Rote Learning
Memorization-Compression Cycles Improve Generalization
We prove theoretically that generalization improves not only through data scaling but also by compressing internal representations. To operationalize this insight, we introduce the Information Bottleneck Language Modeling (IBLM) objective, which reframes language modeling as a constrained optimization problem: minimizing representation entropy subject to optimal prediction performance. Empirically, we observe an emergent memorization-compression cycle during LLM pretraining, evidenced by oscillation positive/negative gradient alignment between cross-entropy and Matrix-Based Entropy (MBE), a measure of representation entropy. This pattern closely mirrors the predictive-compressive trade-off prescribed by IBLM and also parallels the biological alternation between awake learning and sleep consolidation. Motivated by this observation, we propose Gated Phase Transition (GAPT), a training algorithm that adaptively switches between memorization and compression phases. When applied to GPT-2 pretraining on FineWeb dataset, GAPT reduces MBE by 50% and improves cross-entropy by 4.8%. GAPT improves OOD generalizatino by 35% in a pretraining task on arithmetic multiplication. In a setting designed to simulate catastrophic forgetting, GAPT reduces interference by compressing and separating representations, achieving a 97% improvement in separation - paralleling the functional role of sleep consolidation.
Hubble: a Model Suite to Advance the Study of LLM Memorization
Wei, Johnny Tian-Zheng, Godbole, Ameya, Khan, Mohammad Aflah, Wang, Ryan, Zhu, Xiaoyuan, Flemings, James, Kashyap, Nitya, Gummadi, Krishna P., Neiswanger, Willie, Jia, Robin
We present Hubble, a suite of fully open-source large language models (LLMs) for the scientific study of LLM memorization. Hubble models come in standard and perturbed variants: standard models are pretrained on a large English corpus, and perturbed models are trained in the same way but with controlled insertion of text (e.g., book passages, biographies, and test sets) designed to emulate key memorization risks. Our core release includes 8 models -- standard and perturbed models with 1B or 8B parameters, pretrained on 100B or 500B tokens -- establishing that memorization risks are determined by the frequency of sensitive data relative to size of the training corpus (i.e., a password appearing once in a smaller corpus is memorized better than the same password in a larger corpus). Our release also includes 6 perturbed models with text inserted at different pretraining phases, showing that sensitive data without continued exposure can be forgotten. These findings suggest two best practices for addressing memorization risks: to dilute sensitive data by increasing the size of the training corpus, and to order sensitive data to appear earlier in training. Beyond these general empirical findings, Hubble enables a broad range of memorization research; for example, analyzing the biographies reveals how readily different types of private information are memorized. We also demonstrate that the randomized insertions in Hubble make it an ideal testbed for membership inference and machine unlearning, and invite the community to further explore, benchmark, and build upon our work.
From Memorization to Generalization: Fine-Tuning Large Language Models for Biomedical Term-to-Identifier Normalization
Pericharla, Suswitha, Hier, Daniel B., Obafemi-Ajayi, Tayo
Effective biomedical data integration depends on automated term normalization, the mapping of natural language biomedical terms to standardized identifiers. This linking of terms to identifiers is essential for semantic interoperability. Large language models (LLMs) show promise for this task but perform unevenly across terminologies. We evaluated both memorization (training-term performance) and generalization (validation-term performance) across multiple biomedical ontologies. Fine-tuning Llama 3.1 8B revealed marked differences by terminology. GO mappings showed strong memorization gains (up to 77% improvement in term-to-identifier accuracy), whereas HPO showed minimal improvement. Generalization occurred only for protein-gene (GENE) mappings (13.9% gain), while fine-tuning for HPO and GO yielded negligible transfer. Baseline accuracy varied by model scale, with GPT-4o outperforming both Llama variants for all terminologies. Embedding analyses showed tight semantic alignment between gene symbols and protein names but weak alignment between terms and identifiers for GO or HPO, consistent with limited lexicalization. Fine-tuning success depended on two interacting factors: identifier popularity and lexicalization. Popular identifiers were more likely encountered during pretraining, enhancing memorization. Lexicalized identifiers, such as gene symbols, enabled semantic generalization. By contrast, arbitrary identifiers in GO and HPO constrained models to rote learning. These findings provide a predictive framework for when fine-tuning enhances factual recall versus when it fails due to sparse or non-lexicalized identifiers.
