Learning Graphical Models
Towards Causal Model-Based Policy Optimization
Caron, Alberto, Mavroudis, Vasilios, Hicks, Chris
Real-world decision-making problems are often marked by complex, uncertain dynamics that can shift or break under changing conditions. Traditional Model-Based Reinforcement Learning (MBRL) approaches learn predictive models of environment dynamics from queried trajectories and then use these models to simulate rollouts for policy optimization. However, such methods do not account for the underlying causal mechanisms that govern the environment, and thus inadvertently capture spurious correlations, making them sensitive to distributional shifts and limiting their ability to generalize. The same naturally holds for model-free approaches. In this work, we introduce Causal Model-Based Policy Optimization (C-MBPO), a novel framework that integrates causal learning into the MBRL pipeline to achieve more robust, explainable, and generalizable policy learning algorithms. Our approach centers on first inferring a Causal Markov Decision Process (C-MDP) by learning a local Structural Causal Model (SCM) of both the state and reward transition dynamics from trajectories gathered online. C-MDPs differ from classic MDPs in that we can decompose causal dependencies in the environment dynamics via specifying an associated Causal Bayesian Network. C-MDPs allow for targeted interventions and counterfactual reasoning, enabling the agent to distinguish between mere statistical correlations and causal relationships. The learned SCM is then used to simulate counterfactual on-policy transitions and rewards under hypothetical actions (or ``interventions"), thereby guiding policy optimization more effectively. The resulting policy learned by C-MBPO can be shown to be robust to a class of distributional shifts that affect spurious, non-causal relationships in the dynamics. We demonstrate this through some simple experiments involving near and far OOD dynamics drifts.
Probabilistic Reasoning with LLMs for k-anonymity Estimation
Zheng, Jonathan, Das, Sauvik, Ritter, Alan, Xu, Wei
Probabilistic reasoning is a key aspect of both human and artificial intelligence that allows for handling uncertainty and ambiguity in decision-making. In this paper, we introduce a novel numerical reasoning task under uncertainty, focusing on estimating the k-anonymity of user-generated documents containing privacy-sensitive information. We propose BRANCH, which uses LLMs to factorize a joint probability distribution to estimate the k-value-the size of the population matching the given information-by modeling individual pieces of textual information as random variables. The probability of each factor occurring within a population is estimated using standalone LLMs or retrieval-augmented generation systems, and these probabilities are combined into a final k-value. Our experiments show that this method successfully estimates the correct k-value 67% of the time, an 11% increase compared to GPT-4o chain-of-thought reasoning. Additionally, we leverage LLM uncertainty to develop prediction intervals for k-anonymity, which include the correct value in nearly 92% of cases.
A Deep Reinforcement Learning Approach to Automated Stock Trading, using xLSTM Networks
Sarlakifar, Faezeh, Asl, Mohammadreza Mohammadzadeh, Khaledi, Sajjad Rezvani, Salimi-Badr, Armin
Traditional Long Short-Term Memory (LSTM) networks are effective for handling sequential data but have limitations such as gradient vanishing and difficulty in capturing long-term dependencies, which can impact their performance in dynamic and risky environments like stock trading. To address these limitations, this study explores the usage of the newly introduced Extended Long Short Term Memory (xLSTM) network in combination with a deep reinforcement learning (DRL) approach for automated stock trading. Our proposed method utilizes xLSTM networks in both actor and critic components, enabling effective handling of time series data and dynamic market environments. Proximal Policy Optimization (PPO), with its ability to balance exploration and exploitation, is employed to optimize the trading strategy. Experiments were conducted using financial data from major tech companies over a comprehensive timeline, demonstrating that the xLSTM-based model outperforms LSTM-based methods in key trading evaluation metrics, including cumulative return, average profitability per trade, maximum earning rate, maximum pullback, and Sharpe ratio. These findings mark the potential of xLSTM for enhancing DRL-based stock trading systems.
