Markov Models
CLST: Cold-Start Mitigation in Knowledge Tracing by Aligning a Generative Language Model as a Students' Knowledge Tracer
Jung, Heeseok, Yoo, Jaesang, Yoon, Yohaan, Jang, Yeonju
Knowledge tracing (KT), wherein students' problem-solving histories are used to estimate their current levels of knowledge, has attracted significant interest from researchers. However, most existing KT models were developed with an ID-based paradigm, which exhibits limitations in cold-start performance. These limitations can be mitigated by leveraging the vast quantities of external knowledge possessed by generative large language models (LLMs). In this study, we propose cold-start mitigation in knowledge tracing by aligning a generative language model as a students' knowledge tracer (CLST) as a framework that utilizes a generative LLM as a knowledge tracer. Upon collecting data from math, social studies, and science subjects, we framed the KT task as a natural language processing task, wherein problem-solving data are expressed in natural language, and fine-tuned the generative LLM using the formatted KT dataset. Subsequently, we evaluated the performance of the CLST in situations of data scarcity using various baseline models for comparison. The results indicate that the CLST significantly enhanced performance with a dataset of fewer than 100 students in terms of prediction, reliability, and cross-domain generalization. Keywords: intelligent tutoring system knowledge tracing (KT) personalized learning.
$\tau$-bench: A Benchmark for Tool-Agent-User Interaction in Real-World Domains
Yao, Shunyu, Shinn, Noah, Razavi, Pedram, Narasimhan, Karthik
Existing benchmarks do not test language agents on their interaction with human users or ability to follow domain-specific rules, both of which are vital for deploying them in real world applications. We propose $\tau$-bench, a benchmark emulating dynamic conversations between a user (simulated by language models) and a language agent provided with domain-specific API tools and policy guidelines. We employ an efficient and faithful evaluation process that compares the database state at the end of a conversation with the annotated goal state. We also propose a new metric (pass^k) to evaluate the reliability of agent behavior over multiple trials. Our experiments show that even state-of-the-art function calling agents (like gpt-4o) succeed on <50% of the tasks, and are quite inconsistent (pass^8 <25% in retail). Our findings point to the need for methods that can improve the ability of agents to act consistently and follow rules reliably.
X-Light: Cross-City Traffic Signal Control Using Transformer on Transformer as Meta Multi-Agent Reinforcement Learner
Jiang, Haoyuan, Li, Ziyue, Wei, Hua, Xiong, Xuantang, Ruan, Jingqing, Lu, Jiaming, Mao, Hangyu, Zhao, Rui
The effectiveness of traffic light control has been significantly improved by current reinforcement learning-based approaches via better cooperation among multiple traffic lights. However, a persisting issue remains: how to obtain a multi-agent traffic signal control algorithm with remarkable transferability across diverse cities? In this paper, we propose a Transformer on Transformer (TonT) model for cross-city meta multi-agent traffic signal control, named as X-Light: We input the full Markov Decision Process trajectories, and the Lower Transformer aggregates the states, actions, rewards among the target intersection and its neighbors within a city, and the Upper Transformer learns the general decision trajectories across different cities. This dual-level approach bolsters the model's robust generalization and transferability. Notably, when directly transferring to unseen scenarios, ours surpasses all baseline methods with +7.91% on average, and even +16.3% in some cases, yielding the best results.
Reward Machines for Deep RL in Noisy and Uncertain Environments
Li, Andrew C., Chen, Zizhao, Klassen, Toryn Q., Vaezipoor, Pashootan, Icarte, Rodrigo Toro, McIlraith, Sheila A.
