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TENDE: Transfer Entropy Neural Diffusion Estimation

arXiv.org Artificial Intelligence

Transfer entropy measures directed information flow in time series, and it has become a fundamental quantity in applications spanning neuroscience, finance, and complex systems analysis. However, existing estimation methods suffer from the curse of dimensionality, require restrictive distributional assumptions, or need exponentially large datasets for reliable convergence. We address these limitations in the literature by proposing TENDE (Transfer Entropy Neural Diffusion Estimation), a novel approach that leverages score-based diffusion models to estimate transfer entropy through conditional mutual information. By learning score functions of the relevant conditional distributions, TENDE provides flexible, scalable estimation while making minimal assumptions about the underlying data-generating process. We demonstrate superior accuracy and robustness compared to existing neural estimators and other state-of-the-art approaches across synthetic benchmarks and real data.


Towards Self-Evolving Benchmarks: Synthesizing Agent Trajectories via Test-Time Exploration under Validate-by-Reproduce Paradigm

arXiv.org Artificial Intelligence

Recent advances in large language models (LLMs) and agent system designs have empowered agents with unprecedented levels of capability. However, existing agent benchmarks are showing a trend of rapid ceiling-hitting by newly developed agents, making it difficult to meet the demands for evaluating agent abilities. To address this problem, we propose the Trajectory-based V alidated-by-Reproducing Agent-benchmark Complexity Evolution (TRACE) framework. This framework takes an original task from an existing benchmark and encourages agents to freely explore and evolve it into a new task with higher difficulty while recording validatable agent trajectories. The framework proceeds in three stages: (1) evolutionary proposal mining, which provides task evolution proposals through preliminary exploration and divergent thinking; (2) problem formation and free exploration, where proposals are conceptualized into feasible problem candidates and the agents then explore them freely while recording their execution trajectories; and (3) multi-level validation, which ensures that the evolved tasks are accompanied by validatable and reproducible trajectories. Experiments on the GAIA benchmark demonstrate that the TRACE framework consistently enhances task complexity while improving the reliability of correctness through validatable execution trajectories. In addition, our framework can successfully adapt to and improve reasoning datasets represented by AIME-2024. This work marks a paradigm shift from static, manually curated benchmarks to dynamic, self-evolving evaluation systems, providing a sustainable and challenging runway for agent development.


Influence Guided Context Selection for Effective Retrieval-Augmented Generation

arXiv.org Artificial Intelligence

Retrieval-Augmented Generation (RAG) addresses large language model (LLM) hallucinations by grounding responses in external knowledge, but its effectiveness is compromised by poor-quality retrieved contexts containing irrelevant or noisy information. While existing approaches attempt to improve performance through context selection based on predefined context quality assessment metrics, they show limited gains over standard RAG. We attribute this limitation to their failure in holistically utilizing available information (query, context list, and generator) for comprehensive quality assessment. Inspired by recent advances in data selection, we reconceptualize context quality assessment as an inference-time data valuation problem and introduce the Contextual Influence Value (CI value). This novel metric quantifies context quality by measuring the performance degradation when removing each context from the list, effectively integrating query-aware relevance, list-aware uniqueness, and generator-aware alignment. Moreover, CI value eliminates complex selection hyperparameter tuning by simply retaining contexts with positive CI values. To address practical challenges of label dependency and computational overhead, we develop a parameterized surrogate model for CI value prediction during inference. The model employs a hierarchical architecture that captures both local query-context relevance and global inter-context interactions, trained through oracle CI value supervision and end-to-end generator feedback. Extensive experiments across 8 NLP tasks and multiple LLMs demonstrate that our context selection method significantly outperforms state-of-the-art baselines, effectively filtering poor-quality contexts while preserving critical information. Code is available at https://github.com/SJTU-DMTai/RAG-CSM.


