Law
Analyzing Nobel Prize Literature with Large Language Models
Yang, Zhenyuan, Liu, Zhengliang, Zhang, Jing, Lu, Cen, Tai, Jiaxin, Zhong, Tianyang, Li, Yiwei, Zhao, Siyan, Yao, Teng, Liu, Qing, Yang, Jinlin, Liu, Qixin, Li, Zhaowei, Wang, Kexin, Ma, Longjun, Zhu, Dajiang, Ren, Yudan, Ge, Bao, Zhang, Wei, Qiang, Ning, Zhang, Tuo, Liu, Tianming
This study examines the capabilities of advanced Large Language Models (LLMs), particularly the o1 model, in the context of literary analysis. The outputs of these models are compared directly to those produced by graduate-level human participants. By focusing on two Nobel Prize-winning short stories, 'Nine Chapters' by Han Kang, the 2024 laureate, and 'Friendship' by Jon Fosse, the 2023 laureate, the research explores the extent to which AI can engage with complex literary elements such as thematic analysis, intertextuality, cultural and historical contexts, linguistic and structural innovations, and character development. Given the Nobel Prize's prestige and its emphasis on cultural, historical, and linguistic richness, applying LLMs to these works provides a deeper understanding of both human and AI approaches to interpretation. The study uses qualitative and quantitative evaluations of coherence, creativity, and fidelity to the text, revealing the strengths and limitations of AI in tasks typically reserved for human expertise. While LLMs demonstrate strong analytical capabilities, particularly in structured tasks, they often fall short in emotional nuance and coherence, areas where human interpretation excels. This research underscores the potential for human-AI collaboration in the humanities, opening new opportunities in literary studies and beyond.
Human-centred test and evaluation of military AI
Helmer, David, Boardman, Michael, Conroy, S. Kate, Hepworth, Adam J., Harjani, Manoj
The REAIM 2024 Blueprint for Action states that AI applications in the military domain should be ethical and human-centric and that humans must remain responsible and accountable for their use and effects. Developing rigorous test and evaluation, verification and validation (TEVV) frameworks will contribute to robust oversight mechanisms. TEVV in the development and deployment of AI systems needs to involve human users throughout the lifecycle. Traditional human-centred test and evaluation methods from human factors need to be adapted for deployed AI systems that require ongoing monitoring and evaluation. The language around AI-enabled systems should be shifted to inclusion of the human(s) as a component of the system. Standards and requirements supporting this adjusted definition are needed, as are metrics and means to evaluate them. The need for dialogue between technologists and policymakers on human-centred TEVV will be evergreen, but dialogue needs to be initiated with an objective in mind for it to be productive. Development of TEVV throughout system lifecycle is critical to support this evolution including the issue of human scalability and impact on scale of achievable testing. Communication between technical and non technical communities must be improved to ensure operators and policy-makers understand risk assumed by system use and to better inform research and development. Test and evaluation in support of responsible AI deployment must include the effect of the human to reflect operationally realised system performance. Means of communicating the results of TEVV to those using and making decisions regarding the use of AI based systems will be key in informing risk based decisions regarding use.
Elon Musk asks court to stop OpenAI from becoming a for-profit
Elon Musk's attorneys filed for an injunction against OpenAI and Microsoft on Friday accusing the two of anticompetitive practices and seeking to stop OpenAI's conversion to a for-profit company. The filing, spotted by TechCrunch, also names OpenAI CEO Sam Altman, OpenAI President Greg Brockman, Microsoft's Dee Templeton and LinkedIn co-founder Reid Hoffman as defendants. Musk first sued OpenAI earlier this year for allegedly violating its founding mission of building AI "for the benefit of humanity," but withdrew the lawsuit a few months later. He then filed another lawsuit against OpenAI in a California federal court in August, and recently added Microsoft as a defendant. The new motion accuses OpenAI and Microsoft of telling investors not to fund OpenAI's competitors, such as Musk's xAI, of "benefitting from wrongfully obtained competitively sensitive information or coordination" through its relationship with Microsoft, and other alleged antitrust violations.
