Decision Tree Learning
High-Dimensional Dynamic Covariance Models with Random Forests
Yu, Shuguang, Zhou, Fan, Zhang, Yingjie, Chen, Ziqi, Zhu, Hongtu
This paper introduces a novel nonparametric method for estimating high-dimensional dynamic covariance matrices with multiple conditioning covariates, leveraging random forests and supported by robust theoretical guarantees. Unlike traditional static methods, our dynamic nonparametric covariance models effectively capture distributional heterogeneity. Furthermore, unlike kernel-smoothing methods, which are restricted to a single conditioning covariate, our approach accommodates multiple covariates in a fully nonparametric framework. To the best of our knowledge, this is the first method to use random forests for estimating high-dimensional dynamic covariance matrices. In high-dimensional settings, we establish uniform consistency theory, providing nonasymptotic error rates and model selection properties, even when the response dimension grows sub-exponentially with the sample size. These results hold uniformly across a range of conditioning variables. The method's effectiveness is demonstrated through simulations and a stock dataset analysis, highlighting its ability to model complex dynamics in high-dimensional scenarios.
Measuring Social Influence with Networked Synthetic Control
Measuring social influence is difficult due to the lack of counter-factuals and comparisons. By combining machine learning-based modeling and network science, we present general properties of social value, a recent measure for social influence using synthetic control applicable to political behavior. Social value diverges from centrality measures on in that it relies on an external regressor to predict an output variable of interest, generates a synthetic measure of influence, then distributes individual contribution based on a social network. Through theoretical derivations, we show the properties of SV under linear regression with and without interaction, across lattice networks, power-law networks, and random graphs. A reduction in computation can be achieved for any ensemble model. Through simulation, we find that the generalized friendship paradox holds -- that in certain situations, your friends have on average more influence than you do.
A Review and Analysis of a Parallel Approach for Decision Tree Learning from Large Data Streams
This work studies one of the parallel decision tree learning algorithms, pdsCART, designed for scalable and efficient data analysis. The method incorporates three core capabilities. First, it supports real-time learning from data streams, allowing trees to be constructed incrementally. Second, it enables parallel processing of high-volume streaming data, making it well-suited for large-scale applications. Third, the algorithm integrates seamlessly into the MapReduce framework, ensuring compatibility with distributed computing environments. In what follows, we present the algorithm's key components along with results highlighting its performance and scalability.
Feature Relevancy, Necessity and Usefulness: Complexity and Algorithms
Capdevielle, Tomás, Cifuentes, Santiago
Given a classification model and a prediction for some input, there are heuristic strategies for ranking features according to their importance in regard to the prediction. One common approach to this task is rooted in propositional logic and the notion of \textit{sufficient reason}. Through this concept, the categories of relevant and necessary features were proposed in order to identify the crucial aspects of the input. This paper improves the existing techniques and algorithms for deciding which are the relevant and/or necessary features, showing in particular that necessity can be detected efficiently in complex models such as neural networks. We also generalize the notion of relevancy and study associated problems. Moreover, we present a new global notion (i.e. that intends to explain whether a feature is important for the behavior of the model in general, not depending on a particular input) of \textit{usefulness} and prove that it is related to relevancy and necessity. Furthermore, we develop efficient algorithms for detecting it in decision trees and other more complex models, and experiment on three datasets to analyze its practical utility.
Beyond Predefined Actions: Integrating Behavior Trees and Dynamic Movement Primitives for Robot Learning from Demonstration
Domínguez, David Cáceres, Schaffernicht, Erik, Stoyanov, Todor
Interpretable policy representations like Behavior Trees (BTs) and Dynamic Motion Primitives (DMPs) enable robot skill transfer from human demonstrations, but each faces limitations: BTs require expert-crafted low-level actions, while DMPs lack high-level task logic. We address these limitations by integrating DMP controllers into a BT framework, jointly learning the BT structure and DMP actions from single demonstrations, thereby removing the need for predefined actions. Additionally, by combining BT decision logic with DMP motion generation, our method enhances policy interpretability, modularity, and adaptability for autonomous systems. Our approach readily affords both learning to replicate low-level motions and combining partial demonstrations into a coherent and easy-to-modify overall policy.
Improving Random Forests by Smoothing
Liu, Ziyi, Luong, Phuc, Boley, Mario, Schmidt, Daniel F.
Gaussian process regression is a popular model in the small data regime due to its sound uncertainty quantification and the exploitation of the smoothness of the regression function that is encountered in a wide range of practical problems. However, Gaussian processes perform sub-optimally when the degree of smoothness is non-homogeneous across the input domain. Random forest regression partially addresses this issue by providing local basis functions of variable support set sizes that are chosen in a data-driven way. However, they do so at the expense of forgoing any degree of smoothness, which often results in poor performance in the small data regime. Here, we aim to combine the advantages of both models by applying a kernel-based smoothing mechanism to a learned random forest or any other piecewise constant prediction function. As we demonstrate empirically, the resulting model consistently improves the predictive performance of the underlying random forests and, in almost all test cases, also improves the log loss of the usual uncertainty quantification based on inter-tree variance. The latter advantage can be attributed to the ability of the smoothing model to take into account the uncertainty over the exact tree-splitting locations.
