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A Survey of Direct Preference Optimization

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have demonstrated unprecedented generative capabilities, yet their alignment with human values remains critical for ensuring helpful and harmless deployments. While Reinforcement Learning from Human Feedback (RLHF) has emerged as a powerful paradigm for aligning LLMs with human preferences, its reliance on complex reward modeling introduces inherent trade-offs in computational efficiency and training stability. In this context, Direct Preference Optimization (DPO) has recently gained prominence as a streamlined alternative that directly optimizes LLMs using human preferences, thereby circumventing the need for explicit reward modeling. Owing to its theoretical elegance and computational efficiency, DPO has rapidly attracted substantial research efforts exploring its various implementations and applications. However, this field currently lacks systematic organization and comparative analysis. In this survey, we conduct a comprehensive overview of DPO and introduce a novel taxonomy, categorizing previous works into four key dimensions: data strategy, learning framework, constraint mechanism, and model property. We further present a rigorous empirical analysis of DPO variants across standardized benchmarks. Additionally, we discuss real-world applications, open challenges, and future directions for DPO. This work delivers both a conceptual framework for understanding DPO and practical guidance for practitioners, aiming to advance robust and generalizable alignment paradigms. All collected resources are available and will be continuously updated at https://github.com/liushunyu/awesome-direct-preference-optimization.


SciFi-Benchmark: How Would AI-Powered Robots Behave in Science Fiction Literature?

arXiv.org Artificial Intelligence

Given the recent rate of progress in artificial intelligence (AI) and robotics, a tantalizing question is emerging: would robots controlled by emerging AI systems be strongly aligned with human values? In this work, we propose a scalable way to probe this question by generating a benchmark spanning the key moments in 824 major pieces of science fiction literature (movies, tv, novels and scientific books) where an agent (AI or robot) made critical decisions (good or bad). We use a LLM's recollection of each key moment to generate questions in similar situations, the decisions made by the agent, and alternative decisions it could have made (good or bad). We then measure an approximation of how well models align with human values on a set of human-voted answers. We also generate rules that can be automatically improved via amendment process in order to generate the first Sci-Fi inspired constitutions for promoting ethical behavior in AIs and robots in the real world. Our first finding is that modern LLMs paired with constitutions turn out to be well-aligned with human values (95.8%), contrary to unsettling decisions typically made in SciFi (only 21.2% alignment). Secondly, we find that generated constitutions substantially increase alignment compared to the base model (79.4% to 95.8%), and show resilience to an adversarial prompt setting (23.3% to 92.3%). Additionally, we find that those constitutions are among the top performers on the ASIMOV Benchmark which is derived from real-world images and hospital injury reports. Sci-Fi-inspired constitutions are thus highly aligned and applicable in real-world situations. We release SciFi-Benchmark: a large-scale dataset to advance robot ethics and safety research. It comprises 9,056 questions and 53,384 answers, in addition to a smaller human-labeled evaluation set. Data is available at https://scifi-benchmark.github.io


ClaimTrust: Propagation Trust Scoring for RAG Systems

arXiv.org Artificial Intelligence

The rapid adoption of retrieval-augmented generation (RAG) systems has revolutionized large-scale content generation but has also highlighted the challenge of ensuring trustworthiness in retrieved information. This paper introduces ClaimTrust, a propagation-based trust scoring framework that dynamically evaluates the reliability of documents in a RAG system. Using a modified PageRank-inspired algorithm, ClaimTrust propagates trust scores across documents based on relationships derived from extracted factual claims. We preprocess and analyze 814 political news articles from Kaggle's Fake News Detection Dataset to extract 2,173 unique claims and classify 965 meaningful relationships (supporting or contradicting). By representing the dataset as a document graph, ClaimTrust iteratively updates trust scores until convergence, effectively differentiating trustworthy articles from unreliable ones. Our methodology, which leverages embedding-based filtering for efficient claim comparison and relationship classification, achieves a 11.2% of significant connections while maintaining computational scalability. Experimental results demonstrate that ClaimTrust successfully assigns higher trust scores to verified documents while penalizing those containing false information. Future directions include fine-tuned claim extract and compare (Li et al., 2022), parameter optimization, enhanced language model utilization, and robust evaluation metrics to generalize the framework across diverse datasets and domains.