SAUP: Situation Awareness Uncertainty Propagation on LLM Agent
Zhao, Qiwei, Zhao, Xujiang, Liu, Yanchi, Cheng, Wei, Sun, Yiyou, Oishi, Mika, Osaki, Takao, Matsuda, Katsushi, Yao, Huaxiu, Chen, Haifeng
Large language models (LLMs) integrated into multistep agent systems enable complex decision-making processes across various applications. However, their outputs often lack reliability, making uncertainty estimation crucial. Existing uncertainty estimation methods primarily focus on final-step outputs, which fail to account for cumulative uncertainty over the multistep decision-making process and the dynamic interactions between agents and their environments. To address these limitations, we propose SAUP (Situation Awareness Uncertainty Propagation), a novel framework that propagates uncertainty through each step of an LLM-based agent's reasoning process. SAUP incorporates situational awareness by assigning situational weights to each step's uncertainty during the propagation. Our method, compatible with various one-step uncertainty estimation techniques, provides a comprehensive and accurate uncertainty measure. Extensive experiments on benchmark datasets demonstrate that SAUP significantly outperforms existing state-of-the-art methods, achieving up to 20% improvement in AUROC.
QABISAR: Query-Article Bipartite Interactions for Statutory Article Retrieval
Santosh, T. Y. S. S., Sarwat, Hassan, Grabmair, Matthias
In this paper, we introduce QABISAR, a novel framework for statutory article retrieval, to overcome the semantic mismatch problem when modeling each query-article pair in isolation, making it hard to learn representation that can effectively capture multi-faceted information. QABISAR leverages bipartite interactions between queries and articles to capture diverse aspects inherent in them. Further, we employ knowledge distillation to transfer enriched query representations from the graph network into the query bi-encoder, to capture the rich semantics present in the graph representations, despite absence of graph-based supervision for unseen queries during inference. Our experiments on a real-world expert-annotated dataset demonstrate its effectiveness.
LLMs as mirrors of societal moral standards: reflection of cultural divergence and agreement across ethical topics
Meijer, Mijntje, Mohammadi, Hadi, Bagheri, Ayoub
Large language models (LLMs) have become increasingly pivotal in various domains due the recent advancements in their performance capabilities. However, concerns persist regarding biases in LLMs, including gender, racial, and cultural biases derived from their training data. These biases raise critical questions about the ethical deployment and societal impact of LLMs. Acknowledging these concerns, this study investigates whether LLMs accurately reflect cross-cultural variations and similarities in moral perspectives. In assessing whether the chosen LLMs capture patterns of divergence and agreement on moral topics across cultures, three main methods are employed: (1) comparison of model-generated and survey-based moral score variances, (2) cluster alignment analysis to evaluate the correspondence between country clusters derived from model-generated moral scores and those derived from survey data, and (3) probing LLMs with direct comparative prompts. All three methods involve the use of systematic prompts and token pairs designed to assess how well LLMs understand and reflect cultural variations in moral attitudes. The findings of this study indicate overall variable and low performance in reflecting cross-cultural differences and similarities in moral values across the models tested, highlighting the necessity for improving models' accuracy in capturing these nuances effectively. The insights gained from this study aim to inform discussions on the ethical development and deployment of LLMs in global contexts, emphasizing the importance of mitigating biases and promoting fair representation across diverse cultural perspectives.
AI Benchmarks and Datasets for LLM Evaluation
Ivanov, Todor, Penchev, Valeri
LLMs demand significant computational resources for both pre-training and fine-tuning, requiring distributed computing capabilities due to their large model sizes \cite{sastry2024computing}. Their complex architecture poses challenges throughout the entire AI lifecycle, from data collection to deployment and monitoring \cite{OECD_AIlifecycle}. Addressing critical AI system challenges, such as explainability, corrigibility, interpretability, and hallucination, necessitates a systematic methodology and rigorous benchmarking \cite{guldimann2024complai}. To effectively improve AI systems, we must precisely identify systemic vulnerabilities through quantitative evaluation, bolstering system trustworthiness. The enactment of the EU AI Act \cite{EUAIAct} by the European Parliament on March 13, 2024, establishing the first comprehensive EU-wide requirements for the development, deployment, and use of AI systems, further underscores the importance of tools and methodologies such as Z-Inspection. It highlights the need to enrich this methodology with practical benchmarks to effectively address the technical challenges posed by AI systems. To this end, we have launched a project that is part of the AI Safety Bulgaria initiatives \cite{AI_Safety_Bulgaria}, aimed at collecting and categorizing AI benchmarks. This will enable practitioners to identify and utilize these benchmarks throughout the AI system lifecycle.