CART-ELC: Oblique Decision Tree Induction via Exhaustive Search
Oblique decision trees have attracted attention due to their potential for improved classification performance over traditional axis-aligned decision trees. However, methods that rely on exhaustive search to find oblique splits face computational challenges. As a result, they have not been widely explored. We introduce a novel algorithm, Classification and Regression Tree - Exhaustive Linear Combinations (CART-ELC), for inducing oblique decision trees that performs an exhaustive search on a restricted set of hyperplanes. We then investigate the algorithm's computational complexity and its predictive capabilities. Our results demonstrate that CART-ELC consistently achieves competitive performance on small datasets, often yielding statistically significant improvements in classification accuracy relative to existing decision tree induction algorithms, while frequently producing shallower, simpler, and thus more interpretable trees.
Data-Driven Falsification of Cyber-Physical Systems
Kundu, Atanu, Gon, Sauvik, Ray, Rajarshi
--Cyber-Physical Systems (CPS) are abundant in safety-critical domains such as healthcare, avionics, and autonomous vehicles. Formal verification of their operational safety is, therefore, of utmost importance. In this paper, we address the falsification problem, where the focus is on searching for an unsafe execution in the system instead of proving their absence. The contribution of this paper is a framework that (a) connects the falsification of CPS with the falsification of deep neural networks (DNNs) and (b) leverages the inherent interpretability of Decision Trees for faster falsification of CPS. This is achieved by: (1) building a surrogate model of the CPS under test, either as a DNN model or a Decision Tree, (2) application of various DNN falsification tools to falsify CPS, and (3) a novel falsification algorithm guided by the explanations of safety violations of the CPS model extracted from its Decision Tree surrogate. The proposed framework has the potential to exploit a repertoire of adversarial attack algorithms designed to falsify robustness properties of DNNs, as well as state-of-the-art falsification algorithms for DNNs. Although the presented methodology is applicable to systems that can be executed/simulated in general, we demonstrate its effectiveness, particularly in CPS. Decision tree-guided falsification shows promising results in efficiently finding multiple counterexamples in the ARCH-COMP 2024 falsification benchmarks [22]. The traditional simulation and testing techniques can be effective for debugging the early stages of Cyber-Physical-Systems (CPS) design. However, as the design becomes pristine by passing through multiple phases of testing, finding the lurking bugs becomes computationally expensive and challenging by means of simulation and testing alone. Formal verification techniques such as model-checking come in handy here by either proving the absence of bugs in such designs or by providing a counterexample behavior that violates the specification. A complementary approach is falsification, where the focus is solely on discovering a system behavior that is a counterexample to a given specification. In this work, we address the falsification of safety specifications expressed in signal temporal logic [27] for CPS given as an executable. Our Contribution The contribution of this paper is a falsification framework that employs two strategies. First, it connects the falsification of reachability specifications of CPS with the falsification of reachability specifications of deep neural networks (DNNs). A. Kundu and S. Gon are students of the Indian Association for the Cultivation of Science (IACS), India.
LHT: Statistically-Driven Oblique Decision Trees for Interpretable Classification
Li, Hongyi, Xu, Jun, Armstrong, William Ward
We introduce the Learning Hyperplane Tree (LHT), a novel oblique decision tree model designed for expressive and interpretable classification. LHT fundamentally distinguishes itself through a non-iterative, statistically-driven approach to constructing splitting hyperplanes. Unlike methods that rely on iterative optimization or heuristics, LHT directly computes the hyperplane parameters, which are derived from feature weights based on the differences in feature expectations between classes within each node. This deterministic mechanism enables a direct and well-defined hyperplane construction process. Predictions leverage a unique piecewise linear membership function within leaf nodes, obtained via local least-squares fitting. We formally analyze the convergence of the LHT splitting process, ensuring that each split yields meaningful, non-empty partitions. Furthermore, we establish that the time complexity for building an LHT up to depth $d$ is $O(mnd)$, demonstrating the practical feasibility of constructing trees with powerful oblique splits using this methodology. The explicit feature weighting at each split provides inherent interpretability. Experimental results on benchmark datasets demonstrate LHT's competitive accuracy, positioning it as a practical, theoretically grounded, and interpretable alternative in the landscape of tree-based models. The implementation of the proposed method is available at https://github.com/Hongyi-Li-sz/LHT_model.
RO-FIGS: Efficient and Expressive Tree-Based Ensembles for Tabular Data
Matjašec, Urška, Simidjievski, Nikola, Jamnik, Mateja
Tree-based models are often robust to uninformative features and can accurately capture non-smooth, complex decision boundaries. Consequently, they often outperform neural network-based models on tabular datasets at a significantly lower computational cost. Nevertheless, the capability of traditional tree-based ensembles to express complex relationships efficiently is limited by using a single feature to make splits. To improve the efficiency and expressiveness of tree-based methods, we propose Random Oblique Fast Interpretable Greedy-Tree Sums (RO-FIGS). RO-FIGS builds on Fast Interpretable Greedy-Tree Sums, and extends it by learning trees with oblique or multivariate splits, where each split consists of a linear combination learnt from random subsets of features. This helps uncover interactions between features and improves performance. The proposed method is suitable for tabular datasets with both numerical and categorical features. We evaluate RO-FIGS on 22 real-world tabular datasets, demonstrating superior performance and much smaller models over other tree- and neural network-based methods. Additionally, we analyse their splits to reveal valuable insights into feature interactions, enriching the information learnt from SHAP summary plots, and thereby demonstrating the enhanced interpretability of RO-FIGS models. The proposed method is well-suited for applications, where balance between accuracy and interpretability is essential.