent estimation of the ROC curve over the chosen model space. We present some numerical results to demonstrate the effects of model misspecification on the performance of various methods in terms of their ROC curve estimates.


Causal-driven attribution (CDA): Estimating channel influence without user-level data

arXiv.org Machine Learning

Attribution modelling lies at the heart of marketing effectiveness, yet most existing approaches depend on user-level path data, which are increasingly inaccessible due to privacy regulations and platform restrictions. This paper introduces a Causal-Driven Attribution (CDA) framework that infers channel influence using only aggregated impression-level data, avoiding any reliance on user identifiers or click-path tracking. CDA integrates temporal causal discovery (using PCMCI) with causal effect estimation via a Structural Causal Model to recover directional channel relationships and quantify their contributions to conversions. Using large-scale synthetic data designed to replicate real marketing dynamics, we show that CDA achieves an average relative RMSE of 9.50% when given the true causal graph, and 24.23% when using the predicted graph, demonstrating strong accuracy under correct structure and meaningful signal recovery even under structural uncertainty. CDA captures cross-channel interdependencies while providing interpretable, privacy-preserving attribution insights, offering a scalable and future-proof alternative to traditional path-based models.


Weighted MCC: A Robust Measure of Multiclass Classifier Performance for Observations with Individual Weights

arXiv.org Machine Learning

Several performance measures are used to evaluate binary and multiclass classification tasks. But individual observations may often have distinct weights, and none of these measures are sensitive to such varying weights. We propose a new weighted Pearson-Matthews Correlation Coefficient (MCC) for binary classification as well as weighted versions of related multiclass measures. The weighted MCC varies between $-1$ and $1$. But crucially, the weighted MCC values are higher for classifiers that perform better on highly weighted observations, and hence is able to distinguish them from classifiers that have a similar overall performance and ones that perform better on the lowly weighted observations. Furthermore, we prove that the weighted measures are robust with respect to the choice of weights in a precise manner: if the weights are changed by at most $ε$, the value of the weighted measure changes at most by a factor of $ε$ in the binary case and by a factor of $ε^2$ in the multiclass case. Our computations demonstrate that the weighted measures clearly identify classifiers that perform better on higher weighted observations, while the unweighted measures remain completely indifferent to the choices of weights.


AI-Augmented Pollen Recognition in Optical and Holographic Microscopy for Veterinary Imaging

arXiv.org Machine Learning

We present a comprehensive study on fully automated pollen recognition across both conventional optical and digital in-line holographic microscopy (DIHM) images of sample slides. Visually recognizing pollen in unreconstructed holographic images remains challenging due to speckle noise, twin-image artifacts and substantial divergence from bright-field appearances. We establish the performance baseline by training YOLOv8s for object detection and MobileNetV3L for classification on a dual-modality dataset of automatically annotated optical and affinely aligned DIHM images. On optical data, detection mAP50 reaches 91.3% and classification accuracy reaches 97%, whereas on DIHM data, we achieve only 8.15% for detection mAP50 and 50% for classification accuracy. Expanding the bounding boxes of pollens in DIHM images over those acquired in aligned optical images achieves 13.3% for detection mAP50 and 54% for classification accuracy. To improve object detection in DIHM images, we employ a Wasserstein GAN with spectral normalization (WGAN-SN) to create synthetic DIHM images, yielding an FID score of 58.246. Mixing real-world and synthetic data at the 1.0 : 1.5 ratio for DIHM images improves object detection up to 15.4%. These results demonstrate that GAN-based augmentation can reduce the performance divide, bringing fully automated DIHM workflows for veterinary imaging a small but important step closer to practice.