AI Rivalry as a Craft: How Resisting and Embracing Generative AI Reshape Writing Professions

arXiv.org Artificial Intelligence

Generative AI (GAI) technologies are disrupting professional writing, challenging traditional practices. Recent studies explore GAI adoption experiences of creative practitioners, but we know little about how these experiences evolve into established practices and how GAI resistance alters these practices. To address this gap, we conducted 25 semi-structured interviews with writing professionals who adopted and/or resisted GAI. Using the theoretical lens of Job Crafting, we identify four strategies professionals employ to reshape their roles. Writing professionals employed GAI resisting strategies to maximize human potential, reinforce professional identity, carve out a professional niche, and preserve credibility within their networks. In contrast, GAI-enabled strategies allowed writers who embraced GAI to enhance desirable workflows, minimize mundane tasks, and engage in new AI-managerial labor. These strategies amplified their collaborations with GAI while reducing their reliance on other people. We conclude by discussing implications of GAI practices on writers' identity and practices as well as crafting theory.


Media and responsible AI governance: a game-theoretic and LLM analysis

arXiv.org Artificial Intelligence

This paper investigates the complex interplay between AI developers, regulators, users, and the media in fostering trustworthy AI systems. Using evolutionary game theory and large language models (LLMs), we model the strategic interactions among these actors under different regulatory regimes. The research explores two key mechanisms for achieving responsible governance, safe AI development and adoption of safe AI: incentivising effective regulation through media reporting, and conditioning user trust on commentariats' recommendation. The findings highlight the crucial role of the media in providing information to users, potentially acting as a form of "soft" regulation by investigating developers or regulators, as a substitute to institutional AI regulation (which is still absent in many regions). Both game-theoretic analysis and LLM-based simulations reveal conditions under which effective regulation and trustworthy AI development emerge, emphasising the importance of considering the influence of different regulatory regimes from an evolutionary game-theoretic perspective. The study concludes that effective governance requires managing incentives and costs for high quality commentaries.


Un-Straightening Generative AI: How Queer Artists Surface and Challenge the Normativity of Generative AI Models

arXiv.org Artificial Intelligence

Queer people are often discussed as targets of bias, harm, or discrimination in research on generative AI. However, the specific ways that queer people engage with generative AI, and thus possible uses that support queer people, have yet to be explored. We conducted a workshop study with 13 queer artists, during which we gave participants access to GPT-4 and DALL-E 3 and facilitated group sensemaking activities. We found our participants struggled to use these models due to various normative values embedded in their designs, such as hyper-positivity and anti-sexuality. We describe various strategies our participants developed to overcome these models' limitations and how, nevertheless, our participants found value in these highly-normative technologies. Drawing on queer feminist theory, we discuss implications for the conceptualization of "state-of-the-art" models and consider how FAccT researchers might support queer alternatives.


How to Protect Yourself from 5G Radiation? Investigating LLM Responses to Implicit Misinformation

arXiv.org Artificial Intelligence

As Large Language Models (LLMs) are widely deployed in diverse scenarios, the extent to which they could tacitly spread misinformation emerges as a critical safety concern. Current research primarily evaluates LLMs on explicit false statements, overlooking how misinformation often manifests subtly as unchallenged premises in real-world user interactions. We curated ECHOMIST, the first comprehensive benchmark for implicit misinformation, where the misinformed assumptions are embedded in a user query to LLMs. ECHOMIST is based on rigorous selection criteria and carefully curated data from diverse sources, including real-world human-AI conversations and social media interactions. We also introduce a new evaluation metric to measure whether LLMs can recognize and counter false information rather than amplify users' misconceptions. Through an extensive empirical study on a wide range of LLMs, including GPT-4, Claude, and Llama, we find that current models perform alarmingly poorly on this task, often failing to detect false premises and generating misleading explanations. Our findings underscore the critical need for an increased focus on implicit misinformation in LLM safety research.


