Deep Learning
Towards Instance-wise Personalized Federated Learning via Semi-Implicit Bayesian Prompt Tuning
Ye, Tiandi, Liu, Wenyan, Yao, Kai, Li, Lichun, Su, Shangchao, Chen, Cen, Li, Xiang, Yin, Shan, Gao, Ming
Federated learning (FL) is a privacy-preserving machine learning paradigm that enables collaborative model training across multiple distributed clients without disclosing their raw data. Personalized federated learning (pFL) has gained increasing attention for its ability to address data heterogeneity. However, most existing pFL methods assume that each client's data follows a single distribution and learn one client-level personalized model for each client. This assumption often fails in practice, where a single client may possess data from multiple sources or domains, resulting in significant intra-client heterogeneity and suboptimal performance. To tackle this challenge, we propose pFedBayesPT, a fine-grained instance-wise pFL framework based on visual prompt tuning. Specifically, we formulate instance-wise prompt generation from a Bayesian perspective and model the prompt posterior as an implicit distribution to capture diverse visual semantics. We derive a variational training objective under the semi-implicit variational inference framework. Extensive experiments on benchmark datasets demonstrate that pFedBayesPT consistently outperforms existing pFL methods under both feature and label heterogeneity settings.
A Scenario-Oriented Survey of Federated Recommender Systems: Techniques, Challenges, and Future Directions
Mi, Yunqi, Shen, Jiakui, Zhao, Guoshuai, Shen, Jialie, Qian, Xueming
Extending recommender systems to federated learning (FL) frameworks to protect the privacy of users or platforms while making recommendations has recently gained widespread attention in academia. This is due to the natural coupling of recommender systems and federated learning architectures: the data originates from distributed clients (mostly mobile devices held by users), which are highly related to privacy. In a centralized recommender system (CenRec), the central server collects clients' data, trains the model, and provides the service. Whereas in federated recommender systems (FedRec), the step of data collecting is omitted, and the step of model training is offloaded to each client. The server only aggregates the model and other knowledge, thus avoiding client privacy leakage. Some surveys of federated recommender systems discuss and analyze related work from the perspective of designing FL systems. However, their utility drops by ignoring specific recommendation scenarios' unique characteristics and practical challenges. For example, the statistical heterogeneity issue in cross-domain FedRec originates from the label drift of the data held by different platforms, which is mainly caused by the recommender itself, but not the federated architecture. Therefore, it should focus more on solving specific problems in real-world recommendation scenarios to encourage the deployment FedRec. To this end, this review comprehensively analyzes the coupling of recommender systems and federated learning from the perspective of recommendation researchers and practitioners. We establish a clear link between recommendation scenarios and FL frameworks, systematically analyzing scenario-specific approaches, practical challenges, and potential opportunities. We aim to develop guidance for the real-world deployment of FedRec, bridging the gap between existing research and applications.
FinCast: A Foundation Model for Financial Time-Series Forecasting
Zhu, Zhuohang, Chen, Haodong, Qu, Qiang, Chung, Vera
Financial time-series forecasting is critical for maintaining economic stability, guiding informed policymaking, and promoting sustainable investment practices. However, it remains challenging due to various underlying pattern shifts. These shifts arise primarily from three sources: temporal non-stationarity (distribution changes over time), multi-domain diversity (distinct patterns across financial domains such as stocks, commodities, and futures), and varying temporal resolutions (patterns differing across per-second, hourly, daily, or weekly indicators). While recent deep learning methods attempt to address these complexities, they frequently suffer from overfitting and typically require extensive domain-specific fine-tuning. To overcome these limitations, we introduce FinCast, the first foundation model specifically designed for financial time-series forecasting, trained on large-scale financial datasets. Remarkably, FinCast exhibits robust zero-shot performance, effectively capturing diverse patterns without domain-specific fine-tuning. Comprehensive empirical and qualitative evaluations demonstrate that FinCast surpasses existing state-of-the-art methods, highlighting its strong generalization capabilities.
CompLex: Music Theory Lexicon Constructed by Autonomous Agents for Automatic Music Generation
Hu, Zhejing, Liu, Yan, Chen, Gong, Yu, Bruce X. B.