PolyPythias: Stability and Outliers across Fifty Language Model Pre-Training Runs
van der Wal, Oskar, Lesci, Pietro, Muller-Eberstein, Max, Saphra, Naomi, Schoelkopf, Hailey, Zuidema, Willem, Biderman, Stella
The stability of language model pre-training and its effects on downstream performance are still understudied. Prior work shows that the training process can yield significantly different results in response to slight variations in initial conditions, e.g., the random seed. Crucially, the research community still lacks sufficient resources and tools to systematically investigate pre-training stability, particularly for decoder-only language models. We introduce the PolyPythias, a set of 45 new training runs for the Pythia model suite: 9 new seeds across 5 model sizes, from 14M to 410M parameters, resulting in about 7k new checkpoints that we release. Using these new 45 training runs, in addition to the 5 already available, we study the effects of different initial conditions determined by the seed -- i.e., parameters' initialisation and data order -- on (i) downstream performance, (ii) learned linguistic representations, and (iii) emergence of training phases. In addition to common scaling behaviours, our analyses generally reveal highly consistent training dynamics across both model sizes and initial conditions. Further, the new seeds for each model allow us to identify outlier training runs and delineate their characteristics. Our findings show the potential of using these methods to predict training stability.
Adjusted Count Quantification Learning on Graphs
Damke, Clemens, Hüllermeier, Eyke
Quantification learning is the task of predicting the label distribution of a set of instances. We study this problem in the context of graph-structured data, where the instances are vertices. Previously, this problem has only been addressed via node clustering methods. In this paper, we extend the popular Adjusted Classify & Count (ACC) method to graphs. We show that the prior probability shift assumption upon which ACC relies is often not fulfilled and propose two novel graph quantification techniques: Structural importance sampling (SIS) makes ACC applicable in graph domains with covariate shift. Neighborhood-aware ACC improves quantification in the presence of non-homophilic edges. We show the effectiveness of our techniques on multiple graph quantification tasks.
Context-aware Constrained Reinforcement Learning Based Energy-Efficient Power Scheduling for Non-stationary XR Data Traffic
In XR downlink transmission, energy-efficient power scheduling (EEPS) is essential for conserving power resource while delivering large data packets within hard-latency constraints. Traditional constrained reinforcement learning (CRL) algorithms show promise in EEPS but still struggle with non-convex stochastic constraints, non-stationary data traffic, and sparse delayed packet dropout feedback (rewards) in XR. To overcome these challenges, this paper models the EEPS in XR as a dynamic parameter-constrained Markov decision process (DP-CMDP) with a varying transition function linked to the non-stationary data traffic and solves it by a proposed context-aware constrained reinforcement learning (CACRL) algorithm, which consists of a context inference (CI) module and a CRL module. The CI module trains an encoder and multiple potential networks to characterize the current transition function and reshape the packet dropout rewards according to the context, transforming the original DP-CMDP into a general CMDP with immediate dense rewards. The CRL module employs a policy network to make EEPS decisions under this CMDP and optimizes the policy using a constrained stochastic successive convex approximation (CSSCA) method, which is better suited for non-convex stochastic constraints. Finally, theoretical analyses provide deep insights into the CADAC algorithm, while extensive simulations demonstrate that it outperforms advanced baselines in both power conservation and satisfying packet dropout constraints.
Designing Graph Convolutional Neural Networks for Discrete Choice with Network Effects
Villarraga, Daniel F., Daziano, Ricardo A.
We introduce a novel model architecture that incorporates network effects into discrete choice problems, achieving higher predictive performance than standard discrete choice models while offering greater interpretability than general-purpose flexible model classes. Econometric discrete choice models aid in studying individual decision-making, where agents select the option with the highest reward from a discrete set of alternatives. Intuitively, the utility an individual derives from a particular choice depends on their personal preferences and characteristics, the attributes of the alternative, and the value their peers assign to that alternative or their previous choices. However, most applications ignore peer influence, and models that do consider peer or network effects often lack the flexibility and predictive performance of recently developed approaches to discrete choice, such as deep learning. We propose a novel graph convolutional neural network architecture to model network effects in discrete choices, achieving higher predictive performance than standard discrete choice models while retaining the interpretability necessary for inference--a quality often lacking in general-purpose deep learning architectures. We evaluate our architecture using revealed commuting choice data, extended with travel times and trip costs for each travel mode for work-related trips in New York City, as well as 2016 U.S. election data aggregated by county, to test its performance on datasets with highly imbalanced classes. Given the interpretability of our models, we can estimate relevant economic metrics, such as the value of travel time savings in New York City. Finally, we compare the predictive performance and behavioral insights from our architecture to those derived from traditional discrete choice and general-purpose deep learning models.
