Deep Learning
Pluralistic Off-policy Evaluation and Alignment
Huang, Chengkai, Wu, Junda, Xie, Zhouhang, Xia, Yu, Wang, Rui, Yu, Tong, Mitra, Subrata, McAuley, Julian, Yao, Lina
Personalized preference alignment for LLMs with diverse human preferences requires evaluation and alignment methods that capture pluralism. Most existing preference alignment datasets are logged under policies that differ substantially from the evaluated LLMs, and existing off-policy estimators focus solely on overall utility while ignoring preference pluralism. Extending Off-Policy Evaluation (OPE) to pluralistic preference alignment, therefore, remains an open question. Thus, we propose the Pluralistic Off-Policy Evaluation (POPE), the first framework for offline pluralistic preference evaluation and alignment in LLMs. POPE includes a unified reward function that combines (1) a collaborative utility component derived from human preference signals (e.g., upvotes or relevance scores) and (2) a diversity component inspired by entropy-based coverage measures, together reflecting pluralistic alignment. Furthermore, to estimate this reward from logged interactions, we derive decomposable inverse propensity scoring (IPS) estimators that separately evaluate relevance and diversity. Theoretically, we prove that our decomposed IPS estimators establish a lower bound on their variance. With the off-policy evaluated value function, we can directly enable off-policy optimization to further enhance pluralistic alignment. Empirical results demonstrate that POPE efficiently enhances pluralistic response generation and maintains the models' general capabilities on downstream tasks
Quantifying Compositionality of Classic and State-of-the-Art Embeddings
Guo, Zhijin, Xue, Chenhao, Xu, Zhaozhen, Bo, Hongbo, Ye, Yuxuan, Pierrehumbert, Janet B., Lewis, Martha
For language models to generalize correctly to novel expressions, it is critical that they exploit access compositional meanings when this is justified. Even if we don't know what a "pelp" is, we can use our knowledge of numbers to understand that "ten pelps" makes more pelps than "two pelps". Static word embeddings such as Word2vec made strong, indeed excessive, claims about compositionality. The SOTA generative, transformer models and graph models, however, go too far in the other direction by providing no real limits on shifts in meaning due to context. To quantify the additive compositionality, we formalize a two-step, generalized evaluation that (i) measures the linearity between known entity attributes and their embeddings via canonical correlation analysis, and (ii) evaluates additive generalization by reconstructing embeddings for unseen attribute combinations and checking reconstruction metrics such as L2 loss, cosine similarity, and retrieval accuracy. These metrics also capture failure cases where linear composition breaks down. Sentences, knowledge graphs, and word embeddings are evaluated and tracked the compositionality across all layers and training stages. Stronger compositional signals are observed in later training stages across data modalities, and in deeper layers of the transformer-based model before a decline at the top layer. Code is available at https://github.com/Zhijin-Guo1/quantifying-compositionality.
How Model Size, Temperature, and Prompt Style Affect LLM-Human Assessment Score Alignment
Jung, Julie, Lu, Max, Benker, Sina Chole, Darici, Dogus
We examined how model size, temperature, and prompt style affect Large Language Models' (LLMs) alignment within itself, between models, and with human in assessing clinical reasoning skills. Model size emerged as a key factor in LLM-human score alignment. Study highlights the importance of checking alignments across multiple levels.
Human Activity Recognition Based on Electrocardiogram Data Only
Montazeri, Sina, Dargie, Waltenegus, Feng, Yunhe, Sha, Kewei
Human activity recognition is critical for applications such as early intervention and health analytics. Traditional activity recognition relies on inertial measurement units (IMUs), which are resource intensive and require calibration. Although electrocardiogram (ECG)-based methods have been explored, these have typically served as supplements to IMUs or have been limited to broad categorical classification such as fall detection or active vs. inactive in daily activities. In this paper, we advance the field by demonstrating, for the first time, robust recognition of activity only with ECG in six distinct activities, which is beyond the scope of previous work. We design and evaluate three new deep learning models, including a CNN classifier with Squeeze-and-Excitation blocks for channel-wise feature recalibration, a ResNet classifier with dilated convolutions for multiscale temporal dependency capture, and a novel CNNTransformer hybrid combining convolutional feature extraction with attention mechanisms for long-range temporal relationship modeling. Tested on data from 54 subjects for six activities, all three models achieve over 94% accuracy for seen subjects, while CNNTransformer hybrid reaching the best accuracy of 72% for unseen subjects, a result that can be further improved by increasing the training population. This study demonstrates the first successful ECG-only activity classification in multiple physical activities, offering significant potential for developing next-generation wearables capable of simultaneous cardiac monitoring and activity recognition without additional motion sensors.
