Goto

Collaborating Authors

 Law


Don't Kill the Baby: The Case for AI in Arbitration

arXiv.org Artificial Intelligence

Since the introduction of Generative AI (GenAI) in 2022, its ability to simulate human intelligence and generate content has sparked both enthusiasm and concern. While much of the criticism focuses on AI's potential to perpetuate bias, create emotional dissonance, displace jobs, and raise ethical questions, these concerns often overlook the practical benefits of AI, particularly in legal contexts. This article examines the integration of AI into arbitration, arguing that the Federal Arbitration Act (FAA) allows parties to contractually choose AI-driven arbitration, despite traditional reservations. The article makes three key contributions: (1) It shifts the focus from debates over AI's personhood to the practical aspects of incorporating AI into arbitration, asserting that AI can effectively serve as an arbitrator if both parties agree; (2) It positions arbitration as an ideal starting point for broader AI adoption in the legal field, given its flexibility and the autonomy it grants parties to define their standards of fairness; and (3) It outlines future research directions, emphasizing the importance of empirically comparing AI and human arbitration, which could lead to the development of distinct systems. By advocating for the use of AI in arbitration, this article underscores the importance of respecting contractual autonomy and creating an environment that allows AI's potential to be fully realized. Drawing on the insights of Judge Richard Posner, the article argues that the ethical obligations of AI in arbitration should be understood within the context of its technological strengths and the voluntary nature of arbitration agreements. Ultimately, it calls for a balanced, open-minded approach to AI in arbitration, recognizing its potential to enhance the efficiency, fairness, and flexibility of dispute resolution.


Large Language Models for Page Stream Segmentation

arXiv.org Artificial Intelligence

Page Stream Segmentation (PSS) is an essential prerequisite for automated document processing at scale. However, research progress has been limited by the absence of realistic public benchmarks. This paper works towards addressing this gap by introducing TABME++, an enhanced benchmark featuring commercial Optical Character Recognition (OCR) annotations. We evaluate the performance of large language models (LLMs) on PSS, focusing on decoder-based models fine-tuned with parameter-efficient methods. Our results show that decoder-based LLMs outperform smaller multimodal encoders. Through a review of existing PSS research and datasets, we identify key challenges and advancements in the field. Our findings highlight the key importance of robust OCR, providing valuable insights for the development of more effective document processing systems.


The State of Commercial Automatic French Legal Speech Recognition Systems and their Impact on Court Reporters et al

arXiv.org Artificial Intelligence

In Quebec and Canadian courts, the transcription of court proceedings is a critical task for appeal purposes and must be certified by an official court reporter. The limited availability of qualified reporters and the high costs associated with manual transcription underscore the need for more efficient solutions. This paper examines the potential of Automatic Speech Recognition (ASR) systems to assist court reporters in transcribing legal proceedings. We benchmark three ASR models, including commercial and open-source options, on their ability to recognize French legal speech using a curated dataset. Our study evaluates the performance of these systems using the Word Error Rate (WER) metric and introduces the Sonnex Distance to account for phonetic accuracy. We also explore the broader implications of ASR adoption on court reporters, copyists, the legal system, and litigants, identifying both positive and negative impacts. The findings suggest that while current ASR systems show promise, they require further refinement to meet the specific needs of the legal domain.


Defining Boundaries: The Impact of Domain Specification on Cross-Language and Cross-Domain Transfer in Machine Translation

arXiv.org Artificial Intelligence

Recent advancements in neural machine translation (NMT) have revolutionized the field, yet the dependency on extensive parallel corpora limits progress for low-resource languages. Cross-lingual transfer learning offers a promising solution by utilizing data from high-resource languages but often struggles with in-domain NMT. In this paper, we investigate three pivotal aspects: enhancing the domain-specific quality of NMT by fine-tuning domain-relevant data from different language pairs, identifying which domains are transferable in zero-shot scenarios, and assessing the impact of language-specific versus domain-specific factors on adaptation effectiveness. Using English as the source language and Spanish for fine-tuning, we evaluate multiple target languages including Portuguese, Italian, French, Czech, Polish, and Greek. Our findings reveal significant improvements in domain-specific translation quality, especially in specialized fields such as medical, legal, and IT, underscoring the importance of well-defined domain data and transparency of the experiment setup in in-domain transfer learning.


Randomization Techniques to Mitigate the Risk of Copyright Infringement

arXiv.org Artificial Intelligence

In this paper, we investigate potential randomization approaches that can complement current practices of input-based methods (such as licensing data and prompt filtering) and output-based methods (such as recitation checker, license checker, and model-based similarity score) for copyright protection. This is motivated by the inherent ambiguity of the rules that determine substantial similarity in copyright precedents. Given that there is no quantifiable measure of substantial similarity that is agreed upon, complementary approaches can potentially further decrease liability. Similar randomized approaches, such as differential privacy, have been successful in mitigating privacy risks. This document focuses on the technical and research perspective on mitigating copyright violation and hence is not confidential. After investigating potential solutions and running numerical experiments, we concluded that using the notion of Near Access-Freeness (NAF) to measure the degree of substantial similarity is challenging, and the standard approach of training a Differentially Private (DP) model costs significantly when used to ensure NAF. Alternative approaches, such as retrieval models, might provide a more controllable scheme for mitigating substantial similarity.


