Law
Lazy Data Practices Harm Fairness Research
Simson, Jan, Fabris, Alessandro, Kern, Christoph
Data practices shape research and practice on fairness in machine learning (fair ML). Critical data studies offer important reflections and critiques for the responsible advancement of the field by highlighting shortcomings and proposing recommendations for improvement. In this work, we present a comprehensive analysis of fair ML datasets, demonstrating how unreflective yet common practices hinder the reach and reliability of algorithmic fairness findings. We systematically study protected information encoded in tabular datasets and their usage in 280 experiments across 142 publications. Our analyses identify three main areas of concern: (1) a \textbf{lack of representation for certain protected attributes} in both data and evaluations; (2) the widespread \textbf{exclusion of minorities} during data preprocessing; and (3) \textbf{opaque data processing} threatening the generalization of fairness research. By conducting exemplary analyses on the utilization of prominent datasets, we demonstrate how unreflective data decisions disproportionately affect minority groups, fairness metrics, and resultant model comparisons. Additionally, we identify supplementary factors such as limitations in publicly available data, privacy considerations, and a general lack of awareness, which exacerbate these challenges. To address these issues, we propose a set of recommendations for data usage in fairness research centered on transparency and responsible inclusion. This study underscores the need for a critical reevaluation of data practices in fair ML and offers directions to improve both the sourcing and usage of datasets.
$S^3$ -- Semantic Signal Separation
Kardos, Mรกrton, Kostkan, Jan, Vermillet, Arnault-Quentin, Nielbo, Kristoffer, Enevoldsen, Kenneth, Rocca, Roberta
Topic models are useful tools for discovering latent semantic structures in large textual corpora. Topic modeling historically relied on bag-of-words representations of language. This approach makes models sensitive to the presence of stop words and noise, and does not utilize potentially useful contextual information. Recent efforts have been oriented at incorporating contextual neural representations in topic modeling and have been shown to outperform classical topic models. These approaches are, however, typically slow, volatile and still require preprocessing for optimal results. We present Semantic Signal Separation ($S^3$), a theory-driven topic modeling approach in neural embedding spaces. $S^3$ conceptualizes topics as independent axes of semantic space, and uncovers these with blind-source separation. Our approach provides the most diverse, highly coherent topics, requires no preprocessing, and is demonstrated to be the fastest contextually sensitive topic model to date. We offer an implementation of $S^3$, among other approaches, in the Turftopic Python package.
AIM: Attributing, Interpreting, Mitigating Data Unfairness
Liu, Zhining, Qiu, Ruizhong, Zeng, Zhichen, Zhu, Yada, Hamann, Hendrik, Tong, Hanghang
Data collected in the real world often encapsulates historical discrimination against disadvantaged groups and individuals. Existing fair machine learning (FairML) research has predominantly focused on mitigating discriminative bias in the model prediction, with far less effort dedicated towards exploring how to trace biases present in the data, despite its importance for the transparency and interpretability of FairML. To fill this gap, we investigate a novel research problem: discovering samples that reflect biases/prejudices from the training data. Grounding on the existing fairness notions, we lay out a sample bias criterion and propose practical algorithms for measuring and countering sample bias. The derived bias score provides intuitive sample-level attribution and explanation of historical bias in data. On this basis, we further design two FairML strategies via sample-bias-informed minimal data editing. They can mitigate both group and individual unfairness at the cost of minimal or zero predictive utility loss. Extensive experiments and analyses on multiple real-world datasets demonstrate the effectiveness of our methods in explaining and mitigating unfairness. Code is available at https://github.com/ZhiningLiu1998/AIM.
'No consensus': House backs off of push for large-scale AI regulations
Alex Galvagni, CEO of Age of Learning and a former artificial intelligence researcher with NASA, says advances in AI now make it possible to deliver to children'a personalized and supportive' experience in education. The House of Representatives will likely not take up legislation this year to establish a large-scale framework for the artificial intelligence (AI) industry. House Majority Leader Steve Scalise, R-La., told Fox News Digital that AI development was in a stage where he was concerned that over-burdensome regulations could make the U.S. fall behind competitors like China. "There's no consensus right now," Scalise said when asked about the likelihood of AI legislation. "Frankly, we shouldn't be having some new regulatory structure, billions of taxpayer money, to do what the private sector is already doing. You know, and AI is a great example of how America's leading the world in innovation, we don't need to limit that growth by throwing a whole lot of new regulations on top of it to solve a problem that doesn't exist."