DRIFT: Dynamic Rule-Based Defense with Injection Isolation for Securing LLM Agents

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are increasingly central to agentic systems due to their strong reasoning and planning capabilities. By interacting with external environments through predefined tools, these agents can carry out complex user tasks. Nonetheless, this interaction also introduces the risk of prompt injection attacks, where malicious inputs from external sources can mislead the agent's behavior, potentially resulting in economic loss, privacy leakage, or system compromise. System-level defenses have recently shown promise by enforcing static or predefined policies, but they still face two key challenges: the ability to dynamically update security rules and the need for memory stream isolation. To address these challenges, we propose DRIFT, a Dynamic Rule-based Isolation Framework for Trustworthy agentic systems, which enforces both control- and data-level constraints. A Secure Planner first constructs a minimal function trajectory and a JSON-schema-style parameter checklist for each function node based on the user query. A Dynamic Validator then monitors deviations from the original plan, assessing whether changes comply with privilege limitations and the user's intent. Finally, an Injection Isolator detects and masks any instructions that may conflict with the user query from the memory stream to mitigate long-term risks. We empirically validate the effectiveness of DRIFT on the AgentDojo and ASB benchmark, demonstrating its strong security performance while maintaining high utility across diverse models, showcasing both its robustness and adaptability. The code is released at https://github.com/SaFoLab-WISC/DRIFT.


Inference-time Alignment in Continuous Space

arXiv.org Artificial Intelligence

Aligning large language models with human feedback at inference time has received increasing attention due to its flexibility. Existing methods rely on generating multiple responses from the base policy for search using a reward model, which can be considered as searching in a discrete response space. However, these methods struggle to explore informative candidates when the base policy is weak or the candidate set is small, resulting in limited effectiveness. In this paper, to address this problem, we propose Simple Energy Adaptation ($\textbf{SEA}$), a simple yet effective algorithm for inference-time alignment. In contrast to expensive search over the discrete space, SEA directly adapts original responses from the base policy toward the optimal one via gradient-based sampling in continuous latent space. Specifically, SEA formulates inference as an iterative optimization procedure on an energy function over actions in the continuous space defined by the optimal policy, enabling simple and effective alignment. For instance, despite its simplicity, SEA outperforms the second-best baseline with a relative improvement of up to $ \textbf{77.51%}$ on AdvBench and $\textbf{16.36%}$ on MATH. Our code is publicly available at https://github.com/yuanyige/sea


Graph Data Selection for Domain Adaptation: A Model-Free Approach

arXiv.org Artificial Intelligence

Graph domain adaptation (GDA) is a fundamental task in graph machine learning, with techniques like shift-robust graph neural networks (GNNs) and specialized training procedures to tackle the distribution shift problem. Although these model-centric approaches show promising results, they often struggle with severe shifts and constrained computational resources. To address these challenges, we propose a novel model-free framework, GRADATE (GRAph DATa sElector), that selects the best training data from the source domain for the classification task on the target domain. GRADATE picks training samples without relying on any GNN model's predictions or training recipes, leveraging optimal transport theory to capture and adapt to distribution changes. GRADATE is data-efficient, scalable and meanwhile complements existing model-centric GDA approaches. Through comprehensive empirical studies on several real-world graph-level datasets and multiple covariate shift types, we demonstrate that GRADATE outperforms existing selection methods and enhances off-the-shelf GDA methods with much fewer training data.


T1: A Tool-Oriented Conversational Dataset for Multi-Turn Agentic Planning

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have demonstrated impressive capabilities as intelligent agents capable of solving complex problems. However, effective planning in scenarios involving dependencies between API or tool calls-particularly in multi-turn conversations-remains a significant challenge. To address this, we introduce T1, a tool-augmented, multi-domain, multi-turn conversational dataset specifically designed to capture and manage inter-tool dependencies across diverse domains. T1 enables rigorous evaluation of agents' ability to coordinate tool use across nine distinct domains (4 single domain and 5 multi-domain) with the help of an integrated caching mechanism for both short- and long-term memory, while supporting dynamic replanning-such as deciding whether to recompute or reuse cached results. Beyond facilitating research on tool use and planning, T1 also serves as a benchmark for evaluating the performance of open-weight and proprietary large language models. We present results powered by T1-Agent, highlighting their ability to plan and reason in complex, tool-dependent scenarios.


