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ConLUX: Concept-Based Local Unified Explanations

arXiv.org Artificial Intelligence

With the rapid advancements of various machine learning models, there is a significant demand for model-agnostic explanation techniques, which can explain these models across different architectures. Mainstream model-agnostic explanation techniques generate local explanations based on basic features (e.g., words for text models and (super-)pixels for image models). However, these explanations often do not align with the decision-making processes of the target models and end-users, resulting in explanations that are unfaithful and difficult for users to understand. On the other hand, concept-based techniques provide explanations based on high-level features (e.g., topics for text models and objects for image models), but most are model-specific or require additional pre-defined external concept knowledge. To address this limitation, we propose \toolname, a general framework to provide concept-based local explanations for any machine learning models. Our key insight is that we can automatically extract high-level concepts from large pre-trained models, and uniformly extend existing local model-agnostic techniques to provide unified concept-based explanations. We have instantiated \toolname on four different types of explanation techniques: LIME, Kernel SHAP, Anchor, and LORE, and applied these techniques to text and image models. Our evaluation results demonstrate that 1) compared to the vanilla versions, \toolname offers more faithful explanations and makes them more understandable to users, and 2) by offering multiple forms of explanations, \toolname outperforms state-of-the-art concept-based explanation techniques specifically designed for text and image models, respectively.


Data Defenses Against Large Language Models

arXiv.org Artificial Intelligence

Large language models excel at performing inference over text to extract information, summarize information, or generate additional text. These inference capabilities are implicated in a variety of ethical harms spanning surveillance, labor displacement, and IP/copyright theft. While many policy, legal, and technical mitigations have been proposed to counteract these harms, these mitigations typically require cooperation from institutions that move slower than technical advances (i.e., governments) or that have few incentives to act to counteract these harms (i.e., the corporations that create and profit from these LLMs). In this paper, we define and build "data defenses" -- a novel strategy that directly empowers data owners to block LLMs from performing inference on their data. We create data defenses by developing a method to automatically generate adversarial prompt injections that, when added to input text, significantly reduce the ability of LLMs to accurately infer personally identifying information about the subject of the input text or to use copyrighted text in inference. We examine the ethics of enabling such direct resistance to LLM inference, and argue that making data defenses that resist and subvert LLMs enables the realization of important values such as data ownership, data sovereignty, and democratic control over AI systems. We verify that our data defenses are cheap and fast to generate, work on the latest commercial and open-source LLMs, resistance to countermeasures, and are robust to several different attack settings. Finally, we consider the security implications of LLM data defenses and outline several future research directions in this area. Our code is available at https://github.com/wagnew3/LLMDataDefenses and a tool for using our defenses to protect text against LLM inference is at https://wagnew3.github.io/LLM-Data-Defenses/.


Large Language Model-driven Multi-Agent Simulation for News Diffusion Under Different Network Structures

arXiv.org Artificial Intelligence

The proliferation of fake news in the digital age has raised critical concerns, particularly regarding its impact on societal trust and democratic processes. Diverging from conventional agent-based simulation approaches, this work introduces an innovative approach by employing a large language model (LLM)-driven multi-agent simulation to replicate complex interactions within information ecosystems. We investigate key factors that facilitate news propagation, such as agent personalities and network structures, while also evaluating strategies to combat misinformation. Through simulations across varying network structures, we demonstrate the potential of LLM-based agents in modeling the dynamics of misinformation spread, validating the influence of agent traits on the diffusion process. Our findings emphasize the advantages of LLM-based simulations over traditional techniques, as they uncover underlying causes of information spread -- such as agents promoting discussions -- beyond the predefined rules typically employed in existing agent-based models. Additionally, we evaluate three countermeasure strategies, discovering that brute-force blocking influential agents in the network or announcing news accuracy can effectively mitigate misinformation. However, their effectiveness is influenced by the network structure, highlighting the importance of considering network structure in the development of future misinformation countermeasures.