Why Microsoft, OpenAI and Nvidia are facing anti-monopoly probes
The United States Department of Justice and the Federal Trade Commission (FTC) have reportedly reached a deal on how they will pursue an antitrust investigation into tech giants Microsoft, Nvidia, and Open AI. The companies are all major players in generative AI: OpenAI is the nonprofit startup behind ChatGPT, the blockbuster AI-powered chatbot. Microsoft, the world's largest company by market capitalisation, has invested more than 13bn in OpenAI and holds a 49 percent stake in the company's for-profit subsidiary. Chipmaker Nvidia is a global leader in graphic processing units (GPU), a key piece of hardware needed in AI. The company recently hit a 3 trillion valuation, surpassing Apple to become the world's second-largest company.
(Unfair) Norms in Fairness Research: A Meta-Analysis
Chien, Jennifer, Bergman, A. Stevie, McKee, Kevin R., Tomasev, Nenad, Prabhakaran, Vinodkumar, Qadri, Rida, Marchal, Nahema, Isaac, William
Algorithmic fairness has emerged as a critical concern in artificial intelligence (AI) research. However, the development of fair AI systems is not an objective process. Fairness is an inherently subjective concept, shaped by the values, experiences, and identities of those involved in research and development. To better understand the norms and values embedded in current fairness research, we conduct a meta-analysis of algorithmic fairness papers from two leading conferences on AI fairness and ethics, AIES and FAccT, covering a final sample of 139 papers over the period from 2018 to 2022. Our investigation reveals two concerning trends: first, a US-centric perspective dominates throughout fairness research; and second, fairness studies exhibit a widespread reliance on binary codifications of human identity (e.g., "Black/White", "male/female"). These findings highlight how current research often overlooks the complexities of identity and lived experiences, ultimately failing to represent diverse global contexts when defining algorithmic bias and fairness. We discuss the limitations of these research design choices and offer recommendations for fostering more inclusive and representative approaches to fairness in AI systems, urging a paradigm shift that embraces nuanced, global understandings of human identity and values.
IDs for AI Systems
Chan, Alan, Kolt, Noam, Wills, Peter, Anwar, Usman, de Witt, Christian Schroeder, Rajkumar, Nitarshan, Hammond, Lewis, Krueger, David, Heim, Lennart, Anderljung, Markus
AI systems are increasingly pervasive, yet information needed to decide whether and how to engage with them may not exist or be accessible. A user may not be able to verify whether a system satisfies certain safety standards. An investigator may not know whom to investigate when a system causes an incident. A platform may find it difficult to penalize repeated negative interactions with the same system. Across a number of domains, IDs address analogous problems by identifying \textit{particular} entities (e.g., a particular Boeing 747) and providing information about other entities of the same class (e.g., some or all Boeing 747s). We propose a framework in which IDs are ascribed to \textbf{instances} of AI systems (e.g., a particular chat session with Claude 3), and associated information is accessible to parties seeking to interact with that system. We characterize IDs for AI systems, argue that there could be significant demand for IDs from key actors, analyze how those actors could incentivize ID adoption, explore potential implementations of our framework, and highlight limitations and risks. IDs seem most warranted in high-stakes settings, where certain actors (e.g., those that enable AI systems to make financial transactions) could experiment with incentives for ID use. Deployers of AI systems could experiment with developing ID implementations. With further study, IDs could help to manage a world where AI systems pervade society.
MINT-1T: Scaling Open-Source Multimodal Data by 10x: A Multimodal Dataset with One Trillion Tokens
Awadalla, Anas, Xue, Le, Lo, Oscar, Shu, Manli, Lee, Hannah, Guha, Etash Kumar, Jordan, Matt, Shen, Sheng, Awadalla, Mohamed, Savarese, Silvio, Xiong, Caiming, Xu, Ran, Choi, Yejin, Schmidt, Ludwig
Multimodal interleaved datasets featuring free-form interleaved sequences of images and text are crucial for training frontier large multimodal models (LMMs). Despite the rapid progression of open-source LMMs, there remains a pronounced scarcity of large-scale, diverse open-source multimodal interleaved datasets. In response, we introduce MINT-1T, the most extensive and diverse open-source Multimodal INTerleaved dataset to date. MINT-1T comprises of one trillion text tokens and three billion images, a 10x scale-up from existing open-source datasets. Additionally, we include previously untapped sources such as PDFs and ArXiv papers. As scaling multimodal interleaved datasets requires substantial engineering effort, sharing the data curation process and releasing the dataset greatly benefits the community. Our experiments show that LMMs trained on MINT-1T rival the performance of models trained on the previous leading dataset, OBELICS.
