This paper studies decision-making for goal-oriented effective communication. We consider an end-to-end status update system where a sensing agent (SA) observes a source, generates and transmits updates to an actuation agent (AA), while the AA takes actions to accomplish a goal at the endpoint. We integrate the push- and pull-based update communication models to obtain a push-and-pull model, which allows the transmission controller at the SA to decide to push an update to the AA and the query controller at the AA to pull updates by raising queries at specific time instances. To gauge effectiveness, we utilize a grade of effectiveness (GoE) metric incorporating updates' freshness, usefulness, and timeliness of actions as qualitative attributes. We then derive effect-aware policies to maximize the expected discounted sum of updates' effectiveness subject to induced costs. The effect-aware policy at the SA considers the potential effectiveness of communicated updates at the endpoint, while at the AA, it accounts for the probabilistic evolution of the source and importance of generated updates. Our results show the proposed push-and-pull model outperforms models solely based on push- or pull-based updates both in terms of efficiency and effectiveness. Additionally, using effect-aware policies at both agents enhances effectiveness compared to periodic and/or probabilistic effect-agnostic policies at either or both agents.

Active learning (AL) is designed to construct a high-quality labeled dataset by iteratively selecting the most informative samples. Such sampling heavily relies on data representation, while recently pre-training is popular for robust feature learning. However, as pre-training utilizes low-level pretext tasks that lack annotation, directly using pre-trained representation in AL is inadequate for determining the sampling score. To address this problem, we propose a downstream-pretext domain knowledge traceback (DOKT) method that traces the data interactions of downstream knowledge and pre-training guidance for selecting diverse and instructive samples near the decision boundary. DOKT consists of a traceback diversity indicator and a domain-based uncertainty estimator. The diversity indicator constructs two feature spaces based on the pre-training pretext model and the downstream knowledge from annotation, by which it locates the neighbors of unlabeled data from the downstream space in the pretext space to explore the interaction of samples. With this mechanism, DOKT unifies the data relations of low-level and high-level representations to estimate traceback diversity. Next, in the uncertainty estimator, domain mixing is designed to enforce perceptual perturbing to unlabeled samples with similar visual patches in the pretext space. Then the divergence of perturbed samples is measured to estimate the domain uncertainty. As a result, DOKT selects the most diverse and important samples based on these two modules. The experiments conducted on ten datasets show that our model outperforms other state-of-the-art methods and generalizes well to various application scenarios such as semantic segmentation and image captioning.

In many industrial processes, an apparent lack of data limits the development of data-driven soft sensors. There are, however, often opportunities to learn stronger models by being more data-efficient. To achieve this, one can leverage knowledge about the data from which the soft sensor is learned. Taking advantage of properties frequently possessed by industrial data, we introduce a deep latent variable model for semi-supervised multi-unit soft sensing. This hierarchical, generative model is able to jointly model different units, as well as learning from both labeled and unlabeled data. An empirical study of multi-unit soft sensing is conducted using two datasets: a synthetic dataset of single-phase fluid flow, and a large, real dataset of multi-phase flow in oil and gas wells. We show that by combining semi-supervised and multi-task learning, the proposed model achieves superior results, outperforming current leading methods for this soft sensing problem. We also show that when a model has been trained on a multi-unit dataset, it may be finetuned to previously unseen units using only a handful of data points. In this finetuning procedure, unlabeled data improve soft sensor performance; remarkably, this is true even when no labeled data are available.

The importance of these seed stocks is underscored by the critical need for timely fulfillment of seed orders to meet specific planting windows, often mandated by the seasonal growth cycles of different crops. Failure to meet these strict timelines can lead to a host of downstream issues, including suboptimal crop yields and financial loss [1]. Figure 1: Overview of the centralized seed fulfillment process. The process begins with the arrival of seed stocks from multiple sites with stochastic, a priori unknown arrival distributions and ends with the fulfillment of orders with different deadlines and quantities. Our proposed adaptive adaptive hybrid tree search approach provides an efficient solution to the wave scheduling problem, optimizing the process of order fulfillment. Order fulfillment in industries such as e-commerce [2] and retail [3] often involve centralized fulfillment centers that simultaneously process arriving inventory and fulfill orders based on their deadlines. The fulfillment process with large catalogs often handle a batch of orders, hereinafter referred to as wave, together using automated sortation systems [4]. The supply chain in these sectors is typically well-established, with known inventory quantities and deterministic restock times. The problem of optimally scheduling waves to maximize fulfillment efficiency is addressed using traditional operations research and optimization techniques [5], [6] as order deadlines and inventory levels are known a priori or can be forecasted with low uncertainty.

Many application areas rely on models that can be readily simulated but lack a closed-form likelihood, or an accurate approximation under arbitrary parameter values. Existing parameter estimation approaches in this setting are generally approximate. Recent work on using neural network models to reconstruct the mapping from the data space to the parameters from a set of synthetic parameter-data pairs suffers from the curse of dimensionality, resulting in inaccurate estimation as the data size grows. We propose a dimension-reduced approach to likelihood-free estimation which combines the ideas of reconstruction map estimation with dimension-reduction approaches based on subject-specific knowledge. We examine the properties of reconstruction map estimation with and without dimension reduction and explore the trade-off between approximation error due to information loss from reducing the data dimension and approximation error. Numerical examples show that the proposed approach compares favorably with reconstruction map estimation, approximate Bayesian computation, and synthetic likelihood estimation.