Breaking Memorization Barriers in LLM Code Fine-Tuning via Information Bottleneck for Improved Generalization
Wang, Changsheng, Chen, Xin, Liu, Sijia, Ding, Ke
Adapting pretrained large language models (LLMs) to code domains via supervised fine-tuning (FT) has been commonly used for code generation. However, we identify a previously underappreciated failure mode, the memorization barrier, where strong memorization of downstream code data in the base model could trap optimization and prevent the standard FT from effectively acquiring new, generalizable code knowledge. To overcome this barrier, we propose the information bottleneck (IB)-guided fine-tuning, termed IB-FT, which applies an IB penalty on hidden representations of the code data to compress spurious, memorized features while preserving task-relevant information. Extensive experiments on two code benchmarks (OriGen and Evol-CodeAlpaca-V1) show that IB-FT substantially alleviates the memorization barrier, improves top-1 performance (Pass@$1$), and yields far more stable gains under the stricter multi-sample metric Pass@$k^{(m)}$ (a problem counts as solved only if at least $m$ of $k$ samples pass unit tests) compared with conventional FT.
An Investigation of Memorization Risk in Healthcare Foundation Models
Tonekaboni, Sana, Stempfle, Lena, Fallahpour, Adibvafa, Gerych, Walter, Ghassemi, Marzyeh
Foundation models trained on large-scale de-identified electronic health records (EHRs) hold promise for clinical applications. However, their capacity to memorize patient information raises important privacy concerns. In this work, we introduce a suite of black-box evaluation tests to assess privacy-related memorization risks in foundation models trained on structured EHR data. Our framework includes methods for probing memorization at both the embedding and generative levels, and aims to distinguish between model generalization and harmful memorization in clinically relevant settings. We contextualize memorization in terms of its potential to compromise patient privacy, particularly for vulnerable subgroups. We validate our approach on a publicly available EHR foundation model and release an open-source toolkit to facilitate reproducible and collaborative privacy assessments in healthcare AI.
Finding Dori: Memorization in Text-to-Image Diffusion Models Is Not Local
Kowalczuk, Antoni, Hintersdorf, Dominik, Struppek, Lukas, Kersting, Kristian, Dziedzic, Adam, Boenisch, Franziska
Text-to-image diffusion models (DMs) have achieved remarkable success in image generation. However, concerns about data privacy and intellectual property remain due to their potential to inadvertently memorize and replicate training data. Recent mitigation efforts have focused on identifying and pruning weights responsible for triggering verbatim training data replication, based on the assumption that memorization can be localized. We challenge this assumption and demonstrate that, even after such pruning, small perturbations to the text embeddings of previously mitigated prompts can re-trigger data replication, revealing the fragility of such defenses. Our further analysis then provides multiple indications that memorization is indeed not inherently local: (1) replication triggers for memorized images are distributed throughout text embedding space; (2) embeddings yielding the same replicated image produce divergent model activations; and (3) different pruning methods identify inconsistent sets of memorization-related weights for the same image. Finally, we show that bypassing the locality assumption enables more robust mitigation through adversarial fine-tuning. These findings provide new insights into the nature of memorization in text-to-image DMs and inform the development of more reliable mitigations against DM memorization.
Exploring Cross-Client Memorization of Training Data in Large Language Models for Federated Learning
Udsa, Tinnakit, Udomcharoenchaikit, Can, Payoungkhamdee, Patomporn, Nutanong, Sarana, Rattanavipanon, Norrathep
Federated learning (FL) enables collaborative training without raw data sharing, but still risks training data memorization. Existing FL memorization detection techniques focus on one sample at a time, underestimating more subtle risks of cross-sample memorization. In contrast, recent work on centralized learning (CL) has introduced fine-grained methods to assess memorization across all samples in training data, but these assume centralized access to data and cannot be applied directly to FL. We bridge this gap by proposing a framework that quantifies both intra- and inter-client memorization in FL using fine-grained cross-sample memorization measurement across all clients. Based on this framework, we conduct two studies: (1) measuring subtle memorization across clients and (2) examining key factors that influence memorization, including decoding strategies, prefix length, and FL algorithms. Our findings reveal that FL models do memorize client data, particularly intra-client data, more than inter-client data, with memorization influenced by training and inferencing factors.
D ej ` a vu Memorization in Vision-Language Models
Vision-Language Models (VLMs) have emerged as the state-of-the-art representation learning solution, with myriads of downstream applications such as image classification, retrieval and generation. A natural question is whether these models memorize their training data, which also has implications for generalization. We propose a new method for measuring memorization in VLMs, which we call d ej ` a vu memorization . For VLMs trained on image-caption pairs, we show that the model indeed retains information about individual objects in the training images beyond what can be inferred from correlations or the image caption. We evaluate d ej ` a vu memorization at both sample and population level, and show that it is significant for OpenCLIP trained on as many as 50M image-caption pairs. Finally, we show that text randomization considerably mitigates memorization while only moderately impacting the model's downstream task performance.