Nemotron-4 340B Technical Report
Nvidia, null, :, null, Adler, Bo, Agarwal, Niket, Aithal, Ashwath, Anh, Dong H., Bhattacharya, Pallab, Brundyn, Annika, Casper, Jared, Catanzaro, Bryan, Clay, Sharon, Cohen, Jonathan, Das, Sirshak, Dattagupta, Ayush, Delalleau, Olivier, Derczynski, Leon, Dong, Yi, Egert, Daniel, Evans, Ellie, Ficek, Aleksander, Fridman, Denys, Ghosh, Shaona, Ginsburg, Boris, Gitman, Igor, Grzegorzek, Tomasz, Hero, Robert, Huang, Jining, Jawa, Vibhu, Jennings, Joseph, Jhunjhunwala, Aastha, Kamalu, John, Khan, Sadaf, Kuchaiev, Oleksii, LeGresley, Patrick, Li, Hui, Liu, Jiwei, Liu, Zihan, Long, Eileen, Mahabaleshwarkar, Ameya Sunil, Majumdar, Somshubra, Maki, James, Martinez, Miguel, de Melo, Maer Rodrigues, Moshkov, Ivan, Narayanan, Deepak, Narenthiran, Sean, Navarro, Jesus, Nguyen, Phong, Nitski, Osvald, Noroozi, Vahid, Nutheti, Guruprasad, Parisien, Christopher, Parmar, Jupinder, Patwary, Mostofa, Pawelec, Krzysztof, Ping, Wei, Prabhumoye, Shrimai, Roy, Rajarshi, Saar, Trisha, Sabavat, Vasanth Rao Naik, Satheesh, Sanjeev, Scowcroft, Jane Polak, Sewall, Jason, Shamis, Pavel, Shen, Gerald, Shoeybi, Mohammad, Sizer, Dave, Smelyanskiy, Misha, Soares, Felipe, Sreedhar, Makesh Narsimhan, Su, Dan, Subramanian, Sandeep, Sun, Shengyang, Toshniwal, Shubham, Wang, Hao, Wang, Zhilin, You, Jiaxuan, Zeng, Jiaqi, Zhang, Jimmy, Zhang, Jing, Zhang, Vivienne, Zhang, Yian, Zhu, Chen
We release the Nemotron-4 340B model family, including Nemotron-4-340B-Base, Nemotron-4-340B-Instruct, and Nemotron-4-340B-Reward. Our models are open access under the NVIDIA Open Model License Agreement, a permissive model license that allows distribution, modification, and use of the models and its outputs. These models perform competitively to open access models on a wide range of evaluation benchmarks, and were sized to fit on a single DGX H100 with 8 GPUs when deployed in FP8 precision. We believe that the community can benefit from these models in various research studies and commercial applications, especially for generating synthetic data to train smaller language models. Notably, over 98% of data used in our model alignment process is synthetically generated, showcasing the effectiveness of these models in generating synthetic data. To further support open research and facilitate model development, we are also open-sourcing the synthetic data generation pipeline used in our model alignment process.
Safety Arithmetic: A Framework for Test-time Safety Alignment of Language Models by Steering Parameters and Activations
Hazra, Rima, Layek, Sayan, Banerjee, Somnath, Poria, Soujanya
Ensuring the safe alignment of large language models (LLMs) with human values is critical as they become integral to applications like translation and question answering. Current alignment methods struggle with dynamic user intentions and complex objectives, making models vulnerable to generating harmful content. We propose Safety Arithmetic, a training-free framework enhancing LLM safety across different scenarios: Base models, Supervised fine-tuned models (SFT), and Edited models. Safety Arithmetic involves Harm Direction Removal to avoid harmful content and Safety Alignment to promote safe responses. Additionally, we present NoIntentEdit, a dataset highlighting edit instances that could compromise model safety if used unintentionally. Our experiments show that Safety Arithmetic significantly improves safety measures, reduces over-safety, and maintains model utility, outperforming existing methods in ensuring safe content generation.