Reward Machines provide an automata-inspired structure for specifying instructions, safety constraints, and other temporally extended reward-worthy behaviour. By exposing complex reward function structure, they enable counterfactual learning updates that have resulted in impressive sample efficiency gains. While Reward Machines have been employed in both tabular and deep RL settings, they have typically relied on a ground-truth interpretation of the domain-specific vocabulary that form the building blocks of the reward function. Such ground-truth interpretations can be elusive in many real-world settings, due in part to partial observability or noisy sensing. In this paper, we explore the use of Reward Machines for Deep RL in noisy and uncertain environments. We characterize this problem as a POMDP and propose a suite of RL algorithms that leverage task structure under uncertain interpretation of domain-specific vocabulary. Theoretical analysis exposes pitfalls in naive approaches to this problem, while experimental results show that our algorithms successfully leverage task structure to improve performance under noisy interpretations of the vocabulary. Our results provide a general framework for exploiting Reward Machines in partially observable environments.
Sparsity-Constraint Optimization via Splicing Iteration
Wang, Zezhi, Zhu, Jin, Zhu, Junxian, Tang, Borui, Lin, Hongmei, Wang, Xueqin
Sparsity-constraint optimization has wide applicability in signal processing, statistics, and machine learning. Existing fast algorithms must burdensomely tune parameters, such as the step size or the implementation of precise stop criteria, which may be challenging to determine in practice. To address this issue, we develop an algorithm named Sparsity-Constraint Optimization via sPlicing itEration (SCOPE) to optimize nonlinear differential objective functions with strong convexity and smoothness in low dimensional subspaces. Algorithmically, the SCOPE algorithm converges effectively without tuning parameters. Theoretically, SCOPE has a linear convergence rate and converges to a solution that recovers the true support set when it correctly specifies the sparsity. We also develop parallel theoretical results without restricted-isometry-property-type conditions. We apply SCOPE's versatility and power to solve sparse quadratic optimization, learn sparse classifiers, and recover sparse Markov networks for binary variables. The numerical results on these specific tasks reveal that SCOPE perfectly identifies the true support set with a 10--1000 speedup over the standard exact solver, confirming SCOPE's algorithmic and theoretical merits. Our open-source Python package skscope based on C++ implementation is publicly available on GitHub, reaching a ten-fold speedup on the competing convex relaxation methods implemented by the cvxpy library.
Position: Understanding LLMs Requires More Than Statistical Generalization
Reizinger, Patrik, Ujváry, Szilvia, Mészáros, Anna, Kerekes, Anna, Brendel, Wieland, Huszár, Ferenc
The last decade has seen blossoming research in deep learning theory attempting to answer, "Why does deep learning generalize?" A powerful shift in perspective precipitated this progress: the study of overparametrized models in the interpolation regime. In this paper, we argue that another perspective shift is due, since some of the desirable qualities of LLMs are not a consequence of good statistical generalization and require a separate theoretical explanation. Our core argument relies on the observation that AR probabilistic models are inherently non-identifiable: models zero or near-zero KL divergence apart -- thus, equivalent test loss -- can exhibit markedly different behaviors. We support our position with mathematical examples and empirical observations, illustrating why non-identifiability has practical relevance through three case studies: (1) the non-identifiability of zero-shot rule extrapolation; (2) the approximate non-identifiability of in-context learning; and (3) the non-identifiability of fine-tunability. We review promising research directions focusing on LLM-relevant generalization measures, transferability, and inductive biases.
UniZero: Generalized and Efficient Planning with Scalable Latent World Models
Pu, Yuan, Niu, Yazhe, Ren, Jiyuan, Yang, Zhenjie, Li, Hongsheng, Liu, Yu
Learning predictive world models is essential for enhancing the planning capabilities of reinforcement learning agents. Notably, the MuZero-style algorithms, based on the value equivalence principle and Monte Carlo Tree Search (MCTS), have achieved superhuman performance in various domains. However, in environments that require capturing long-term dependencies, MuZero's performance deteriorates rapidly. We identify that this is partially due to the \textit{entanglement} of latent representations with historical information, which results in incompatibility with the auxiliary self-supervised state regularization. To overcome this limitation, we present \textit{UniZero}, a novel approach that \textit{disentangles} latent states from implicit latent history using a transformer-based latent world model. By concurrently predicting latent dynamics and decision-oriented quantities conditioned on the learned latent history, UniZero enables joint optimization of the long-horizon world model and policy, facilitating broader and more efficient planning in latent space. We demonstrate that UniZero, even with single-frame inputs, matches or surpasses the performance of MuZero-style algorithms on the Atari 100k benchmark. Furthermore, it significantly outperforms prior baselines in benchmarks that require long-term memory. Lastly, we validate the effectiveness and scalability of our design choices through extensive ablation studies, visual analyses, and multi-task learning results. The code is available at \textcolor{magenta}{https://github.com/opendilab/LightZero}.