Multivariate Latent Recalibration for Conditional Normalizing Flows

arXiv.org Artificial Intelligence

Reliably characterizing the full conditional distribution of a multivariate response variable given a set of covariates is crucial for trustworthy decision-making. However, misspecified or miscalibrated multivariate models may yield a poor approximation of the joint distribution of the response variables, leading to unreliable predictions and suboptimal decisions. Furthermore, standard recalibration methods are primarily limited to univariate settings, while conformal prediction techniques, despite generating multivariate prediction regions with coverage guarantees, do not provide a full probability density function. We address this gap by first introducing a novel notion of latent calibration, which assesses probabilistic calibration in the latent space of a conditional normalizing flow. Second, we propose latent recalibration (LR), a novel post-hoc model recalibration method that learns a transformation of the latent space with finite-sample bounds on latent calibration. Unlike existing methods, LR produces a recalibrated distribution with an explicit multivariate density function while remaining computationally efficient. Extensive experiments on both tabular and image datasets show that LR consistently improves latent calibration error and the negative log-likelihood of the recalibrated models.


Reverse Engineering Human Preferences with Reinforcement Learning

arXiv.org Artificial Intelligence

The capabilities of Large Language Models (LLMs) are routinely evaluated by other LLMs trained to predict human preferences. This framework--known as LLM-as-a-judge--is highly scalable and relatively low cost. However, it is also vulnerable to malicious exploitation, as LLM responses can be tuned to overfit the preferences of the judge. Previous work shows that the answers generated by a candidate-LLM can be edited post hoc to maximise the score assigned to them by a judge-LLM. In this study, we adopt a different approach and use the signal provided by judge-LLMs as a reward to adversarially tune models that generate text preambles designed to boost downstream performance. We find that frozen LLMs pipelined with these models attain higher LLM-evaluation scores than existing frameworks. Crucially, unlike other frameworks which intervene directly on the model's response, our method is virtually undetectable. We also demonstrate that the effectiveness of the tuned preamble generator transfers when the candidate-LLM and the judge-LLM are replaced with models that are not used during training. These findings raise important questions about the design of more reliable LLM-as-a-judge evaluation settings. They also demonstrate that human preferences can be reverse engineered effectively, by pipelining LLMs to optimise upstream preambles via reinforcement learning--an approach that could find future applications in diverse tasks and domains beyond adversarial attacks.


Language Models Are Capable of Metacognitive Monitoring and Control of Their Internal Activations

arXiv.org Artificial Intelligence

Large language models (LLMs) can sometimes report the strategies they actually use to solve tasks, yet at other times seem unable to recognize those strategies that govern their behavior. This suggests a limited degree of metacognition - the capacity to monitor one's own cognitive processes for subsequent reporting and self-control. Metacognition enhances LLMs' capabilities in solving complex tasks but also raises safety concerns, as models may obfuscate their internal processes to evade neural-activation-based oversight (e.g., safety detector). Given society's increased reliance on these models, it is critical that we understand their metacognitive abilities. To address this, we introduce a neuroscience-inspired neurofeedback paradigm that uses in-context learning to quantify metacognitive abilities of LLMs to report and control their activation patterns. We demonstrate that their abilities depend on several factors: the number of in-context examples provided, the semantic interpretability of the neural activation direction (to be reported/controlled), and the variance explained by that direction. These directions span a "metacognitive space" with dimensionality much lower than the model's neural space, suggesting LLMs can monitor only a small subset of their neural activations. Our paradigm provides empirical evidence to quantify metacognition in LLMs, with significant implications for AI safety (e.g., adversarial attack and defense).