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Legally Binding but Unfair? Towards Assessing Fairness of Privacy Policies

arXiv.org Artificial Intelligence

Privacy policies are expected to inform data subjects about their data protection rights and should explain the data controller's data management practices. Privacy policies only fulfill their purpose, if they are correctly interpreted, understood, and trusted by the data subject. This implies that a privacy policy is written in a fair way, e.g., it does not use polarizing terms, does not require a certain education, or does not assume a particular social background. We outline our approach to assessing fairness in privacy policies. We identify from fundamental legal sources and fairness research, how the dimensions informational fairness, representational fairness and ethics / morality are related to privacy policies. We propose options to automatically assess policies in these fairness dimensions, based on text statistics, linguistic methods and artificial intelligence. We conduct initial experiments with German privacy policies to provide evidence that our approach is applicable. Our experiments indicate that there are issues in all three dimensions of fairness. This is important, as future privacy policies may be used in a corpus for legal artificial intelligence models.


REASONS: A benchmark for REtrieval and Automated citationS Of scieNtific Sentences using Public and Proprietary LLMs

arXiv.org Artificial Intelligence

Automatic citation generation for sentences in a document or report is paramount for intelligence analysts, cybersecurity, news agencies, and education personnel. In this research, we investigate whether large language models (LLMs) are capable of generating references based on two forms of sentence queries: (a) Direct Queries, LLMs are asked to provide author names of the given research article, and (b) Indirect Queries, LLMs are asked to provide the title of a mentioned article when given a sentence from a different article. To demonstrate where LLM stands in this task, we introduce a large dataset called REASONS comprising abstracts of the 12 most popular domains of scientific research on arXiv. From around 20K research articles, we make the following deductions on public and proprietary LLMs: (a) State-of-the-art, often called anthropomorphic GPT-4 and GPT-3.5, suffers from high pass percentage (PP) to minimize the hallucination rate (HR). When tested with Perplexity.ai (7B), they unexpectedly made more errors; (b) Augmenting relevant metadata lowered the PP and gave the lowest HR; (c) Advance retrieval-augmented generation (RAG) using Mistral demonstrates consistent and robust citation support on indirect queries and matched performance to GPT-3.5 and GPT-4. The HR across all domains and models decreased by an average of 41.93%, and the PP was reduced to 0% in most cases. In terms of generation quality, the average F1 Score and BLEU were 68.09% and 57.51%, respectively; (d) Testing with adversarial samples showed that LLMs, including the Advance RAG Mistral, struggle to understand context, but the extent of this issue was small in Mistral and GPT-4-Preview. Our study contributes valuable insights into the reliability of RAG for automated citation generation tasks.


Physics-based deep learning reveals rising heating demand heightens air pollution in Norwegian cities

arXiv.org Artificial Intelligence

Policymakers frequently analyze air quality and climate change in isolation, disregarding their interactions. This study explores the influence of specific climate factors on air quality by contrasting a regression model with K-Means Clustering, Hierarchical Clustering, and Random Forest techniques. We employ Physics-based Deep Learning (PBDL) and Long Short-Term Memory (LSTM) to examine the air pollution predictions. Our analysis utilizes ten years (2009-2018) of daily traffic, weather, and air pollution data from three major cities in Norway. Findings from feature selection reveal a correlation between rising heating degree days and heightened air pollution levels, suggesting increased heating activities in Norway are a contributing factor to worsening air quality. PBDL demonstrates superior accuracy in air pollution predictions compared to LSTM. This paper contributes to the growing literature on PBDL methods for more accurate air pollution predictions using environmental variables, aiding policymakers in formulating effective data-driven climate policies.