A systematic review of trial-matching pipelines using large language models
Morrison, Braxton A., Sushil, Madhumita, Young, Jacob S.
Matching patients to clinical trial options is critical for identifying novel treatments, especially in oncology. However, manual matching is labor-intensive and error-prone, leading to recruitment delays. Pipelines incorporating large language models (LLMs) offer a promising solution. We conducted a systematic review of studies published between 2020 and 2025 from three academic databases and one preprint server, identifying LLM-based approaches to clinical trial matching. Of 126 unique articles, 31 met inclusion criteria. Reviewed studies focused on matching patient-to-criterion only (n=4), patient-to-trial only (n=10), trial-to-patient only (n=2), binary eligibility classification only (n=1) or combined tasks (n=14). Sixteen used synthetic data; fourteen used real patient data; one used both. Variability in datasets and evaluation metrics limited cross-study comparability. In studies with direct comparisons, the GPT-4 model consistently outperformed other models, even finely-tuned ones, in matching and eligibility extraction, albeit at higher cost. Promising strategies included zero-shot prompting with proprietary LLMs like the GPT-4o model, advanced retrieval methods, and fine-tuning smaller, open-source models for data privacy when incorporation of large models into hospital infrastructure is infeasible. Key challenges include accessing sufficiently large real-world data sets, and deployment-associated challenges such as reducing cost, mitigating risk of hallucinations, data leakage, and bias. This review synthesizes progress in applying LLMs to clinical trial matching, highlighting promising directions and key limitations. Standardized metrics, more realistic test sets, and attention to cost-efficiency and fairness will be critical for broader deployment.
Unveiling the Merits and Defects of LLMs in Automatic Review Generation for Scientific Papers
Li, Ruochi, Zhang, Haoxuan, Gehringer, Edward, Xiao, Ting, Ding, Junhua, Chen, Haihua
The surge in scientific submissions has placed increasing strain on the traditional peer-review process, prompting the exploration of large language models (LLMs) for automated review generation. While LLMs demonstrate competence in producing structured and coherent feedback, their capacity for critical reasoning, contextual grounding, and quality sensitivity remains limited. To systematically evaluate these aspects, we propose a comprehensive evaluation framework that integrates semantic similarity analysis and structured knowledge graph metrics to assess LLM-generated reviews against human-written counterparts. We construct a large-scale benchmark of 1,683 papers and 6,495 expert reviews from ICLR and NeurIPS in multiple years, and generate reviews using five LLMs. Our findings show that LLMs perform well in descriptive and affirmational content, capturing the main contributions and methodologies of the original work, with GPT-4o highlighted as an illustrative example, generating 15.74% more entities than human reviewers in the strengths section of good papers in ICLR 2025. However, they consistently underperform in identifying weaknesses, raising substantive questions, and adjusting feedback based on paper quality. GPT-4o produces 59.42% fewer entities than real reviewers in the weaknesses and increases node count by only 5.7% from good to weak papers, compared to 50% in human reviews. Similar trends are observed across all conferences, years, and models, providing empirical foundations for understanding the merits and defects of LLM-generated reviews and informing the development of future LLM-assisted reviewing tools. Data, code, and more detailed results are publicly available at https://github.com/RichardLRC/Peer-Review.
How Much of Your Data Can Suck? Thresholds for Domain Performance and Emergent Misalignment in LLMs
Ouyang, Jian, T, Arman, Jin, Ge
This paper investigates the impact of incorrect data on the performance and safety of large language models (LLMs), specifically gpt-4o, during supervised fine-tuning (SFT). Although LLMs become increasingly vital across broad domains like finance, coding, law, and health, fine-tuning on incorrect data can lead to "emergent misalignment," producing harmful or deceptive outputs unrelated to the intended task. We evaluate gpt-4o models fine-tuned with varying ratios (10\% to 90\% correct) of both obviously and subtly incorrect data across four domains: coding, finance, health, and legal. Our findings show that even modest amounts of incorrect data (10-25\%) dramatically degrade domain performance and not moral alignment. A clear threshold of at least 50\% correct data is needed for models to consistently recover strong performance, though they rarely match the robustness and safety of the base model, which exhibits near-perfect alignment and zero dangerous completions out-of-the-box. This research emphasizes that the cost of incorrect data is heavy, highlighting the critical need for extremely high-quality data curation or, alternatively, leveraging robust base models without unnecessary fine-tuning for high-stakes applications.