GenHPE: Generative Counterfactuals for 3D Human Pose Estimation with Radio Frequency Signals

arXiv.org Artificial Intelligence

Human pose estimation (HPE) detects the positions of human body joints for various applications. Compared to using cameras, HPE using radio frequency (RF) signals is non-intrusive and more robust to adverse conditions, exploiting the signal variations caused by human interference. However, existing studies focus on single-domain HPE confined by domain-specific confounders, which cannot generalize to new domains and result in diminished HPE performance. Specifically, the signal variations caused by different human body parts are entangled, containing subject-specific confounders. RF signals are also intertwined with environmental noise, involving environment-specific confounders. In this paper, we propose GenHPE, a 3D HPE approach that generates counterfactual RF signals to eliminate domain-specific confounders. GenHPE trains generative models conditioned on human skeleton labels, learning how human body parts and confounders interfere with RF signals. We manipulate skeleton labels (i.e., removing body parts) as counterfactual conditions for generative models to synthesize counterfactual RF signals. The differences between counterfactual signals approximately eliminate domain-specific confounders and regularize an encoder-decoder model to learn domain-independent representations. Such representations help GenHPE generalize to new subjects/environments for cross-domain 3D HPE. We evaluate GenHPE on three public datasets from WiFi, ultra-wideband, and millimeter wave. Experimental results show that GenHPE outperforms state-of-the-art methods and reduces estimation errors by up to 52.2mm for cross-subject HPE and 10.6mm for cross-environment HPE.


Towards Next-Generation Recommender Systems: A Benchmark for Personalized Recommendation Assistant with LLMs

arXiv.org Artificial Intelligence

Recommender systems (RecSys) are widely used across various modern digital platforms and have garnered significant attention. Traditional recommender systems usually focus only on fixed and simple recommendation scenarios, making it difficult to generalize to new and unseen recommendation tasks in an interactive paradigm. Recently, the advancement of large language models (LLMs) has revolutionized the foundational architecture of RecSys, driving their evolution into more intelligent and interactive personalized recommendation assistants. However, most existing studies rely on fixed task-specific prompt templates to generate recommendations and evaluate the performance of personalized assistants, which limits the comprehensive assessments of their capabilities. This is because commonly used datasets lack high-quality textual user queries that reflect real-world recommendation scenarios, making them unsuitable for evaluating LLM-based personalized recommendation assistants. To address this gap, we introduce RecBench+, a new dataset benchmark designed to access LLMs' ability to handle intricate user recommendation needs in the era of LLMs. RecBench+ encompasses a diverse set of queries that span both hard conditions and soft preferences, with varying difficulty levels. We evaluated commonly used LLMs on RecBench+ and uncovered below findings: 1) LLMs demonstrate preliminary abilities to act as recommendation assistants, 2) LLMs are better at handling queries with explicitly stated conditions, while facing challenges with queries that require reasoning or contain misleading information. Our dataset has been released at https://github.com/jiani-huang/RecBench.git.


Is LLMs Hallucination Usable? LLM-based Negative Reasoning for Fake News Detection

arXiv.org Artificial Intelligence

The questionable responses caused by knowledge hallucination may lead to LLMs' unstable ability in decision-making. However, it has never been investigated whether the LLMs' hallucination is possibly usable to generate negative reasoning for facilitating the detection of fake news. This study proposes a novel supervised self-reinforced reasoning rectification approach - SR$^3$ that yields both common reasonable reasoning and wrong understandings (negative reasoning) for news via LLMs reflection for semantic consistency learning. Upon that, we construct a negative reasoning-based news learning model called - \emph{NRFE}, which leverages positive or negative news-reasoning pairs for learning the semantic consistency between them. To avoid the impact of label-implicated reasoning, we deploy a student model - \emph{NRFE-D} that only takes news content as input to inspect the performance of our method by distilling the knowledge from \emph{NRFE}. The experimental results verified on three popular fake news datasets demonstrate the superiority of our method compared with three kinds of baselines including prompting on LLMs, fine-tuning on pre-trained SLMs, and other representative fake news detection methods.