A Fourth Wave of Open Data? Exploring the Spectrum of Scenarios for Open Data and Generative AI

arXiv.org Artificial Intelligence

Since late 2022, generative AI has taken the world by storm, with widespread use of tools including ChatGPT, Gemini, and Claude. Generative AI and large language model (LLM) applications are transforming how individuals find and access data and knowledge. However, the intricate relationship between open data and generative AI, and the vast potential it holds for driving innovation in this field remain underexplored areas. This white paper seeks to unpack the relationship between open data and generative AI and explore possible components of a new Fourth Wave of Open Data: Is open data becoming AI ready? Is open data moving towards a data commons approach? Is generative AI making open data more conversational? Will generative AI improve open data quality and provenance? Towards this end, we provide a new Spectrum of Scenarios framework. This framework outlines a range of scenarios in which open data and generative AI could intersect and what is required from a data quality and provenance perspective to make open data ready for those specific scenarios. These scenarios include: pertaining, adaptation, inference and insight generation, data augmentation, and open-ended exploration. Through this process, we found that in order for data holders to embrace generative AI to improve open data access and develop greater insights from open data, they first must make progress around five key areas: enhance transparency and documentation, uphold quality and integrity, promote interoperability and standards, improve accessibility and useability, and address ethical considerations.


Large Language Models (LLMs) as Agents for Augmented Democracy

arXiv.org Artificial Intelligence

We explore the capabilities of an augmented democracy system built on off-the-shelf LLMs fine-tuned on data summarizing individual preferences across 67 policy proposals collected during the 2022 Brazilian presidential elections. We use a train-test cross-validation setup to estimate the accuracy with which the LLMs predict both: a subject's individual political choices and the aggregate preferences of the full sample of participants. At the individual level, the accuracy of the out of sample predictions lie in the range 69%-76% and are significantly better at predicting the preferences of liberal and college educated participants. At the population level, we aggregate preferences using an adaptation of the Borda score and compare the ranking of policy proposals obtained from a probabilistic sample of participants and from data augmented using LLMs. We find that the augmented data predicts the preferences of the full population of participants better than probabilistic samples alone when these represent less than 30% to 40% of the total population. These results indicate that LLMs are potentially useful for the construction of systems of augmented democracy.


On the Foundations of Earth and Climate Foundation Models

arXiv.org Artificial Intelligence

These authors contributed equally to this work. Abstract Foundation models have enormous potential in advancing Earth and climate sciences, however, current approaches may not be optimal as they focus on a few basic features of a desirable Earth and climate foundation model. Crafting the ideal Earth foundation model, we define eleven features which would allow such a foundation model to be beneficial for any geoscientific downstream application in an environmental-and human-centric manner. We further shed light on the way forward to achieve the ideal model and to evaluate Earth foundation models. What comes after foundation models? Energy efficient adaptation, adversarial defenses, and interpretability are among the emerging directions. In the past decade in particular, we have witnessed a paradigm shift from single-purpose models to general-purpose models, and from supervised pre-training to self-supervised pre-training. The majority of FMs like CLIP and GPT focus on the image and text domains. In this work, we specifically focus on "data" and "downstream tasks" relating to the Earth and its climate system, as shown in Figure 1. We choose to limit the scope of our work to the Earth's surface and atmosphere for three reasons. First, the Earth's surface and troposphere are our home, and include the majority of processes that directly impact and are impacted by human activity.


Metaverse Survey & Tutorial: Exploring Key Requirements, Technologies, Standards, Applications, Challenges, and Perspectives

arXiv.org Artificial Intelligence

In this paper, we present a comprehensive survey of the metaverse, envisioned as a transformative dimension of next-generation Internet technologies. This study not only outlines the structural components of our survey but also makes a substantial scientific contribution by elucidating the foundational concepts underlying the emergence of the metaverse. We analyze its architecture by defining key characteristics and requirements, thereby illuminating the nascent reality set to revolutionize digital interactions. Our analysis emphasizes the importance of collaborative efforts in developing metaverse standards, thereby fostering a unified understanding among industry stakeholders, organizations, and regulatory bodies. We extend our scrutiny to critical technologies integral to the metaverse, including interactive experiences, communication technologies, ubiquitous computing, digital twins, artificial intelligence, and cybersecurity measures. For each technological domain, we rigorously assess current contributions, principal techniques, and representative use cases, providing a nuanced perspective on their potential impacts. Furthermore, we delve into the metaverse's diverse applications across education, healthcare, business, social interactions, industrial sectors, defense, and mission-critical operations, highlighting its extensive utility. Each application is thoroughly analyzed, demonstrating its value and addressing associated challenges. The survey concludes with an overview of persistent challenges and future directions, offering insights into essential considerations and strategies necessary to harness the full potential of the metaverse. Through this detailed investigation, our goal is to articulate the scientific contributions of this survey paper, transcending a mere structural overview to highlight the transformative implications of the metaverse.