DABench: A Benchmark Dataset for Data-Driven Weather Data Assimilation

arXiv.org Artificial Intelligence

Recent advancements in deep learning (DL) have led to the development of several Large Weather Models (LWMs) that rival state-of-the-art (SOTA) numerical weather prediction (NWP) systems. Up to now, these models still rely on traditional NWP-generated analysis fields as input and are far from being an autonomous system. While researchers are exploring data-driven data assimilation (DA) models to generate accurate initial fields for LWMs, the lack of a standard benchmark impedes the fair evaluation among different data-driven DA algorithms. Here, we introduce DABench, a benchmark dataset utilizing ERA5 data as ground truth to guide the development of end-to-end data-driven weather prediction systems. DABench contributes four standard features: (1) sparse and noisy simulated observations under the guidance of the observing system simulation experiment method; (2) a skillful pre-trained weather prediction model to generate background fields while fairly evaluating the impact of assimilation outcomes on predictions; (3) standardized evaluation metrics for model comparison; (4) a strong baseline called the DA Transformer (DaT). DaT integrates the four-dimensional variational DA prior knowledge into the Transformer model and outperforms the SOTA in physical state reconstruction, named 4DVarNet. Furthermore, we exemplify the development of an end-to-end data-driven weather prediction system by integrating DaT with the prediction model. Researchers can leverage DABench to develop their models and compare performance against established baselines, which will benefit the future advancements of data-driven weather prediction systems. The code is available on this Github repository and the dataset is available at the Baidu Drive.


Great Memory, Shallow Reasoning: Limits of $k$NN-LMs

arXiv.org Artificial Intelligence

$K$-nearest neighbor language models ($k$NN-LMs), which integrate retrieval with next-word prediction, have demonstrated strong performance in language modeling as well as downstream NLP benchmarks. These results have led researchers to argue that models trained on poor quality or outdated data could perform well by employing a $k$NN extension that has access to a higher-quality datastore. In this work, we ask whether this improved ability to recall information really translates into downstream abilities. We extensively evaluate $k$NN-LMs on a diverse set of tasks, ranging from sentiment classification and commonsense reasoning to multi-hop reasoning. Results show that $k$NN-LMs excel at memory-intensive tasks, where utilizing the patterns in the input is sufficient for determining the output, but struggle with reasoning tasks that require integrating multiple pieces of information to derive new knowledge. We further demonstrate through oracle experiments and qualitative analysis that even with perfect retrieval, $k$NN-LMs still fail to determine the correct answers, placing an upper bound on their reasoning performance. Code and datastores are released at https://github.com/GSYfate/knnlm-limits/.


Towards Aligned Data Removal via Twin Machine Unlearning

arXiv.org Artificial Intelligence

Modern privacy regulations have spurred the evolution of machine unlearning, a technique that enables the removal of data from an already trained ML model without requiring retraining from scratch. Previous unlearning methods tend to induce the model to achieve lowest classification accuracy on the removal data. Nonetheless, the authentic objective of machine unlearning is to align the unlearned model with the gold model, i.e., achieving the same classification accuracy as the gold model. For this purpose, we present a Twin Machine Unlearning (TMU) approach, where a twin unlearning problem is defined corresponding to the original unlearning problem. As a results, the generalization-label predictor trained on the twin problem can be transferred to the original problem, facilitating aligned data removal. Comprehensive empirical experiments illustrate that our approach significantly enhances the alignment between the unlearned model and the gold model. Meanwhile, our method allows data removal without compromising the model accuracy.


Why am I Still Seeing This: Measuring the Effectiveness Of Ad Controls and Explanations in AI-Mediated Ad Targeting Systems

arXiv.org Artificial Intelligence

Recently, Meta has shifted towards AI-mediated ad targeting mechanisms that do not require advertisers to provide detailed targeting criteria, likely driven by excitement over AI capabilities as well as new data privacy policies and targeting changes agreed upon in civil rights settlements. At the same time, Meta has touted their ad preference controls as an effective mechanism for users to control the ads they see. Furthermore, Meta markets their targeting explanations as a transparency tool that allows users to understand why they saw certain ads and inform actions to control future ads. Our study evaluates the effectiveness of Meta's "See less" ad control and the actionability of ad targeting explanations following the shift to AI-mediated targeting. We conduct a large-scale study, randomly assigning participants to mark "See less" to Body Weight Control or Parenting topics, and collecting the ads and targeting explanations Meta shows to participants before and after the intervention. We find that utilizing the "See less" ad control for the topics we study does not significantly reduce the number of ads shown by Meta on these topics, and that the control is less effective for some users whose demographics are correlated with the topic. Furthermore, we find that the majority of ad targeting explanations for local ads made no reference to location-specific targeting criteria, and did not inform users why ads related to the topics they marked to "See less" of continued to be delivered. We hypothesize that the poor effectiveness of controls and lack of actionability in explanations are the result of the shift to AI-mediated targeting, for which explainability and transparency tools have not yet been developed. Our work thus provides evidence for the need of new methods for transparency and user control, suitable and reflective of increasingly complex AI-mediated ad delivery systems.


Epistemic Injustice in Generative AI

arXiv.org Artificial Intelligence

While traditional discussions of epistemic injustice have While algorithms have traditionally been leveraged to primarily centered on interpersonal human interactions present and organize human-generated content, the advent (McKinnon 2017; Tsosie 2012), existing research on algorithmic of generative AI has started to fundamentally shift this epistemic injustice has largely been limited to epistemic paradigm. Generative AI models can now create content - injustices produced by decision-making and classification spanning text, imagery, and beyond - that resembles that of algorithms. However, we argue that the distinctive authors, journalists, painters, or photographers. In this paper, characteristics of generative AI give rise to novel forms of we take generative AI to be the class of machine learning epistemic injustice that necessitate a dedicated analytical models trained on massive amounts of data, typically media framework. To address this, we expand upon the established such as text, images, audio or video, in order to produce philosophical discourse on epistemic injustice and introduce representative instances of such media (García-Peñalvo and an account of "generative algorithmic epistemic injustice," Vázquez-Ingelmo 2023).