Order-theoretic models for decision-making: Learning, optimization, complexity and computation
The study of intelligent systems explains behaviour in terms of economic rationality. This results in an optimization principle involving a function or utility, which states that the system will evolve until the configuration of maximum utility is achieved. Recently, this theory has incorporated constraints, i.e., the optimum is achieved when the utility is maximized while respecting some information-processing constraints. This is reminiscent of thermodynamic systems. As such, the study of intelligent systems has benefited from the tools of thermodynamics. The first aim of this thesis is to clarify the applicability of these results in the study of intelligent systems. We can think of the local transition steps in thermodynamic or intelligent systems as being driven by uncertainty. In fact, the transitions in both systems can be described in terms of majorization. Hence, real-valued uncertainty measures like Shannon entropy are simply a proxy for their more involved behaviour. More in general, real-valued functions are fundamental to study optimization and complexity in the order-theoretic approach to several topics, including economics, thermodynamics, and quantum mechanics. The second aim of this thesis is to improve on this classification. The basic similarity between thermodynamic and intelligent systems is based on an uncertainty notion expressed by a preorder. We can also think of the transitions in the steps of a computational process as a decision-making procedure. In fact, by adding some requirements on the considered order structures, we can build an abstract model of uncertainty reduction that allows to incorporate computability, that is, to distinguish the objects that can be constructed by following a finite set of instructions from those that cannot. The third aim of this thesis is to clarify the requirements on the order structure that allow such a framework.
Horizon-wise Learning Paradigm Promotes Gene Splicing Identification
Li, Qi-Jie, Sun, Qian, Zhang, Shao-Qun
Identifying gene splicing is a core and significant task confronted in modern collaboration between artificial intelligence and bioinformatics. Past decades have witnessed great efforts on this concern, such as the bio-plausible splicing pattern AT-CG and the famous SpliceAI. In this paper, we propose a novel framework for the task of gene splicing identification, named Horizon-wise Gene Splicing Identification (H-GSI). The proposed H-GSI follows the horizon-wise identification paradigm and comprises four components: the pre-processing procedure transforming string data into tensors, the sliding window technique handling long sequences, the SeqLab model, and the predictor. In contrast to existing studies that process gene information with a truncated fixed-length sequence, H-GSI employs a horizon-wise identification paradigm in which all positions in a sequence are predicted with only one forward computation, improving accuracy and efficiency. The experiments conducted on the real-world Human dataset show that our proposed H-GSI outperforms SpliceAI and achieves the best accuracy of 97.20\%. The source code is available from this link.
Bridging the Communication Gap: Artificial Agents Learning Sign Language through Imitation
Tavella, Federico, Galata, Aphrodite, Cangelosi, Angelo
Artificial agents, particularly humanoid robots, interact with their environment, objects, and people using cameras, actuators, and physical presence. Their communication methods are often pre-programmed, limiting their actions and interactions. Our research explores acquiring non-verbal communication skills through learning from demonstrations, with potential applications in sign language comprehension and expression. In particular, we focus on imitation learning for artificial agents, exemplified by teaching a simulated humanoid American Sign Language. We use computer vision and deep learning to extract information from videos, and reinforcement learning to enable the agent to replicate observed actions. Compared to other methods, our approach eliminates the need for additional hardware to acquire information. We demonstrate how the combination of these different techniques offers a viable way to learn sign language. Our methodology successfully teaches 5 different signs involving the upper body (i.e., arms and hands). This research paves the way for advanced communication skills in artificial agents.