Generative artificial intelligence in music has made significant strides, yet it still falls short of the substantial achievements seen in natural language processing, primarily due to the limited availability of music data. Knowledge-informed approaches have been shown to enhance the performance of music generation models, even when only a few pieces of musical knowledge are integrated. This paper seeks to leverage comprehensive music theory in AI-driven music generation tasks, such as algorithmic composition and style transfer, which traditionally require significant manual effort with existing techniques. We introduce a novel automatic music lexicon construction model that generates a lexicon, named CompLex, comprising 37,432 items derived from just 9 manually input category keywords and 5 sentence prompt templates. A new multi-agent algorithm is proposed to automatically detect and mitigate hallucinations. CompLex demonstrates impressive performance improvements across three state-of-the-art text-to-music generation models, encompassing both symbolic and audio-based methods. Furthermore, we evaluate CompLex in terms of completeness, accuracy, non-redundancy, and executability, confirming that it possesses the key characteristics of an effective lexicon.
Encouraging Good Processes Without the Need for Good Answers: Reinforcement Learning for LLM Agent Planning
Li, Zhiwei, Hu, Yong, Wang, Wenqing
The functionality of Large Language Model (LLM) agents is primarily determined by two capabilities: action planning and answer summarization. The former, action planning, is the core capability that dictates an agent's performance. However, prevailing training paradigms employ end-to-end, multi-objective optimization that jointly trains both capabilities. This paradigm faces two critical challenges: imbalanced optimization objective allocation and scarcity of verifiable data, making it difficult to enhance the agent's planning capability. To address these challenges, we propose Reinforcement Learning with Tool-use Rewards (RLTR), a novel framework that decouples the training process to enable a focused, single-objective optimization of the planning module. Crucially, RLTR introduces a reward signal based on tool-use completeness to directly evaluate the quality of tool invocation sequences. This method offers a more direct and reliable training signal than assessing the final response content, thereby obviating the need for verifiable data. Our experiments demonstrate that RLTR achieves an 8%-12% improvement in planning performance compared to end-to-end baselines. Moreover, this enhanced planning capability, in turn, translates to a 5%-6% increase in the final response quality of the overall agent system.
A Lightweight Crowd Model for Robot Social Navigation
Eskeri, Maryam Kazemi, Wiedemann, Thomas, Kyrki, Ville, Baumann, Dominik, Kucner, Tomasz Piotr
Robots operating in human-populated environments must navigate safely and efficiently while minimizing social disruption. Achieving this requires estimating crowd movement to avoid congested areas in real-time. Traditional microscopic models struggle to scale in dense crowds due to high computational cost, while existing macroscopic crowd prediction models tend to be either overly simplistic or computationally intensive. In this work, we propose a lightweight, real-time macroscopic crowd prediction model tailored for human motion, which balances prediction accuracy and computational efficiency. Our approach simplifies both spatial and temporal processing based on the inherent characteristics of pedestrian flow, enabling robust generalization without the overhead of complex architectures. We demonstrate a 3.6 times reduction in inference time, while improving prediction accuracy by 3.1 %. Integrated into a socially aware planning framework, the model enables efficient and socially compliant robot navigation in dynamic environments. This work highlights that efficient human crowd modeling enables robots to navigate dense environments without costly computations.
Hallucinating with AI: AI Psychosis as Distributed Delusions
There is much discussion of the false outputs that generative AI systems such as ChatGPT, Claude, Gemini, DeepSeek, and Grok create. In popular terminology, these have been dubbed AI hallucinations. However, deeming these AI outputs hallucinations is controversial, with many claiming this is a metaphorical misnomer. Nevertheless, in this paper, I argue that when viewed through the lens of distributed cognition theory, we can better see the dynamic and troubling ways in which inaccurate beliefs, distorted memories and self-narratives, and delusional thinking can emerge through human-AI interactions; examples of which are popularly being referred to as cases of AI psychosis. In such cases, I suggest we move away from thinking about how an AI system might hallucinate at us, by generating false outputs, to thinking about how, when we routinely rely on generative AI to help us think, remember, and narrate, we can come to hallucinate with AI. This can happen when AI introduces errors into the distributed cognitive process, but it can also happen when AI sustains, affirms, and elaborates on our own delusional thinking and self-narratives, such as in the case of Jaswant Singh Chail. I also examine how the conversational style of chatbots can lead them to play a dual-function, both as a cognitive artefact and a quasi-Other with whom we co-construct our beliefs, narratives, and our realities. It is this dual function, I suggest, that makes generative AI an unusual, and particularly seductive, case of distributed cognition.
