Learning Graphical Models
Knowledge as a Breaking of Ergodicity
We construct a thermodynamic potential that can guide training of a generative model defined on a set of binary degrees of freedom. We argue that upon reduction in description, so as to make the generative model computationally-manageable, the potential develops multiple minima. This is mirrored by the emergence of multiple minima in the free energy proper of the generative model itself. The variety of training samples that employ N binary degrees of freedom is ordinarily much lower than the size 2^N of the full phase space. The non-represented configurations, we argue, should be thought of as comprising a high-temperature phase separated by an extensive energy gap from the configurations composing the training set. Thus, training amounts to sampling a free energy surface in the form of a library of distinct bound states, each of which breaks ergodicity. The ergodicity breaking prevents escape into the near continuum of states comprising the high-temperature phase; thus it is necessary for proper functionality. It may however have the side effect of limiting access to patterns that were underrepresented in the training set. At the same time, the ergodicity breaking within the library complicates both learning and retrieval. As a remedy, one may concurrently employ multiple generative models -- up to one model per free energy minimum.
PLM-Based Discrete Diffusion Language Models with Entropy-Adaptive Gibbs Sampling
Koh, Hyukhun, Jhang, Minha, Kim, Dohyung, Lee, Sangmook, Jung, Kyomin
Recently, discrete diffusion language models have demonstrated promising results in NLP. However, there has been limited research on integrating Pretrained Language Models (PLMs) into discrete diffusion models, resulting in underwhelming performance in downstream NLP generation tasks. This integration is particularly challenging because of the discrepancy between step-wise denoising strategy of diffusion models and single-step mask prediction approach of MLM-based PLMs. In this paper, we introduce Diffusion-EAGS, a novel approach that effectively integrates PLMs with the diffusion models. Furthermore, as it is challenging for PLMs to determine where to apply denoising during the diffusion process, we integrate an entropy tracking module to assist them. Finally, we propose entropy-based noise scheduling in the forward process to improve the effectiveness of entropy-adaptive sampling throughout the generation phase. Experimental results show that Diffusion-EAGS outperforms existing diffusion baselines in downstream generation tasks, achieving high text quality and diversity with precise token-level control. We also show that our model is capable of adapting to bilingual and low-resource settings, which are common in real-world applications.
Scientific Realism vs. Anti-Realism: Toward a Common Ground
The debate between scientific realism and anti-realism remains at a stalemate, making reconciliation seem hopeless. Yet, important work remains: exploring a common ground, even if only to uncover deeper points of disagreement and, ideally, to benefit both sides of the debate. I propose such a common ground. Specifically, many anti-realists, such as instrumentalists, have yet to seriously engage with Sober's call to justify their preferred version of Ockham's razor through a positive account. Meanwhile, realists face a similar challenge: providing a non-circular explanation of how their version of Ockham's razor connects to truth. The common ground I propose addresses these challenges for both sides; the key is to leverage the idea that everyone values some truths and to draw on insights from scientific fields that study scientific inference -- namely, statistics and machine learning. This common ground also isolates a distinctively epistemic root of the irreconcilability in the realism debate.
Factored space models: Towards causality between levels of abstraction
Garrabrant, Scott, Mayer, Matthias Georg, Wache, Magdalena, Lang, Leon, Eisenstat, Sam, Dell, Holger
Causality plays an important role in understanding intelligent behavior, and there is a wealth of literature on mathematical models for causality, most of which is focused on causal graphs. Causal graphs are a powerful tool for a wide range of applications, in particular when the relevant variables are known and at the same level of abstraction. However, the given variables can also be unstructured data, like pixels of an image. Meanwhile, the causal variables, such as the positions of objects in the image, can be arbitrary deterministic functions of the given variables. Moreover, the causal variables may form a hierarchy of abstractions, in which the macro-level variables are deterministic functions of the micro-level variables. Causal graphs are limited when it comes to modeling this kind of situation. In the presence of deterministic relationships there is generally no causal graph that satisfies both the Markov condition and the faithfulness condition. We introduce factored space models as an alternative to causal graphs which naturally represent both probabilistic and deterministic relationships at all levels of abstraction. Moreover, we introduce structural independence and establish that it is equivalent to statistical independence in every distribution that factorizes over the factored space. This theorem generalizes the classical soundness and completeness theorem for d-separation.
Statistical Modeling of Univariate Multimodal Data
Chasani, Paraskevi, Likas, Aristidis
Unimodality constitutes a key property indicating grouping behavior of the data around a single mode of its density. We propose a method that partitions univariate data into unimodal subsets through recursive splitting around valley points of the data density. For valley point detection, we introduce properties of critical points on the convex hull of the empirical cumulative density function (ecdf) plot that provide indications on the existence of density valleys. Next, we apply a unimodal data modeling approach that provides a statistical model for each obtained unimodal subset in the form of a Uniform Mixture Model (UMM). Consequently, a hierarchical statistical model of the initial dataset is obtained in the form of a mixture of UMMs, named as the Unimodal Mixture Model (UDMM). The proposed method is non-parametric, hyperparameter-free, automatically estimates the number of unimodal subsets and provides accurate statistical models as indicated by experimental results on clustering and density estimation tasks.
