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Beyond Instruction Following: Evaluating Rule Following of Large Language Models

arXiv.org Artificial Intelligence

Although Large Language Models (LLMs) have demonstrated strong instruction-following ability to be helpful, they are further supposed to be controlled and guided by rules in real-world scenarios to be safe, and accurate in responses. This demands the possession of rule-following capability of LLMs. However, few works have made a clear evaluation of the rule-following capability of LLMs. Previous studies that try to evaluate the rule-following capability of LLMs fail to distinguish the rule-following scenarios from the instruction-following scenarios. Therefore, this paper first makes a clarification of the concept of rule-following, and curates a comprehensive benchmark, RuleBench, to evaluate a diversified range of rule-following abilities. Our experimental results on a variety of LLMs show that they are still limited in following rules. Our further analysis provides insights into the improvements for LLMs toward a better rule-following intelligent agent. The data and code can be found at: https://anonymous.4open.science/r/llm-rule-following-B3E3/


Evaluating Copyright Takedown Methods for Language Models

arXiv.org Artificial Intelligence

Language models (LMs) derive their capabilities from extensive training on diverse data, including potentially copyrighted material. These models can memorize and generate content similar to their training data, posing potential concerns. Therefore, model creators are motivated to develop mitigation methods that prevent generating protected content. We term this procedure as copyright takedowns for LMs, noting the conceptual similarity to (but legal distinction from) the DMCA takedown This paper introduces the first evaluation of the feasibility and side effects of copyright takedowns for LMs. We propose CoTaEval, an evaluation framework to assess the effectiveness of copyright takedown methods, the impact on the model's ability to retain uncopyrightable factual knowledge from the training data whose recitation is embargoed, and how well the model maintains its general utility and efficiency. We examine several strategies, including adding system prompts, decoding-time filtering interventions, and unlearning approaches. Our findings indicate that no tested method excels across all metrics, showing significant room for research in this unique problem setting and indicating potential unresolved challenges for live policy proposals.


Model Surgery: Modulating LLM's Behavior Via Simple Parameter Editing

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have demonstrated great potential as generalist assistants, showcasing powerful task understanding and problem-solving capabilities. To deploy LLMs as AI assistants, it is crucial that these models exhibit desirable behavioral traits, such as non-toxicity and resilience against jailbreak attempts. Current methods for detoxification or preventing jailbreaking usually involve Supervised Fine-Tuning (SFT) or Reinforcement Learning from Human Feedback (RLHF), which requires finetuning billions of parameters through gradient descent with substantial computation cost. Furthermore, models modified through SFT and RLHF may deviate from the pretrained models, potentially leading to a degradation in foundational LLM capabilities. In this paper, we observe that surprisingly, directly editing a small subset of parameters can effectively modulate specific behaviors of LLMs, such as detoxification and resistance to jailbreaking. Specifically, for a behavior that we aim to avoid, we employ a linear classifier, which we term the behavior probe, to classify binary behavior labels within the hidden state space of the LLM. Using this probe, we introduce an algorithm to identify a critical subset of LLM parameters that significantly influence this targeted behavior. Then we directly edit these selected parameters by shifting them towards the behavior probe. Such a direct parameter editing method necessitates only inference-level computational resources. Experiments demonstrate that in the representative detoxification task, our approach achieves reductions of up to 90.0\% in toxicity on the RealToxicityPrompts dataset and 49.2\% on ToxiGen, while maintaining the LLM's general capabilities in areas such as common sense, question answering, and mathematics. Our code is available at https://github.com/lucywang720/model-surgery.


HDT: Hierarchical Document Transformer

arXiv.org Artificial Intelligence

In this paper, we propose the Hierarchical Document Transformer (HDT), a novel sparse Transformer architecture tailored for structured hierarchical documents. Such documents are extremely important in numerous domains, including science, law or medicine. However, most existing solutions are inefficient and fail to make use of the structure inherent to documents. HDT exploits document structure by introducing auxiliary anchor tokens and redesigning the attention mechanism into a sparse multi-level hierarchy. This approach facilitates information exchange between tokens at different levels while maintaining sparsity, thereby enhancing computational and memory efficiency while exploiting the document structure as an inductive bias. We address the technical challenge of implementing HDT's sample-dependent hierarchical attention pattern by developing a novel sparse attention kernel that considers the hierarchical structure of documents. As demonstrated by our experiments, utilizing structural information present in documents leads to faster convergence, higher sample efficiency and better performance on downstream tasks.


An Improved Traditional Chinese Evaluation Suite for Foundation Model

arXiv.org Artificial Intelligence

We present TMMLU+, a new benchmark designed for Traditional Chinese language understanding. TMMLU+ is a multi-choice question-answering dataset with 66 subjects from elementary to professional level. It is six times larger and boasts a more balanced subject distribution than its predecessor, Taiwan Massive Multitask Language Understanding (TMMLU). We also benchmark closed-source models and 26 open-weight Chinese large language models (LLMs) of parameters ranging from 1.8B to 72B on the proposed TMMLU+. Our findings reveal that (1.) Traditional Chinese models still trail behind their Simplified Chinese counterparts, highlighting a need for more focused advancements in LLMs catering to Traditional Chinese. (2.) Current LLMs still fall short of human performance in average scores, indicating a potential need for future research to delve deeper into social science and humanities subjects. (3.) Among all the tokenization compression metrics examined, we identify that only the fertility score uniquely demonstrates strong correlations with our benchmark results. We foresee that TMMLU+ will pinpoint areas for future model improvement, thereby narrowing the gap between machine and human linguistic capabilities and supporting researchers in developing Traditional Chinese LLMs. Our dataset, along with the benchmark source code, is accessible at huggingface.co/datasets/ikala/tmmluplus.