First-Person Fairness in Chatbots

arXiv.org Artificial Intelligence

Chatbots like ChatGPT are used for diverse purposes, ranging from resume writing to entertainment. These real-world applications are different from the institutional uses, such as resume screening or credit scoring, which have been the focus of much of AI research on fairness. Ensuring equitable treatment for all users in these first-person contexts is critical. In this work, we study "first-person fairness," which means fairness toward the chatbot user. This includes providing high-quality responses to all users regardless of their identity or background and avoiding harmful stereotypes. We propose a scalable, privacy-preserving method for evaluating one aspect of first-person fairness across a large, heterogeneous corpus of real-world chatbot interactions. Specifically, we assess potential bias linked to users' names, which can serve as proxies for demographic attributes like gender or race, in chatbot systems such as ChatGPT, which provide mechanisms for storing and using user names. Our method leverages a second language model to privately analyze name-sensitivity in the chatbot's responses. We verify the validity of these annotations through independent human evaluation. Further, we show that post-training interventions, including RL, significantly mitigate harmful stereotypes. Our approach also yields succinct descriptions of response differences across tasks. For instance, in the "writing a story" task, chatbot responses show a tendency to create protagonists whose gender matches the likely gender inferred from the user's name. Moreover, a pattern emerges where users with female-associated names receive responses with friendlier and simpler language slightly more often than users with male-associated names. Finally, we provide the system messages required for external researchers to further investigate ChatGPT's behavior with hypothetical user profiles.


A Simulation System Towards Solving Societal-Scale Manipulation

arXiv.org Artificial Intelligence

The rise of AI-driven manipulation poses significant risks to societal trust and democratic processes. Yet, studying these effects in real-world settings at scale is ethically and logistically impractical, highlighting a need for simulation tools that can model these dynamics in controlled settings to enable experimentation with possible defenses. We present a simulation environment designed to address this. We elaborate upon the Concordia framework that simulates offline, 'real life' activity by adding online interactions to the simulation through social media with the integration of a Mastodon server. We improve simulation efficiency and information flow, and add a set of measurement tools, particularly longitudinal surveys. We demonstrate the simulator with a tailored example in which we track agents' political positions and show how partisan manipulation of agents can affect election results.


Discovering Leitmotifs in Multidimensional Time Series

arXiv.org Artificial Intelligence

A leitmotif is a recurring theme in literature, movies or music that carries symbolic significance for the piece it is contained in. When this piece can be represented as a multi-dimensional time series (MDTS), such as acoustic or visual observations, finding a leitmotif is equivalent to the pattern discovery problem, which is an unsupervised and complex problem in time series analytics. Compared to the univariate case, it carries additional complexity because patterns typically do not occur in all dimensions but only in a few - which are, however, unknown and must be detected by the method itself. In this paper, we present the novel, efficient and highly effective leitmotif discovery algorithm LAMA for MDTS. LAMA rests on two core principals: (a) a leitmotif manifests solely given a yet unknown number of sub-dimensions - neither too few, nor too many, and (b) the set of sub-dimensions are not independent from the best pattern found therein, necessitating both problems to be approached in a joint manner. In contrast to most previous methods, LAMA tackles both problems jointly - instead of independently selecting dimensions (or leitmotifs) and finding the best leitmotifs (or dimensions). Our experimental evaluation on a novel ground-truth annotated benchmark of 14 distinct real-life data sets shows that LAMA, when compared to four state-of-the-art baselines, shows superior performance in detecting meaningful patterns without increased computational complexity.


SLM-Mod: Small Language Models Surpass LLMs at Content Moderation

arXiv.org Artificial Intelligence

Large language models (LLMs) have shown promise in many natural language understanding tasks, including content moderation. However, these models can be expensive to query in real-time and do not allow for a community-specific approach to content moderation. To address these challenges, we explore the use of open-source small language models (SLMs) for community-specific content moderation tasks. We fine-tune and evaluate SLMs (less than 15B parameters) by comparing their performance against much larger open- and closed-sourced models. Using 150K comments from 15 popular Reddit communities, we find that SLMs outperform LLMs at content moderation -- 11.5% higher accuracy and 25.7% higher recall on average across all communities. We further show the promise of cross-community content moderation, which has implications for new communities and the development of cross-platform moderation techniques. Finally, we outline directions for future work on language model based content moderation. Code and links to HuggingFace models can be found at https://github.com/AGoyal0512/SLM-Mod.


