The UK government has signed the first international treaty on artificial intelligence in a move that aims to prevent misuses of the technology, such as spreading misinformation or using biased data to make decisions. Under the legally binding agreement, states must implement safeguards against any threats posed by AI to human rights, democracy and the rule of law. The treaty, called the framework convention on artificial intelligence, was drawn up by the Council of Europe, an international human rights organisation, and was signed on Thursday by the EU, UK, US and Israel. The justice secretary, Shabana Mahmood, said AI had the capacity to "radically improve" public services and "turbocharge" economic growth, but that it must be adopted without affecting basic human rights. "This convention is a major step to ensuring that these new technologies can be harnessed without eroding our oldest values, like human rights and the rule of law," she said.

With the European Union's Artificial Intelligence Act taking effect on 1 August 2024, high-risk AI applications must adhere to stringent transparency and fairness standards. This paper addresses a crucial question: how can we scientifically audit algorithmic fairness? Current methods typically remain at the basic detection stage of auditing, without accounting for more complex scenarios. We propose a novel framework, ``peer-induced fairness'', which combines the strengths of counterfactual fairness and peer comparison strategy, creating a reliable and robust tool for auditing algorithmic fairness. Our framework is universal, adaptable to various domains, and capable of handling different levels of data quality, including skewed distributions. Moreover, it can distinguish whether adverse decisions result from algorithmic discrimination or inherent limitations of the subjects, thereby enhancing transparency. This framework can serve as both a self-assessment tool for AI developers and an external assessment tool for auditors to ensure compliance with the EU AI Act. We demonstrate its utility in small and medium-sized enterprises access to finance, uncovering significant unfairness-41.51% of micro-firms face discrimination compared to non-micro firms. These findings highlight the framework's potential for broader applications in ensuring equitable AI-driven decision-making.

In the current landscape of autonomous vehicle (AV) safety and security research, there are multiple isolated problems being tackled by the community at large. Due to the lack of common evaluation criteria, several important research questions are at odds with one another. For instance, while much research has been conducted on physical attacks deceiving AV perception systems, there is often inadequate investigations on working defenses and on the downstream effects of safe vehicle control. This paper provides a thorough description of the current state of AV safety and security research. We provide individual sections for the primary research questions that concern this research area, including AV surveillance, sensor system reliability, security of the AV stack, algorithmic robustness, and safe environment interaction. We wrap up the paper with a discussion of the issues that concern the interactions of these separate problems. At the conclusion of each section, we propose future research questions that still lack conclusive answers. This position article will serve as an entry point to novice and veteran researchers seeking to partake in this research domain.

Emerging marketplaces for large language models and other large-scale machine learning (ML) models appear to exhibit market concentration, which has raised concerns about whether there are insurmountable barriers to entry in such markets. In this work, we study this issue from both an economic and an algorithmic point of view, focusing on a phenomenon that reduces barriers to entry. Specifically, an incumbent company risks reputational damage unless its model is sufficiently aligned with safety objectives, whereas a new company can more easily avoid reputational damage. To study this issue formally, we define a multi-objective high-dimensional regression framework that captures reputational damage, and we characterize the number of data points that a new company needs to enter the market. Our results demonstrate how multi-objective considerations can fundamentally reduce barriers to entry -- the required number of data points can be significantly smaller than the incumbent company's dataset size. En route to proving these results, we develop scaling laws for high-dimensional linear regression in multi-objective environments, showing that the scaling rate becomes slower when the dataset size is large, which could be of independent interest.

What is it to interpret the outputs of an opaque machine learning model. One approach is to develop interpretable machine learning techniques. These techniques aim to show how machine learning models function by providing either model centric local or global explanations, which can be based on mechanistic interpretations revealing the inner working mechanisms of models or nonmechanistic approximations showing input feature output data relationships. In this paper, we draw on social philosophy to argue that interpreting machine learning outputs in certain normatively salient domains could require appealing to a third type of explanation that we call sociostructural explanation. The relevance of this explanation type is motivated by the fact that machine learning models are not isolated entities but are embedded within and shaped by social structures. Sociostructural explanations aim to illustrate how social structures contribute to and partially explain the outputs of machine learning models. We demonstrate the importance of sociostructural explanations by examining a racially biased healthcare allocation algorithm. Our proposal highlights the need for transparency beyond model interpretability, understanding the outputs of machine learning systems could require a broader analysis that extends beyond the understanding of the machine learning model itself.

Model merging is an efficient empowerment technique in the machine learning community that does not require the collection of raw training data and does not require expensive computation. As model merging becomes increasingly prevalent across various fields, it is crucial to understand the available model merging techniques comprehensively. However, there is a significant gap in the literature regarding a systematic and thorough review of these techniques. This survey provides a comprehensive overview of model merging methods and theories, their applications in various domains and settings, and future research directions. Specifically, we first propose a new taxonomic approach that exhaustively discusses existing model merging methods. Secondly, we discuss the application of model merging techniques in large language models, multimodal large language models, and 10+ machine learning subfields, including continual learning, multi-task learning, few-shot learning, etc. Finally, we highlight the remaining challenges of model merging and discuss future research directions. A comprehensive list of papers about model merging is available at \url{https://github.com/EnnengYang/Awesome-Model-Merging-Methods-Theories-Applications}.