Towards Regulatory-Confirmed Adaptive Clinical Trials: Machine Learning Opportunities and Solutions
Klein, Omer Noy, Hüyük, Alihan, Shamir, Ron, Shalit, Uri, van der Schaar, Mihaela
Randomized Controlled Trials (RCTs) are the gold standard for evaluating the effect of new medical treatments. Treatments must pass stringent regulatory conditions in order to be approved for widespread use, yet even after the regulatory barriers are crossed, real-world challenges might arise: Who should get the treatment? What is its true clinical utility? Are there discrepancies in the treatment effectiveness across diverse and under-served populations? We introduce two new objectives for future clinical trials that integrate regulatory constraints and treatment policy value for both the entire population and under-served populations, thus answering some of the questions above in advance. Designed to meet these objectives, we formulate Randomize First Augment Next (RFAN), a new framework for designing Phase III clinical trials. Our framework consists of a standard randomized component followed by an adaptive one, jointly meant to efficiently and safely acquire and assign patients into treatment arms during the trial. Then, we propose strategies for implementing RFAN based on causal, deep Bayesian active learning. Finally, we empirically evaluate the performance of our framework using synthetic and real-world semi-synthetic datasets.
D3PO: Preference-Based Alignment of Discrete Diffusion Models
Borso, Umberto, Paglieri, Davide, Wells, Jude, Rocktäschel, Tim
Diffusion models have achieved state-of-the-art performance across multiple domains, with recent advancements extending their applicability to discrete data. However, aligning discrete diffusion models with task-specific preferences remains challenging, particularly in scenarios where explicit reward functions are unavailable. In this work, we introduce Discrete Diffusion DPO (D3PO), the first adaptation of Direct Preference Optimization (DPO) to discrete diffusion models formulated as continuous-time Markov chains. Our approach derives a novel loss function that directly fine-tunes the generative process using preference data while preserving fidelity to a reference distribution. We validate D3PO on a structured binary sequence generation task, demonstrating that the method effectively aligns model outputs with preferences while maintaining structural validity. Our results highlight that D3PO enables controlled fine-tuning without requiring explicit reward models, making it a practical alternative to reinforcement learning-based approaches. Future research will explore extending D3PO to more complex generative tasks, including language modeling and protein sequence generation, as well as investigating alternative noise schedules, such as uniform noising, to enhance flexibility across different applications.
V-Max: Making RL practical for Autonomous Driving
Charraut, Valentin, Tournaire, Thomas, Doulazmi, Waël, Buhet, Thibault
Learning-based decision-making has the potential to enable generalizable Autonomous Driving (AD) policies, reducing the engineering overhead of rule-based approaches. Imitation Learning (IL) remains the dominant paradigm, benefiting from large-scale human demonstration datasets, but it suffers from inherent limitations such as distribution shift and imitation gaps. Reinforcement Learning (RL) presents a promising alternative, yet its adoption in AD remains limited due to the lack of standardized and efficient research frameworks. To this end, we introduce V-Max, an open research framework providing all the necessary tools to make RL practical for AD. V-Max is built on Waymax, a hardware-accelerated AD simulator designed for large-scale experimentation. We extend it using ScenarioNet's approach, enabling the fast simulation of diverse AD datasets. V-Max integrates a set of observation and reward functions, transformer-based encoders, and training pipelines. Additionally, it includes adversarial evaluation settings and an extensive set of evaluation metrics. Through a large-scale benchmark, we analyze how network architectures, observation functions, training data, and reward shaping impact RL performance.