This paper proposes two split-and-conquer (SC) learning estimators for finite mixture models that are tolerant to Byzantine failures. In SC learning, individual machines obtain local estimates, which are then transmitted to a central server for aggregation. During this communication, the server may receive malicious or incorrect information from some local machines, a scenario known as Byzantine failures. While SC learning approaches have been devised to mitigate Byzantine failures in statistical models with Euclidean parameters, developing Byzantine-tolerant methods for finite mixture models with non-Euclidean parameters requires a distinct strategy. Our proposed distance-based methods are hyperparameter tuning free, unlike existing methods, and are resilient to Byzantine failures while achieving high statistical efficiency. We validate the effectiveness of our methods both theoretically and empirically via experiments on simulated and real data from machine learning applications for digit recognition. The code for the experiment can be found at https://github.com/SarahQiong/RobustSCGMM.

State of the art methods for target tracking with sensor management (or controlled sensing) are model-based and are obtained through solutions to Partially Observable Markov Decision Process (POMDP) formulations. In this paper a Reinforcement Learning (RL) approach to the problem is explored for the setting where the motion model for the object/target to be tracked is unknown to the observer. It is assumed that the target dynamics are stationary in time, the state space and the observation space are discrete, and there is complete observability of the location of the target under certain (a priori unknown) sensor control actions. Then, a novel Markov Decision Process (MDP) rather than POMDP formulation is proposed for the tracking problem with controlled sensing, which is termed as Track-MDP. In contrast to the POMDP formulation, the Track-MDP formulation is amenable to an RL based solution. It is shown that the optimal policy for the Track-MDP formulation, which is approximated through RL, is guaranteed to track all significant target paths with certainty. The Track-MDP method is then compared with the optimal POMDP policy, and it is shown that the infinite horizon tracking reward of the optimal Track-MDP policy is the same as that of the optimal POMDP policy. In simulations it is demonstrated that Track-MDP based RL leads to a policy that can track the target with high accuracy.

Domain generalization achieves fault diagnosis on unseen modes. In process industrial systems, fault samples are limited, and only single-mode fault data can be obtained. Extracting domain-invariant fault features from single-mode data for unseen mode fault diagnosis poses challenges. Existing methods utilize a generator module to simulate samples of unseen modes. However, multi-mode samples contain complex spatiotemporal information, which brings significant difficulties to accurate sample generation. Therefore, double gradient reversal network (DGRN) is proposed. First, the model is pre-trained to acquire fault knowledge from the single seen mode. Then, pseudo-fault feature generation strategy is designed by Adaptive instance normalization, to simulate fault features of unseen mode. The dual adversarial training strategy is created to enhance the diversity of pseudo-fault features, which models unseen modes with significant distribution differences. Subsequently, domain-invariant feature extraction strategy is constructed by contrastive learning and adversarial learning. This strategy extracts common features of faults and helps multi-mode fault diagnosis. Finally, the experiments were conducted on Tennessee Eastman process and continuous stirred-tank reactor. The experiments demonstrate that DGRN achieves high classification accuracy on unseen modes while maintaining a small model size.

We present a unified likelihood ratio-based confidence sequence (CS) for any (self-concordant) generalized linear models (GLMs) that is guaranteed to be convex and numerically tight. We show that this is on par or improves upon known CSs for various GLMs, including Gaussian, Bernoulli, and Poisson. In particular, for the first time, our CS for Bernoulli has a poly(S)-free radius where S is the norm of the unknown parameter. Our first technical novelty is its derivation, which utilizes a time-uniform PAC-Bayesian bound with a uniform prior/posterior, despite the latter being a rather unpopular choice for deriving CSs. As a direct application of our new CS, we propose a simple and natural optimistic algorithm called OFUGLB applicable to any generalized linear bandits (GLB; Filippi et al. (2010)). Our analysis shows that the celebrated optimistic approach simultaneously attains state-of-the-art regrets for various self-concordant (not necessarily bounded) GLBs, and even poly(S)-free for bounded GLBs, including logistic bandits. The regret analysis, our second technical novelty, follows from combining our new CS with a new proof technique that completely avoids the previously widely used self-concordant control lemma (Faury et al., 2020, Lemma 9). Finally, we verify numerically that OFUGLB significantly outperforms the prior state-of-the-art (Lee et al., 2024) for logistic bandits.

Direct Preference Optimization (DPO) has become a widely used training method for the instruction fine-tuning of large language models (LLMs). In this work, we explore an under-investigated aspect of DPO - its dependency on the reference model or policy. Such reference policies, typically instantiated as the model to be further fine-tuned, are important since they can impose an upper limit on DPO's effectiveness. Therefore, we address three related research questions in this work. First, we explore the optimal strength of the KL-divergence constraint in DPO, which penalizes deviations from the reference policy, and find that DPO is sensitive to this strength. Next, we examine the necessity of reference policies for instruction fine-tuning by providing both theoretical and empirical comparisons between DPO and related learning objectives, demonstrating DPO's superiority. Additionally, we investigate whether DPO benefits from stronger reference policies, finding that a stronger reference policy can lead to improved performance, but only when it is similar to the model being fine-tuned. Our findings highlight the confounding role of reference policies in DPO and offer insights for best practices, while also identifying open research questions for future studies.