Given the societal impact of unsafe content generated by large language models (LLMs), ensuring that LLM services comply with safety standards is a crucial concern for LLM service providers. Common content moderation methods are limited by an effectiveness-and-efficiency dilemma, where simple models are fragile while sophisticated models consume excessive computational resources. In this paper, we reveal for the first time that effective and efficient content moderation can be achieved by extracting conceptual features from chat-oriented LLMs, despite their initial fine-tuning for conversation rather than content moderation. We propose a practical and unified content moderation framework for LLM services, named Legilimens, which features both effectiveness and efficiency. Our red-team model-based data augmentation enhances the robustness of Legilimens against state-of-the-art jailbreaking. Additionally, we develop a framework to theoretically analyze the cost-effectiveness of Legilimens compared to other methods. We have conducted extensive experiments on five host LLMs, seventeen datasets, and nine jailbreaking methods to verify the effectiveness, efficiency, and robustness of Legilimens against normal and adaptive adversaries. A comparison of Legilimens with both commercial and academic baselines demonstrates the superior performance of Legilimens. Furthermore, we confirm that Legilimens can be applied to few-shot scenarios and extended to multi-label classification tasks.

This book uses the modern theory of artificial intelligence (AI) to understand human suffering or mental pain. Both humans and sophisticated AI agents process information about the world in order to achieve goals and obtain rewards, which is why AI can be used as a model of the human brain and mind. This book intends to make the theory accessible to a relatively general audience, requiring only some relevant scientific background. The book starts with the assumption that suffering is mainly caused by frustration. Frustration means the failure of an agent (whether AI or human) to achieve a goal or a reward it wanted or expected. Frustration is inevitable because of the overwhelming complexity of the world, limited computational resources, and scarcity of good data. In particular, such limitations imply that an agent acting in the real world must cope with uncontrollability, unpredictability, and uncertainty, which all lead to frustration. Fundamental in such modelling is the idea of learning, or adaptation to the environment. While AI uses machine learning, humans and animals adapt by a combination of evolutionary mechanisms and ordinary learning. Even frustration is fundamentally an error signal that the system uses for learning. This book explores various aspects and limitations of learning algorithms and their implications regarding suffering. At the end of the book, the computational theory is used to derive various interventions or training methods that will reduce suffering in humans. The amount of frustration is expressed by a simple equation which indicates how it can be reduced. The ensuing interventions are very similar to those proposed by Buddhist and Stoic philosophy, and include mindfulness meditation. Therefore, this book can be interpreted as an exposition of a computational theory justifying why such philosophies and meditation reduce human suffering.

This paper investigates the RWKV model's efficacy in content moderation through targeted experimentation. We introduce a novel dataset specifically designed for distillation into smaller models, enhancing content moderation practices. This comprehensive dataset encompasses images, videos, sounds, and text data that present societal challenges. Leveraging advanced Large Language Models (LLMs), we generated an extensive set of responses -- 558,958 for text and 83,625 for images -- to train and refine content moderation systems. Our core experimentation involved fine-tuning the RWKV model, capitalizing on its CPU-efficient architecture to address large-scale content moderation tasks. By highlighting the dataset's potential for knowledge distillation, this study not only demonstrates RWKV's capability in improving the accuracy and efficiency of content moderation systems but also paves the way for developing more compact, resource-efficient models in this domain. Datasets and models can be found in HuggingFace: https://huggingface.co/modrwkv

Large language models (LLMs), while memorizing parts of their training data scraped from the Internet, may also inadvertently encode societal preferences and norms. As these models are integrated into sociotechnical systems, it is crucial that the norms they encode align with societal expectations. These norms could vary across models, hyperparameters, optimization techniques, and datasets. This is especially challenging due to prompt sensitivity$-$small variations in prompts yield different responses, rendering existing assessment methodologies unreliable. There is a need for a comprehensive framework covering various models, optimization, and datasets, along with a reliable methodology to assess encoded norms. We present LLM-CI, the first open-sourced framework to assess privacy norms encoded in LLMs. LLM-CI uses a Contextual Integrity-based factorial vignette methodology to assess the encoded norms across different contexts and LLMs. We propose the multi-prompt assessment methodology to address prompt sensitivity by assessing the norms from only the prompts that yield consistent responses across multiple variants. Using LLM-CI and our proposed methodology, we comprehensively evaluate LLMs using IoT and COPPA vignettes datasets from prior work, examining the impact of model properties (e.g., hyperparameters, capacity) and optimization strategies (e.g., alignment, quantization).