Towards stable AI systems for Evaluating Arabic Pronunciations
Zaatiti, Hadi, Hajri, Hatem, Abdullah, Osama, Masmoudi, Nader
Modern Arabic ASR systems such as wav2vec 2.0 excel at word- and sentence-level transcription, yet struggle to classify isolated letters. In this study, we show that this phoneme-level task, crucial for language learning, speech therapy, and phonetic research, is challenging because isolated letters lack co-articulatory cues, provide no lexical context, and last only a few hundred milliseconds. Recogniser systems must therefore rely solely on variable acoustic cues, a difficulty heightened by Arabic's emphatic (pharyngealized) consonants and other sounds with no close analogues in many languages. This study introduces a diverse, diacritised corpus of isolated Arabic letters and demonstrates that state-of-the-art wav2vec 2.0 models achieve only 35% accuracy on it. Training a lightweight neural network on wav2vec embeddings raises performance to 65%. However, adding a small amplitude perturbation (epsilon = 0.05) cuts accuracy to 32%. To restore robustness, we apply adversarial training, limiting the noisy-speech drop to 9% while preserving clean-speech accuracy. We detail the corpus, training pipeline, and evaluation protocol, and release, on demand, data and code for reproducibility. Finally, we outline future work extending these methods to word- and sentence-level frameworks, where precise letter pronunciation remains critical.
ArgCMV: An Argument Summarization Benchmark for the LLM-era
Gurjar, Omkar, Goyal, Agam, Chandrasekharan, Eshwar
Key point extraction is an important task in argument summarization which involves extracting high-level short summaries from arguments. Existing approaches for KP extraction have been mostly evaluated on the popular ArgKP21 dataset. In this paper, we highlight some of the major limitations of the ArgKP21 dataset and demonstrate the need for new benchmarks that are more representative of actual human conversations. Using SoTA large language models (LLMs), we curate a new argument key point extraction dataset called ArgCMV comprising of around 12K arguments from actual online human debates spread across over 3K topics. Our dataset exhibits higher complexity such as longer, co-referencing arguments, higher presence of subjective discourse units, and a larger range of topics over ArgKP21. We show that existing methods do not adapt well to ArgCMV and provide extensive benchmark results by experimenting with existing baselines and latest open source models. This work introduces a novel KP extraction dataset for long-context online discussions, setting the stage for the next generation of LLM-driven summarization research.
Towards a Holistic and Automated Evaluation Framework for Multi-Level Comprehension of LLMs in Book-Length Contexts
Deng, Jiaqi, Lee, Yuho, Kim, Nicole Hee-Yeon, Min, Hyangsuk, Yun, Taewon, Ban, Minjeong, Yul, Kim, Song, Hwanjun
We introduce HAMLET, a holistic and automated framework for evaluating the long-context comprehension of large language models (LLMs). HAMLET structures source texts into a three-level key-fact hierarchy at root-, branch-, and leaf-levels, and employs query-focused summarization to evaluate how well models recall and faithfully represent information at each level. To validate the reliability of our fully automated pipeline, we conduct a systematic human study, showing that our automatic evaluation achieves over 90% agreement with expert human judgments, while reducing the cost by up to 25 times. HAMLET reveals that LLMs struggle with fine-grained comprehension, especially at the leaf level, and are sensitive to positional effects like the lost-in-the-middle. Analytical queries pose greater challenges than narrative ones, and consistent performance gaps emerge between open-source and proprietary models, as well as across model scales. Our code and dataset are publicly available at https://github.com/DISL-Lab/HAMLET.