Readme_AI: Dynamic Context Construction for Large Language Models
Vyas, Millie, Blattner, Timothy, Dima, Alden
Despite being trained on significant amounts of data, Large Language Models (LLMs) can provide inaccurate or unreliable information in the context of a user's specific query. Given query-specific context significantly improves the usefulness of its responses. In this paper, we present a specification that can be used to dynamically build context for data sources. The data source owner creates the file containing metadata for LLMs to use when reasoning about dataset-related queries. To demonstrate our proposed specification, we created a prototype Readme_AI Model Context Protocol (MCP) server that retrieves the metadata from the data source and uses it to dynamically build context. Some features that make this specification dynamic are the extensible types that represent crawling web-pages, fetching data from data repositories, downloading and parsing publications, and general text. The context is formatted and grouped using user-specified tags that provide clear contextual information for the LLM to reason about the content. We demonstrate the capabilities of this early prototype by asking the LLM about the NIST-developed Hedgehog library, for which common LLMs often provides inaccurate and irrelevant responses containing hallucinations. With Readme_AI, the LLM receives enough context that it is now able to reason about the library and its use, and even generate code interpolated from examples that were included in the Readme_AI file provided by Hedgehog's developer. Our primary contribution is a extensible protocol for dynamically grounding LLMs in specialized, owner-provided data, enhancing responses from LLMs and reducing hallucinations. The source code for the Readme_AI tool is posted here: https://github.com/usnistgov/readme_ai .
Electric Vehicle Identification from Behind Smart Meter Data
Kamoona, Ammar, Song, Hui, Amani, Ali Moradi, Jalili, Mahdi, Yu, Xinghuo, McTaggart, Peter
Electric vehicle (EV) charging loads identification from behind smart meter recordings is an indispensable aspect that enables effective decision-making for energy distributors to reach an informed and intelligent decision about the power grid's reliability. When EV charging happens behind the meter (BTM), the charging occurs on the customer side of the meter, which measures the overall electricity consumption. In other words, the charging of the EV is considered part of the customer's load and not separately measured by the Distribution Network Operators (DNOs). DNOs require complete knowledge about the EV presence in their network. Identifying the EV charging demand is essential to better plan and manage the distribution grid. Unlike supervised methods, this paper addresses the problem of EV charging load identification in a non-nonintrusive manner from low-frequency smart meter using an unsupervised learning approach based on anomaly detection technique. Our approach does not require prior knowledge of EV charging profiles. It only requires real power consumption data of non-EV users, which are abundant in practice. We propose a deep temporal convolution encoding decoding (TAE) network. The TAE is applied to power consumption from smart BTM from Victorian households in Australia, and the TAE shows superior performance in identifying households with EVs.
Advancing Few-Shot Pediatric Arrhythmia Classification with a Novel Contrastive Loss and Multimodal Learning
Chen, Yiqiao, Huang, Zijian, Feng, Zhenghui
Pediatric arrhythmias are a major risk factor for disability and sudden cardiac death, yet their automated classification remains challenging due to class imbalance, few-shot categories, and complex signal characteristics, which severely limit the efficiency and reliability of early screening and clinical intervention. To address this problem, we propose a multimodal end-to-end deep learning framework that combines dual-branch convolutional encoders for ECG and IEGM, semantic attention for cross-modal feature alignment, and a lightweight Transformer encoder for global dependency modeling. In addition, we introduce a new contrastive loss fucntion named Adaptive Global Class-Aware Contrastive Loss (AGCACL) to enhance intra-class compactness and inter-class separability through class prototypes and a global similarity matrix. To the best of our knowledge, this is the first systematic study based on the Leipzig Heart Center pediatric/congenital ECG+IEGM dataset, for which we also provide a complete and reproducible preprocessing pipeline. Experimental results demonstrate that the proposed method achieves the overall best performance on this dataset, including 97.76\% Top-1 Accuracy, 94.08\% Macro Precision, 91.97\% Macro Recall, 92.97\% Macro F1, and 92.36\% Macro F2, with improvements of +13.64, +15.96, +19.82, and +19.44 percentage points over the strongest baseline in Macro Precision/Recall/F1/F2, respectively. These findings indicate that the framework significantly improves the detectability and robustness for minority arrhythmia classes, offering potential clinical value for rhythm screening, pre-procedural assessment, and postoperative follow-up in pediatric and congenital heart disease populations.