Function Space Diversity for Uncertainty Prediction via Repulsive Last-Layer Ensembles
Steger, Sophie, Knoll, Christian, Klein, Bernhard, Fröning, Holger, Pernkopf, Franz
Bayesian inference in function space has gained attention due to its robustness against overparameterization in neural networks. However, approximating the infinite-dimensional function space introduces several challenges. In this work, we discuss function space inference via particle optimization and present practical modifications that improve uncertainty estimation and, most importantly, make it applicable for large and pretrained networks. First, we demonstrate that the input samples, where particle predictions are enforced to be diverse, are detrimental to the model performance. While diversity on training data itself can lead to underfitting, the use of label-destroying data augmentation, or unlabeled out-of-distribution data can improve prediction diversity and uncertainty estimates. Furthermore, we take advantage of the function space formulation, which imposes no restrictions on network parameterization other than sufficient flexibility. Instead of using full deep ensembles to represent particles, we propose a single multi-headed network that introduces a minimal increase in parameters and computation. This allows seamless integration to pretrained networks, where this repulsive last-layer ensemble can be used for uncertainty aware fine-tuning at minimal additional cost. We achieve competitive results in disentangling aleatoric and epistemic uncertainty for active learning, detecting out-of-domain data, and providing calibrated uncertainty estimates under distribution shifts with minimal compute and memory.
Permutation recovery of spikes in noisy high-dimensional tensor estimation
Arous, Gérard Ben, Gerbelot, Cédric, Piccolo, Vanessa
We study the dynamics of gradient flow in high dimensions for the multi-spiked tensor problem, where the goal is to estimate $r$ unknown signal vectors (spikes) from noisy Gaussian tensor observations. Specifically, we analyze the maximum likelihood estimation procedure, which involves optimizing a highly nonconvex random function. We determine the sample complexity required for gradient flow to efficiently recover all spikes, without imposing any assumptions on the separation of the signal-to-noise ratios (SNRs). More precisely, our results provide the sample complexity required to guarantee recovery of the spikes up to a permutation. Our work builds on our companion paper [Ben Arous, Gerbelot, Piccolo 2024], which studies Langevin dynamics and determines the sample complexity and separation conditions for the SNRs necessary for ensuring exact recovery of the spikes (where the recovered permutation matches the identity). During the recovery process, the correlations between the estimators and the hidden vectors increase in a sequential manner. The order in which these correlations become significant depends on their initial values and the corresponding SNRs, which ultimately determines the permutation of the recovered spikes.
Learning Disease Progression Models That Capture Health Disparities
Chiang, Erica, Shanmugam, Divya, Beecy, Ashley N., Sayer, Gabriel, Uriel, Nir, Estrin, Deborah, Garg, Nikhil, Pierson, Emma
Disease progression models are widely used to inform the diagnosis and treatment of many progressive diseases. However, a significant limitation of existing models is that they do not account for health disparities that can bias the observed data. To address this, we develop an interpretable Bayesian disease progression model that captures three key health disparities: certain patient populations may (1) start receiving care only when their disease is more severe, (2) experience faster disease progression even while receiving care, or (3) receive follow-up care less frequently conditional on disease severity. We show theoretically and empirically that failing to account for disparities produces biased estimates of severity (underestimating severity for disadvantaged groups, for example). On a dataset of heart failure patients, we show that our model can identify groups that face each type of health disparity, and that accounting for these disparities meaningfully shifts which patients are considered high-risk.
Foresight Social-aware Reinforcement Learning for Robot Navigation
Zhou, Yanying, Li, Shijie, Garcke, Jochen
When robots handle navigation tasks while avoiding collisions, they perform in crowded and complex environments not as good as in stable and homogeneous environments. This often results in a low success rate and poor efficiency. Therefore, we propose a novel Foresight Social-aware Reinforcement Learning (FSRL) framework for mobile robots to achieve collision-free navigation. Compared to previous learning-based methods, our approach is foresighted. It not only considers the current human-robot interaction to avoid an immediate collision, but also estimates upcoming social interactions to still keep distance in the future. Furthermore, an efficiency constraint is introduced in our approach that significantly reduces navigation time. Comparative experiments are performed to verify the effectiveness and efficiency of our proposed method under more realistic and challenging simulated environments.
MarkovType: A Markov Decision Process Strategy for Non-Invasive Brain-Computer Interfaces Typing Systems
Sunger, Elifnur, Bicer, Yunus, Erdogmus, Deniz, Imbiriba, Tales
Brain-Computer Interfaces (BCIs) help people with severe speech and motor disabilities communicate and interact with their environment using neural activity. This work focuses on the Rapid Serial Visual Presentation (RSVP) paradigm of BCIs using noninvasive electroencephalography (EEG). The RSVP typing task is a recursive task with multiple sequences, where users see only a subset of symbols in each sequence. Extensive research has been conducted to improve classification in the RSVP typing task, achieving fast classification. However, these methods struggle to achieve high accuracy and do not consider the typing mechanism in the learning procedure. They apply binary target and non-target classification without including recursive training. To improve performance in the classification of symbols while controlling the classification speed, we incorporate the typing setup into training by proposing a Partially Observable Markov Decision Process (POMDP) approach. To the best of our knowledge, this is the first work to formulate the RSVP typing task as a POMDP for recursive classification. Experiments show that the proposed approach, MarkovType, results in a more accurate typing system compared to competitors. Additionally, our experiments demonstrate that while there is a trade-off between accuracy and speed, MarkovType achieves the optimal balance between these factors compared to other methods.