Automatic Generation of Web Censorship Probe Lists

arXiv.org Artificial Intelligence

Domain probe lists--used to determine which URLs to probe for Web censorship--play a critical role in Internet censorship measurement studies. Indeed, the size and accuracy of the domain probe list limits the set of censored pages that can be detected; inaccurate lists can lead to an incomplete view of the censorship landscape or biased results. Previous efforts to generate domain probe lists have been mostly manual or crowdsourced. This approach is time-consuming, prone to errors, and does not scale well to the ever-changing censorship landscape. In this paper, we explore methods for automatically generating probe lists that are both comprehensive and up-to-date for Web censorship measurement. We start from an initial set of 139,957 unique URLs from various existing test lists consisting of pages from a variety of languages to generate new candidate pages. By analyzing content from these URLs (i.e., performing topic and keyword extraction), expanding these topics, and using them as a feed to search engines, our method produces 119,255 new URLs across 35,147 domains. We then test the new candidate pages by attempting to access each URL from servers in eleven different global locations over a span of four months to check for their connectivity and potential signs of censorship. Our measurements reveal that our method discovered over 1,400 domains--not present in the original dataset--we suspect to be blocked. In short, automatically updating probe lists is possible, and can help further automate censorship measurements at scale.


Microsoft Quits OpenAI Board Seat Amid Antitrust Scrutiny of AI Partnerships

TIME - Tech

Microsoft has relinquished its seat on the board of OpenAI, saying its participation is no longer needed because the ChatGPT maker has improved its governance since being roiled by boardroom chaos last year. In a Tuesday letter, Microsoft confirmed it was resigning, "effective immediately," from its role as an observer on the artificial intelligence company's board. "We appreciate the support shown by OpenAI leadership and the OpenAI board as we made this decision," the letter said. The surprise departure comes amid intensifying scrutiny from antitrust regulators of the powerful AI partnership. Microsoft has reportedly invested 13 billion in OpenAI.


An Experiment with the Use of ChatGPT for LCSH Subject Assignment on Electronic Theses and Dissertations

arXiv.org Artificial Intelligence

MARC and LCSH Systems Library metadata practitioners usually produce bibliographic records for library resources in the form of MARC (Machine-Readable Cataloging) records. MARC is a data format that organizes information about books and other materials in a library collection. One important part of the data is the MARC 6XX Subject Access Fields, which are used to input subject access entries and terms (e.g., topical terms, personal names, places, and time periods) covered by each book or resource. Most of these fields contain subject terms based on controlled vocabularies, one of which is the Library of Congress Subject Headings (LCSH). A key feature of the LCSH system is the application of subdivisions, allowing catalogers and indexers to construct very precise and multi-faceted subject strings by combining main headings with relevant topical, form, chronological and geographic subdivisions in a systematic way.


Evaluating Transfer Learning in Deep Learning Models for Classification on a Custom Wildlife Dataset: Can YOLOv8 Surpass Other Architectures?

arXiv.org Artificial Intelligence

Biodiversity plays a crucial role in maintaining the balance of the ecosystem. However, poaching and unintentional human activities contribute to the decline in the population of many species. Hence, active monitoring is required to preserve these endangered species. Current human-led monitoring techniques are prone to errors and are labor-intensive. Therefore, we study the application of deep learning methods like Convolutional Neural Networks (CNNs) and transfer learning, which can aid in automating the process of monitoring endangered species. For this, we create our custom dataset utilizing trustworthy online databases like iNaturalist and ZooChat. To choose the best model for our use case, we compare the performance of different architectures like DenseNet, ResNet, VGGNet, and YOLOv8 on the custom wildlife dataset. Transfer learning reduces training time by freezing the pre-trained weights and replacing only the output layer with custom, fully connected layers designed for our dataset. Our results indicate that YOLOv8 performs better, achieving a training accuracy of 97.39 % and an F1 score of 96.50 %, surpassing other models. Our findings suggest that integrating YOLOv8 into conservation efforts could revolutionize wildlife monitoring with its high accuracy and efficiency, potentially transforming how endangered species are monitored and protected worldwide.


STAR: SocioTechnical Approach to Red Teaming Language Models

arXiv.org Artificial Intelligence

This research introduces STAR, a sociotechnical framework that improves on current best practices for red teaming safety of large language models. STAR makes two key contributions: it enhances steerability by generating parameterised instructions for human red teamers, leading to improved coverage of the risk surface. Parameterised instructions also provide more detailed insights into model failures at no increased cost. Second, STAR improves signal quality by matching demographics to assess harms for specific groups, resulting in more sensitive annotations. STAR further employs a novel step of arbitration to leverage diverse viewpoints and improve label reliability, treating disagreement not as noise but as a valuable contribution to signal quality.