Uhura: A Benchmark for Evaluating Scientific Question Answering and Truthfulness in Low-Resource African Languages
Bayes, Edward, Azime, Israel Abebe, Alabi, Jesujoba O., Kgomo, Jonas, Eloundou, Tyna, Proehl, Elizabeth, Chen, Kai, Khadir, Imaan, Etori, Naome A., Muhammad, Shamsuddeen Hassan, Mpanza, Choice, Thete, Igneciah Pocia, Klakow, Dietrich, Adelani, David Ifeoluwa
Evaluations of Large Language Models (LLMs) on knowledge-intensive tasks and factual accuracy often focus on high-resource languages primarily because datasets for low-resource languages (LRLs) are scarce. In this paper, we present Uhura -- a new benchmark that focuses on two tasks in six typologically-diverse African languages, created via human translation of existing English benchmarks. The first dataset, Uhura-ARC-Easy, is composed of multiple-choice science questions. The second, Uhura-TruthfulQA, is a safety benchmark testing the truthfulness of models on topics including health, law, finance, and politics. We highlight the challenges creating benchmarks with highly technical content for LRLs and outline mitigation strategies. Our evaluation reveals a significant performance gap between proprietary models such as GPT-4o and o1-preview, and Claude models, and open-source models like Meta's LLaMA and Google's Gemma. Additionally, all models perform better in English than in African languages. These results indicate that LMs struggle with answering scientific questions and are more prone to generating false claims in low-resource African languages. Our findings underscore the necessity for continuous improvement of multilingual LM capabilities in LRL settings to ensure safe and reliable use in real-world contexts. We open-source the Uhura Benchmark and Uhura Platform to foster further research and development in NLP for LRLs.
From Priest to Doctor: Domain Adaptaion for Low-Resource Neural Machine Translation
Marashian, Ali, Rice, Enora, Gessler, Luke, Palmer, Alexis, von der Wense, Katharina
Many of the world's languages have insufficient data to train high-performing general neural machine translation (NMT) models, let alone domain-specific models, and often the only available parallel data are small amounts of religious texts. Hence, domain adaptation (DA) is a crucial issue faced by contemporary NMT and has, so far, been underexplored for low-resource languages. In this paper, we evaluate a set of methods from both low-resource NMT and DA in a realistic setting, in which we aim to translate between a high-resource and a low-resource language with access to only: a) parallel Bible data, b) a bilingual dictionary, and c) a monolingual target-domain corpus in the high-resource language. Our results show that the effectiveness of the tested methods varies, with the simplest one, DALI, being most effective. We follow up with a small human evaluation of DALI, which shows that there is still a need for more careful investigation of how to accomplish DA for low-resource NMT.
Learning to Forget using Hypernetworks
Rangel, Jose Miguel Lara, Schoepf, Stefan, Foster, Jack, Krueger, David, Anwar, Usman
Machine unlearning is gaining increasing attention as a way to remove adversarial data poisoning attacks from already trained models and to comply with privacy and AI regulations. The objective is to unlearn the effect of undesired data from a trained model while maintaining performance on the remaining data. This paper introduces HyperForget, a novel machine unlearning framework that leverages hypernetworks - neural networks that generate parameters for other networks - to dynamically sample models that lack knowledge of targeted data while preserving essential capabilities. Leveraging diffusion models, we implement two Diffusion HyperForget Networks and used them to sample unlearned models in Proof-of-Concept experiments. The unlearned models obtained zero accuracy on the forget set, while preserving good accuracy on the retain sets, highlighting the potential of HyperForget for dynamic targeted data removal and a promising direction for developing adaptive machine unlearning algorithms.