Open Ko-LLM Leaderboard2: Bridging Foundational and Practical Evaluation for Korean LLMs

arXiv.org Artificial Intelligence

The Open Ko-LLM Leaderboard has been instrumental in benchmarking Korean Large Language Models (LLMs), yet it has certain limitations. Notably, the disconnect between quantitative improvements on the overly academic leaderboard benchmarks and the qualitative impact of the models should be addressed. Furthermore, the benchmark suite is largely composed of translated versions of their English counterparts, which may not fully capture the intricacies of the Korean language. To address these issues, we propose Open Ko-LLM Leaderboard2, an improved version of the earlier Open Ko-LLM Leaderboard. The original benchmarks are entirely replaced with new tasks that are more closely aligned with real-world capabilities. Additionally, four new native Korean benchmarks are introduced to better reflect the distinct characteristics of the Korean language. Through these refinements, Open Ko-LLM Leaderboard2 seeks to provide a more meaningful evaluation for advancing Korean LLMs.


Evaluation of Attribution Bias in Retrieval-Augmented Large Language Models

arXiv.org Artificial Intelligence

Attributing answers to source documents is an approach used to enhance the verifiability of a model's output in retrieval augmented generation (RAG). Prior work has mainly focused on improving and evaluating the attribution quality of large language models (LLMs) in RAG, but this may come at the expense of inducing biases in the attribution of answers. We define and examine two aspects in the evaluation of LLMs in RAG pipelines, namely attribution sensitivity and bias with respect to authorship information. We explicitly inform an LLM about the authors of source documents, instruct it to attribute its answers, and analyze (i) how sensitive the LLM's output is to the author of source documents, and (ii) whether the LLM exhibits a bias towards human-written or AI-generated source documents. We design an experimental setup in which we use counterfactual evaluation to study three LLMs in terms of their attribution sensitivity and bias in RAG pipelines. Our results show that adding authorship information to source documents can significantly change the attribution quality of LLMs by 3% to 18%. Moreover, we show that LLMs can have an attribution bias towards explicit human authorship, which can serve as a competing hypothesis for findings of prior work that shows that LLM-generated content may be preferred over human-written contents. Our findings indicate that metadata of source documents can influence LLMs' trust, and how they attribute their answers. Furthermore, our research highlights attribution bias and sensitivity as a novel aspect of brittleness in LLMs.


Advancing Fairness in Natural Language Processing: From Traditional Methods to Explainability

arXiv.org Artificial Intelligence

The burgeoning field of Natural Language Processing (NLP) stands at a critical juncture where the integration of fairness within its frameworks has become an imperative. This PhD thesis addresses the need for equity and transparency in NLP systems, recognizing that fairness in NLP is not merely a technical challenge but a moral and ethical necessity, requiring a rigorous examination of how these technologies interact with and impact diverse human populations. Through this lens, this thesis undertakes a thorough investigation into the development of equitable NLP methodologies and the evaluation of biases that prevail in current systems. First, it introduces an innovative algorithm to mitigate biases in multi-class classifiers, tailored for high-risk NLP applications, surpassing traditional methods in both bias mitigation and prediction accuracy. Then, an analysis of the Bios dataset reveals the impact of dataset size on discriminatory biases and the limitations of standard fairness metrics. This awareness has led to explorations in the field of explainable AI, aiming for a more complete understanding of biases where traditional metrics are limited. Consequently, the thesis presents COCKATIEL, a model-agnostic explainability method that identifies and ranks concepts in Transformer models, outperforming previous approaches in sentiment analysis tasks. Finally, the thesis contributes to bridging the gap between fairness and explainability by introducing TaCo, a novel method to neutralize bias in Transformer model embeddings. In conclusion, this thesis constitutes a significant interdisciplinary endeavor that intertwines explicability and fairness to challenge and reshape current NLP paradigms. The methodologies and critiques presented contribute to the ongoing discourse on fairness in machine learning, offering actionable solutions for more equitable and responsible AI systems.