Learning To See But Forgetting To Follow: Visual Instruction Tuning Makes LLMs More Prone To Jailbreak Attacks

arXiv.org Artificial Intelligence

Augmenting Large Language Models (LLMs) with image-understanding capabilities has resulted in a boom of high-performing Vision-Language models (VLMs). While studying the alignment of LLMs to human values has received widespread attention, the safety of VLMs has not received the same attention. In this paper, we explore the impact of jailbreaking on three state-of-the-art VLMs, each using a distinct modeling approach. By comparing each VLM to their respective LLM backbone, we find that each VLM is more susceptible to jailbreaking. We consider this as an undesirable outcome from visual instruction-tuning, which imposes a forgetting effect on an LLM's safety guardrails. Therefore, we provide recommendations for future work based on evaluation strategies that aim to highlight the weaknesses of a VLM, as well as take safety measures into account during visual instruction tuning.


Deception in Reinforced Autonomous Agents: The Unconventional Rabbit Hat Trick in Legislation

arXiv.org Artificial Intelligence

Recent developments in large language models (LLMs), while offering a powerful foundation for developing natural language agents, raise safety concerns about them and the autonomous agents built upon them. Deception is one potential capability of AI agents of particular concern, which we refer to as an act or statement that misleads, hides the truth, or promotes a belief that is not true in its entirety or in part. We move away from the conventional understanding of deception through straight-out lying, making objective selfish decisions, or giving false information, as seen in previous AI safety research. We target a specific category of deception achieved through obfuscation and equivocation. We broadly explain the two types of deception by analogizing them with the rabbit-out-of-hat magic trick, where (i) the rabbit either comes out of a hidden trap door or (ii) (our focus) the audience is completely distracted to see the magician bring out the rabbit right in front of them using sleight of hand or misdirection. Our novel testbed framework displays intrinsic deception capabilities of LLM agents in a goal-driven environment when directed to be deceptive in their natural language generations in a two-agent adversarial dialogue system built upon the legislative task of "lobbying" for a bill. Along the lines of a goal-driven environment, we show developing deceptive capacity through a reinforcement learning setup, building it around the theories of language philosophy and cognitive psychology. We find that the lobbyist agent increases its deceptive capabilities by ~ 40% (relative) through subsequent reinforcement trials of adversarial interactions, and our deception detection mechanism shows a detection capability of up to 92%. Our results highlight potential issues in agent-human interaction, with agents potentially manipulating humans towards its programmed end-goal.


Differentially Private Post-Processing for Fair Regression

arXiv.org Artificial Intelligence

Prediction and forecasting models trained from machine learning algorithms are ubiquitous in realworld applications, whose performance hinges on the availability and quality of training data, often collected from end-users or customers. This reliance on data has raised ethical concerns including fairness and privacy. Models trained on past data may propagate and exacerbate historical biases against disadvantaged demographics, and producing less favorable predictions (Bolukbasi et al., 2016; Buolamwini and Gebru, 2018), resulting in unfair treatments and outcomes especially in areas such as criminal justice, healthcare, and finance (Barocas and Selbst, 2016; Berk et al., 2021). Models also have the risk of leaking highly sensitive private information in the training data collected for these applications (Dwork and Roth, 2014). While there has been significant effort at addressing these concerns, few treats them in combination, i.e., designing algorithms that train fair models in a privacy-preserving manner. A difficulty is that privacy and fairness may not be compatible: exactly achieving group fairness criterion such as statistical parity or equalized odds requires precise (estimates of) group-level statistics, but for ensuring privacy, only noisy statistics are allowed under the notion of differential privacy. Resorting to approximate fairness, prior work has proposed private learning algorithms for reducing disparity, but the focus has been on the classification setting (Jagielski et al., 2019; Xu et al., 2019; Mozannar et al., 2020; Tran et al., 2021). In this paper, we propose and analyze a differentially private post-processing algorithm for learning attribute-aware fair regressors under the squared loss, with respect to the fairness notion of statistical parity.